PART II
5. The Moment of Disaggregation
6. The Aesthetic of Mobilization
7. Middle-Class Cinema
8. The Developmental Aesthetic
9. Towards real Subsumption?: Signs of Ideological reform in Two recent Films
Bibliography
PART II
5. The Moment of Disaggregation
Aaina hamen dekhke hairansa kyun hai?
-Shahryar
Part I developed a general theoretical framework for the study
of popular Hindi cinema through an investigation of the
conditions of possibility of the dominant textual form, the
'social'. We have seen that in the post-independence era a modular
and 'public' textual form rose to dominance, whose ideological
mission was to produce a coherent subject position in a situation
where the democratic revolution had been broached and then
indefinitely suspended. Three mutually-reinforcing factors served
as the conditions of possibility of this textual form: (1) backward
capitalist conditions in the film industry; (2) a transitional state-form
determined by the interests of the dominant coalition, characterized
by the deferral of bourgeois dominance; and (3) the persistence of
pre-capitalist ideologies and the continued authority of traditional
elites.
Against this background I turn in Part II to a conjunctural analysis
of developments in the field of film culture during a brief period of
political and ideological crisis of the Indian state. The attempt here
will be to develop a 'historical construction' of the transformations
in the field and their ideological significance. A historical construction
is not a 'reconstruction' in all its detail, of the events of the period in
question. It is an attempt to understand the historical significance of
a constellation of events by focussing selectively on certain aspects.
The hypothesis constructed and substantiated here can be stated
as follows: a period of intense political upheaval beginning in the
mid-sixties brought into crisis the political form of the national
consensus (represented by the dominant integrationist role of the
Congress party). Since the forces unleashed by this crisis were re-
contained by an authoritarian populist government, only a limited
transformation of the political field occurred. re-organized in a looser,
somewhat disaggregated form, including a more visible though
fragmented opposition, the political system was able to absorb or
marginalize radical challenges through populist mobilization.
Within the ideological sphere, the film industry faced a challenge
to its established aesthetic conventions and mode of production. It
was able to survive the crisis by a strategy of internal segmentation
which enabled it to absorb the challenge of a politically-mobilized
and demanding audience, and at the same time to reduce the threat
of a state-sponsored rival production apparatus. The segmentation
produced three distinct aesthetic formations-the new cinema, the
middle-class cinema and the populist cinema of mobilization.
This chapter will explain and specify the political and institutional
factors behind the pressure for change within the film industry, and
the manner in which segmentation evolved as a solution to the
crisis. The process of segmentation will be discussed in relation to
the theoretical problem of genre formation as a feature of capitalist
culture.
In political history, the period in question roughly coincides with
the first phase of the Indira Gandhi era, from 1966-when after Lal
Bahadur Shastri's death, the Congress Party elected her to take over
as Prime Minister - to the state of Emergency which was in place for
18 months from 1975 to 1977. [1] This period was marked by the
decline and fragmentation of Congress and the beginning of a series
of political challenges from the left and the right to the Congress
managed 'consensual' stalemate between the defenders of traditional
privileges and free-market principles on the one hand, and the forces
agitating for the realization of the new nation's professed democratic
and socialist ideals on the other. According to some political theorists,
the consensual stalemate, which amounted to a negotiated suspension
or retardation of the democratic revolution, required two conditions:
'a low level of popular mobilisation, when the lower orders of the
electorate voted on the advice of superordinant interests of some
kind'; and 'a loose and largely federal political machine in which
negotiation of local support, at local prices, were [sic] left to local
bosses of the Congress' (Kaviraj, EPW 1986: 1699).
Indian politics, according to Kaviraj, was coalitional in two senses.
There was first of all the class coalition, whose significance is
structural, and entails 'long-term constraints'. This structural feature is
threatened but did not undergo any significant transformation during
the Indira Gandhi era. Politics is also coalitional in a second sense,
at the level of 'parties or political formations'. 'Around a central,
disproportionately large party of consensus were arranged much
smaller parties of pressure, which imposed a coalitional logic-on
both government and opposition political groups.' The right and
left factions within the Congress party had more ideological affinities
with opposition parties like the Communists and the Swatantra than
with each other. Thus the Congress itself was a coalition that enforced
a coalitional logic on the functioning of the party system as a whole
(ibid: 1986, 1698). Both these coalitional structures have a bearing
on the ideological question. While the general theoretical framework
elaborated in Part I must be understood by reference to the class
coalition, the historical construction attempted in Part II refers itself
to the local crisis in the mode of political functioning of the coalition.
The crisis in question begins with the unmistakable signs of
popular dissatisfaction in the late sixties, an indication 'that lower
orders of people were becoming less inclined to vote on the basis
of primordial controls' (ibid: 1699). The particular strategies adopted
by the regime (authoritarian populism based on a direct appeal to
the masses over the heads of the intermediate leadership), were
determined by the challenges to the consensus from both left and
right and a recognition of the need to transform the political form of
the consensus. Through the late sixties and early seventies, the
political situation in India remained volatile, with a wide variety of
movements occupying the centre of the political scene. While one
segment of the communist left was making political gains through
participation in the electoral process, another Maoist segment aligned
itself with the rebellious peasantry and rural working class and
appeared to be gaining ground in the countryside. Urban working
class militancy was at its peak in this period, and a combination of
forces led by the ex-socialist Jayaprakash Narayan mounted a strong
offensive against Congress dominance [2].
The crisis can be usefully described as a deep disaggregation of
the socio-political --Structure resulting in the delegitimation of the
consensual ideology of the state. Given the central role of the
Congress in maintaining the political equilibrium up to this point, it
is not surprising that the party became a prominent site of the
unfolding of the crisis. The fragmentation of the Congress, beginning
with the various dissident formations that sprang up in the 1967
elections, at the state and regional level culminated in what was
popularly known as the 'Indicate-Syndicate' split in 1969. The former
group, led by Indira Gandhi and defined by its left-oriented
programme, broke away and quickly marginalized the Syndicate with
a reorganization of the political machine that rendered the existing
modes of political negotiation obsolete overnight. In the Nehru era,
the ability of the Congress to either marginalize or absorb rival political
tendencies had enabled it to produce and maintain the cohesion
effect. Its modular unity reflected the unreconstructed articulation
of a variety of old and new enclaves into a national political network.
The disaggregation of this structure manifested itself in the form of
a serious political crisis with several possible resolutions.
This crisis represented the culmination of a democratic ferment
which promised a transformation of the social order. During British
rule the nationalist movement had mobilized the masses with the
promise of democracy. After independence, the people were repaid
in the heavily devalued currency of citizenship, whose only tangible
benefit was universal adult suffrage. The new regime found that the
long process of colonial exploitation had left the economy too weak,
that the infrastructure for self-reliant industrial growth had to be
built almost from scratch. In view of this constraint on capitalist
growth, the Nehru era, with its programme of state-led economic
growth and 'gradual revolution' found itself relying upon the
continued operation of the ideology of the despotic colonial state
and the feudal order it had instituted.
The forces opposed to this order gathered strength in the post
Nehru era. Thus, this eventful period represents a revolutionary
upsurge whose potential was hijacked by the Indira Gandhi government
and channelled into an authoritarian interregnum.
'Social Tax' Versus State Competition
The crisis in the ideological instance of popular cinema took the
form of a segmentation of audiences, the obsolescence of. the feudal
family romance, the pressure to develop new textual forms. It was
the period in which the 'social', whose cultural status was remarkably
similar to that of the Congress on the political plane, underwent a
multi-faceted transformation. While one significant causal factor
behind this drive for transformation was the politicization and
mobilization of the masses, another was the state-sponsored
movement that sought to give substance to the idea of a national
cinema. These two factors were related, because the decisive step
towards a new approach to film financing by the Film Finance
Corporation (FFC) in 1969 was made possible by the Indira Gandhi
government's interventionist policies. These were strongly stated by
her and the information and broadcasting ministers in her cabinet,
Nandini Satpathy and I.K. Gujral. The latter, in the course of an
exhortatory speech, told the industry that its demand for a reduction
in entertainment tax would be considered seriously if it was willing
to pay a 'social tax' instead. [3] Thus, government co-operation in
developing the capital base of the industry was to be purchased by
a commitment by the industry to the production of films with
progressive themes, to provide cultural support for the developmental
goals of the 'socialist' government. The industry'S leaders were
habituated to making pledges of loyalty to the policies of the ruling
party, but on this call for commitment unanimity was out of the
question. The maintenance of a posture of deference towards the
leadership was all that the industry could manage. [4] The most that
such government pressures on the mainstream industry achieved
was to inspire some producers to include, within a formally unaltered
framework, 'progressive' elements which they hoped would win
government approval. [5] Sometimes this led to the granting of
entertainment tax cuts or exemptions.
However, the Film Institute and the Film Finance Corporation
together formed part of very different kind of intervention which
was to have a lasting impact. While the institute offered training in
the technical as well as performance aspects of film-making, the
corporation, after a few years of lethargic and unimaginative
functioning, launched a financing policy aimed at the development
of 'good cinema', which for most people associated with the project,
meant a cinema that was realist, narrative-centred, developmental,
and culturally distinctly Indian. Although the change in policy had
been initiated in 1964 by Indira Gandhi when she was the Information
and Broadcasting minister, its decisive implementation roughly
coincided with the arrival of a number of trained directors, actors
and other technicians from the Film Institute.
The FFC had hitherto functioned somewhat like other state
financial institutions, supplementing the budgets of mainstream film
makers (and of individuals with international standing like Satyajit
Ray). Now, changing course to became a producer, the corporation
entered into direct competition with the mainstream industry.
Although the protests were muted in deference to the prevailing
mood of populist mobilization, this development caused great panic
in the industry. The industry had for a long time been demanding
that the FFC should expand its operations by increasing the capital
available for lending, to provide state support for the transformation
of production relations within the existing industry. But it had not
anticipated the form of expansion that the FFC finally chose. While
depriving the industry of even the meagre finance hitherto available,
it now established a parallel industry with an alternative aesthetic
programme. No longer Content to produce newsreels as an
instructional supplement to the entertainment film, the government
was now expanding the sphere of state-sponsored production to
the aesthetic realm. However, the crux of the matter was not the
ideological dangers of state-sponsored cinema (which were minimal
since the FFC policy was administered by an independent body), [6]
so much as the economic danger of the emergence of a formidable
competitor.
The implications of the new FFC policy gradually became clear
with growing signs of audience interest in the promise of novelty,
and Wide support from the press for the experimgntal ventures. The
industry was also preoccupied with the more immediate dangers
foreboded by rumours of an impending nationalization, Gujral's active
pursuit of the Film Council idea, the calculations within the industry
about the mode of accommodation with the government's new
socialist agenda, etc. As president of the Film Federation of India,
Sunderlal Nahata called for internal unity and discipline as the only
way of side-stepping the encroachment by the government which
was seen as the main purpose for the institution of the Film Council.
Unity was to be supplemented with a stance of co-operation in the
national project:
Big social changes are taking place in the country. Society has been
awakened to the: realities and socialistic trends are on in the country
for the welfare of the nation... the government can ill-afford to
ignore our problems when we prove to it that we share in the
responsibilities to contribute to the welfare of the nation in our own
humble way as any other industry does. [7]
But with the visibility achieved by Mrinal Sen's Bhuvan Shome
(1969), which won awards and had a limited but surprising
commercial run, it became clear that a substantial challenge was
gathering strength. In the past, figures like Satyajit Ray had developed
their own individualistic trajectories which precluded any
institutionalized aesthetic programme. The industry had found it
possible to acknowledge Ray as the 'Master' and a national cultural
hero, without jeopardizing its own system of production and values.
As Bikram Singh observed at the time, 'It is mainly the institutional
forces and the strength they began to gain in the late sixties which
the established film industry has found less easy to ignore than it
did Satyajit Ray. [8] While providing opportunities for a variety of
styles and political and aesthetic positions, the new aesthetic
programme was unified by an oppositional stance towards the
commercial cinema. The political dimension of the challenge posed
by this initiative was not lost on the mainstream industry. In a review
of Mrinal Sen's Interview, Screen, while acknowledging its strengths,
called it biased, and nervously observed that the film may appeal to
a 'now growing type of Indians' but not to a 'normal' audience. [9]
Among the many compromises that the mainstream industry explored
as a means of defusing this challenge, one was particularly significant
for the manner in which it sought to blunt the political thrust by
foregrounding the 'artistic' dimension of the new movement.
In response to Nandini Satpathy's speech at the National Awards
presentation reiterating the cultural policy of the Indira Gandhi
government, Screen published a long 'critical study' of the speech.
Noting that the speech seemed to be an indication of the policy of
the 'new radical leadership', the writer drew attention to Satpathy's
approving comments on the 'new wave' films. The government was
mistaken in thinking that these films fulfilled the aims of cultural
policy, the writer warned. 'Mrs. Satpathy could be wrong about the
Indian "new wave". Its inspiration appears to be outlandish and
there is little of Indian reality in its products.' [10] By contrast, the
Bombay film 'has been a vehicle of Indian thought, culture and
ideals'. Moreover, the government was warned that by encouraging
the 'new wave' it was playing with fire. The virtues of the Bombay
film lay in their 'innocuous' story-telling technique, while the
'committed film-maker, committed to advance a particular ideology,
can pose a serious danger to society'. On the economic side, the 'new
wave' was a loss-making venture and it was 'unethical', a 'grievous
misconception of priorities' to encourage such indulgence in a poor
country. The article concluded by suggesting that instead of the
new FFC programme, an academy of motion picture arts should be
set up with Satyajit Ray-'the undisputed master of the medium'
at its helm.
The mainstream industry had good reason to invoke the authority
of Ray to serve as an aesthetic focal point that would reduce the
importance of the political dimension. Ray's opinions on the 'new
wave' were first aired in an article 'An Indian New Wave?' published
in Filmfare (8 October 1971) and again in a review article 'Four and
a Quarter', published in Indian Film Culture in 1974. [11] In the first of
these, Ray drew attention to the practical constraints on the ambitions
of the new film-makers. Debunking the trendiness of their enthusiasm,
Ray pointed out that narrative was central to cinema, that 'experiment'
was costly and bound to fail where audiences were untrained in
cinematic language. This criticism was based on the assumption
that experiment necessarily entailed an imitation of 'Godard', a code
word for experimental cinema. Welcoming the new FFC policy, Ray
nevertheless implied that products of such a policy were not going
to succeed with the audience at large. Besides, films like Bhuvan
Shome, which had been hailed as the harbinger of a new movement,
were old-fashioned narrative films after all. In his response the critic
Bikram Singh pointed out that while Ray found foreign experiments
always suited to their time and place, he wanted Indian film-makers
to know in advance the effect of their experiments on the audience,
the commercial viability of the films, etc. The viability criterion
amounted to a pre-emption of experiment. [12] Ray's rejoinder and
Singh's counter-response [13] only reinforced the basic point of
difference. Ray's argument was circular: he regarded narrative as
central; he opposed experiment because it was anti-narrative; he
found that the films made under the FFC aegis were narratives after
all; he therefore questioned its claim to be a 'movement'. It was a
no-win argument. If the new film-makers wanted to be called a
movement they must experiment; if they experimented, they were
out of touch with reality. Mrinal Sen, in a letter purporting to be an
extract from a letter to a friend, summed it up thus: 'to me it (Ray's
article) doesn't mean much except that he emphasizes on the
necessity to build opinion for the "prevention of alleged cruelty to
money-backers". And this, to my mind, hardly builds an aesthetic
case ... [14]
Ray's emphasis on narrative was shared by most people in the
FFC. As the project unfolded, it was narrative that became the most
visible mark of the new cinema's difference from the popular.
However, the dispute between Ray and some in the FFC was over
political and institutional questions. Ray's arguments were anchored
in a notion of the film-maker as an individual artist who must function
in a market that imposes its own rules. He was pragmatic in his
recognition of market constraints but this did not impair his image
as an artistic genius. The new film-makers would introduce a political
element into the aesthetic field, by claiming for their experiments a
significance that went beyond the 'improvement' accomplished by
good narratives. At this juncture, Ray decided to side with the
commercial industry by invoking pragmatic considerations, rather
than serving as a supportive elder figure for the new enthusiasts.
The biggest obstacle to the FFC's project was the strong nexus
between the theatre owners and the financier-distributors, on account
of which the new films found themselves without exhibition outlets.
The construction of theatres by the government was seen as the
only possible solution, but despite such appeals only one or two
feeble attempts were made in this direction. This impasse was one
of the factors that led to compromise formations such as the middle
class cinema, whose most widely known practitioners, Basu Chatterjee
and Hrishikesh Mukherjee, were both associated with the FFC project,
but made most of their films in this period with private finance.
Segmentation
The main sponsors of the middle-class cinema included the N.C. Sippy
family, Tarachand Barjatya, B.R. Chopra, Suresh Jindal, etc., most of
whom were established figures in the mainstream industry. This
cinema was distinguished by its narratives of upper caste, middle
class life with ordinary-looking deglamourized stars. It consolidated
itself by elaborating a negative identity based on'its difference from
the mainstream cinema, thus appropriating one of the main slogans
of the FFC-sponsored 'movement'. An inter-textual reference system
developed thanks to the regular appearance of a set of stars, the
iconography and language of the middle-class household, a constant
use of the popular cinema as a point of counter-identification, even
direct references to other middle-class films (as in Gulzar's Mere
Apne in which a poster and a radio advertisement for Anand figure
prominently). While remaining firmly within the structure of the
established industry, middle-class cinema represented the first serious
and successful attempt at a planned segmentation of the industry
based on the perception of a changed market and the threat of a
rival's potential monopoly over that market. The middle-class cinema
took over that aspect of the FFC's 'realist' aesthetic project Which
consisted in narratives of identification, centred on the urban upper
caste family, a demand for authentic urban middle-class characters
who were recognizably ordinary, etc. The two films which are usually
cited as the first successes of the new FFC policy, Mrinal Sen's Bhuvan
Shome and Basu Chatterji's Sara Akash both presented this aesthetic
of authenticity and simplicity. When it came to commercial exploitation,
however, the main cultural 'resource' proved to be Bengali middle
class culture, which for historical reasons had developed early and
boasted of a rich literary tradition.
Significantly, while FFC failed to create exhibition space for its
films, the middle-class cinema movement within the mainstream
industry was strong enough to prompt a suitable expansion of
exhibition outlets. In many cities new theatres with reduced seating
capacity were built specifically for the middle-class film. The Nartaki-
Sapna complex in Bangalore, which was built in the early 70s,
reproduced architecturally the relations between the mainstream
film industry and its new branch, the middle-class cinema. Nartaki
is an enormous theatre which showed only the biggest of the big
Hindi films at that time. Sapna, which is still associated with the
'realist' cinema, is a single-level theatre wedged into one corner of
the ground floor of the building. Sapna was soon followed (and
elsewhere, preceded) by other such small theatres clinging to bigger
ones. Thus permanent exhibition space was created for a new sector
of the industry.
Certain FFC principles were thus appropriated and developed
into a viable segment of the industry relatively easily due to the fact
that those who had included the middle-class aesthetic principles in
the FFC 'manifesto' were themselves responsible for initiating their
commercial exploitation. Hrishikesh Mukherjee and Basu Chatterjee
were key figures in developing the commercial middle-class cinema
with the financial backing of people like N.C. Sippy. Other principles,
however, seemed doomed to a slow extinction until Shyam Benegal
emerged, literally from nowhere, to exploit their commercial potential.
As editor of Filmfare, B.K. Karanjia provided crucial media support
for all aspects of the new cinema movement. But Mukherjee and
others like B.r. Chopra and even Karanjia, were unapproving of,
and sometimes extremely hostile to the radicals who had used the
opportunity provided by the new FFC policy to make films ranging
from the openly political to the experimental. Such experimentation,
which resulted in films like Mani Kaul's Uski Roti or Kumar Shahani's
Maya Darpan, was ridiculed as an elite preoccupation for which
the masses had neither the time nor the inclination. (Many writers
on Indian cinema spontaneously echo this populist argument, with
the result that the names of Kaul and Shahani have become a
convenient shorthand for the denunciation of experimentation.) A
common sense demand for easy intelligibility was deployed to
mobilize public opinion against experimentation. FN the proponents
of middle-class realism, the role of new cinema was to function as
'leaven' to improve the quality of the mainstream product. [15] Not to
compete with, but to supplement-was the slogan that Karanjia, for
example, developed with vigour in Filmfare. Coupled with the even
more forceful argument of economic viability, this amounted to an
effective prohibition of aesthetic exploration aimed at developing a
cinematic discourse distinct from both the 'realism' of instantaneous
consumability and the aesthetic of the dominant popular cinema.
As a powerful player in the world of the commercial film industry,
B.R. Chopra had much to say on the dangers of the new development.
Chopra had acquired a reputation as an innovator by virtue of having
made successful films without songs (Kanoon, Ittefaq). The latter
was marketed as a turning point in Indian cinema: it was short; it
had taken only a few weeks to complete; it had no songs. Chopra,
who presided over a symposium on 'parallel cinema', leading to a
walk-out by some new film-makers, [16] attacked the very notion of a
parallel cinema movement and heaped abuse on the pretensions of
'a crop of pseudos', who 'in the name of art and realism, (had)
introduced new kinds of vulgarities'. He attribl1.ted the art versus
commerce split to the evil of democracy, which he defined as 'rule
by mediocrity'. Film, 'which was once the entertainment of the
intelligent middle class' had been destroyed by democratic forces
which 'had taken over cinema and converted it into a mediocre art',
leading to a compensatory art film movement. The solution was a
'healthy' cinema that was free from the compulsions of democracy.
The middle-class cinema was thus not only a partial commercialization
of the goals of the FFC project, it was also seen as a protection
against the lures of political cinema.
But it is puzzling that a segment that was manifestly handicapped
by a variety of impediments should cause so much panic in the
industry. One reason for this was the perception that the privilege
of serving as India's 'national cinema' would be more or less
monopolized by the FFC sector. The auteurist FFC films were natural
candidates for awards and for foreign festival entry. Such a turn of
events also presaged government indifference, if not hostility, to the
mainstream industry, which meant that the process of bargaining
with government for concessions, incentives, and other forms of
co-operation could well cease altogether. The industry's claim to
national cultural significance would lack any credibility.
Although there was no possibility of a significant popular success
of the experimental films, their continued production under the
supportive aegis of the government implied real long-term
consequences for the mainstream industry. The alarm would not
have assumed such proportions if it were not for a fear that there
existed a growing interest in precisely the kind of aesthetic shifts
that the political cinema was attempting. While the 'normal' audience
was still there, a 'new type' of audience was perceived as growing.
There was a real possibility that a substantial segment of the audience
for cinema would be drawn to an alternative cultural space, thus
cutting into the size of the middle-class audience for popular cinema.
Although the press and popular opinion continued to propagate the
myth of a cinema exclusively addressed to a mass, proletarian
audience, the middle-class audience (as Ashish Nandy has pointed
out) is the decisive factor for the survival of the industry. The genius
of the middle-class cinema lay in its ability to construct an aesthetic
based on disidentification with the popular cinema while remaining
within the financial and talent structure of the mainstream industry.
But there remained a political excess which the identificatory realism
of the middle-class cinema was unable to accommodate because its
field of representation did not include the domain of the urban
working class or the countryside, where the feudal order was being
challenged by violent uprisings in which urban middle-class youth
were prominent actors. It was through the construction of a
developmental aesthetic that commercial cinema eventually managed
to exploit this political excess.
While the lack of exhibition spaces kept most of the experimental
films off the market, one of the incentives for a commercial exploitation
of urban middle-class political discontent was the exhibition space
that became available with the lapsing of the contract with the Motion
Picture producer's Association of America (MPPAA) for import of
Hollywood films, as pointed out by Shyam Benegal himself (Rizvi
and Amladi 1980: 8). Until this happened, though the 'demand' for a
political cinema did exist, there was no sector in the industry that
was competent enough to exploit it. 'Blaze', an advertising company,
had entered distribution and, sensing the existence of a market for
a cinema different from the popular as well as the 'middle class'
variety, engaged one of its ad-film makers, Shyam Benegal, to direct
Ankur, thus inaugurating the commercial exploitation of the political
dimension of the FFC's aesthetic project.
The politically committed film-makers who benefited from the
new FFC policy had no common aesthetic programme. Some adopted
Brechtian aesthetic principles, while others pursued an aesthetic
based on a critical appropriation of the techniques of melodrama.
Some of the successful films were pure political thrillers in the Costa
Gavras tradition, while a fourth category of films made in the regional
languages, focussed on rural India, with its feudal social order, the
community rituals, etc. This last category provided the material from
which Benegal forged the developmental aesthetic that came to be
celebrated as the political cinema par excellence. This aesthetic was
based on the appropriation of regional realism, and its elaboration
as national cinema, while retaining the regional content as the object
of a strategy of framing that produced a spectator position, allied
with the developmental perspective of the state.
Thus, the FFC's intervention in film production can be read as a
story of the establishment of a research and development facility,
which conducted a variety of experiments from which the commercial
cinema picked up and exploited the most viable forms, leaving the
less viable ones to be pursued by individuals who came to be
identified with aesthetic preoccupations irrelevant to the national
culture. Commercial viability depended on the amenability of the
forms to ideological re-inscription. The cross-over process filtered
out critical experimentation resistant to the prevailing ideologies.
What remained of the FFC's interventionist aesthetic programme
was undercut by the 1975 report of the Committee on Public
Undertakings, which recommended commercial viability as the
primary condition for film-financing.
The Construction of Amitabh Bachchan
While these developments were made possible by a combination of
widespread politicization of cinema audience, especially the middle
class and the students, the declining efficacy of the feudal family
romance prompted a move by the commercial cinema towards an
aesthetic focussed on the mobilization-effect. The legendary star
figure of Amitabh Bachchan, the single most important mass cultural
phenomenon of the seventies and after, with a fame stretching from
the subcontinent to North Africa, was constructed through a series
of contingent occurrences within a relatively short period of two to
three years.
The Bachchan persona, identified with a primordial anger and
populist leadership qualities, was, ironically, given its first exposure
in Hrishikesh Mukherjee's Anand and Namak Haram. In Mukherjee's
films, Bachchan's roles were varied. But beginning with Prakash
Mehra's Zanjeer, a series of films isolated and elaborated the image
of the 'angry man', which soon pushed the other Bachchan persona
out of popular memory. While Mukherjee continued to cast Bachchan
in his films (Abhimaan, Mili, Chupke Chupke, Alaap), the 'industrial
hero' had overtaken the middle-class character.
The disaggregation of the national audience should not be taken
to mean an empirical division of the population into distinct consumer
groups. Although a section of the population clearly patronized only
foreign films and indigenous art films, the rest of the national audience
was not so clearly segmented, and even after the decline of the
feudal family romance, the audiences for the emerging generic
tendencies were not mutually exclusive. However, new expectations
arising out of the political upheavals of the period produced the
conditions for exploration of new forms, narratives and characterological innovations. Disaggregation brought to the fore, class, gender
and generational differences which the social had contained within
its overarching feudal form. Thus, to give just one example, while
the 'social' usually incorporated consumerist references to the latest
fashions and other preoccupations of youthful audiences, these did
not contribute to a distinct 'youth culture' because the paternalism
of the reigning feudal ideology resisted any delinking of youth from
its sphere of authority. But during and after the seventies, commercial
culture gained access to a student/youth audience without paternalist
mediation even if these films ultimately worked towards restoration
of a reformed familial bond. (In Hare Rama Hare Krishna the reform
of parental authority comes after the death of the Janice character
played by Zeenat Aman.) This is a clear sign of an emerging capitalist
tendency towards a disaggregated commercial culture.
In the context of the commercial film industry which was in the
process of a many-sided and unpredictable transformation along
with manifest tendencies to audience segmentation, the Bachchan
phenomenon, though apparently 'in the spirit of the times', is best
understood as a unifying phenomenon which re-established the
popular film industry on a new foundation. While radically different
from the feudal form that had dominated the scene for almost twenty
years, the Bachchan film was nevertheless the means by which the
industry transformed itself internally, providing it with a new identity
.:lat was capable of combining the novel aesthetic possibilities opened
up in the period of crisis with fragments of the old form. The mobilization effect was the most significant new element, whose force was
capable of holding together a new form of modular text in which
the old ingredients would reappear but under a new aegis.
In the era of the feudal family romance, the star-image and the
acting role were linked by the prevailing Hindu codes of iconicity.
The roles of aristocratic or upper-caste heroes and heroines were
played by actors carefully chosen for their looks, which had to match
a certain conception of the 'heroic'. This attempt to approximate
upper-caste and aristocratic ideals of physical beauty dates back to
the time of Dadasaheb Phalke, who in one of his writings, outlined
the ideal features of the actors who would play lead roles (Phalke,
Continuum 1988-9: 65-9). Star glamour in such a context was
indistinguishable from the 'innate' glamour or the splendour of the
elite.
With the Bachchan phenomenon, however, we see the emergence
of a new function for the star image. Now it is not just a question of
exceptional physical features. [17] Nor does it follow the Hollywood
tendency, as described by John Ellis (1992), where acting roles and
star-persona exist side by side, with the films serving as instanciations
of a star's image. In this western model, the star's image is built on
the combination of ordinary and extraordinary traits that are
developed in stories published in star magazines. Crucially, a clear
line separates the star from the acting role, although there is a degree
of seepage of star value into the acting role. [18]
The Bachchan persona is different because in it there is a degree
of integration of star-value with narrative that is unprecedented in
the Hindi cinema. What this demonstrates, however, is not the
unfathomable power of the Amitabh mystique as much as the
demands placed upon the star image by a new form of narrative in
which the innate charm of the aristocracy was no longer the obvious
central content of the text. The Bachchan phenomenon cannot be
analysed in isolation from the construction of this new narrative
form, in which the writer duo Salim-Javed played an important role.
With the disintegration of the feudal family romance, the entry of
'ordinary' heroes into the popular film became possible, perhaps
even necessary. Dockworker, mineworker, railway porter, police
officer, small-time crook: these were some of the roles Amitabh
played in his career, roles that were predominantly lower class and
integral to the evolution of the aesthetic of mobilization (discussed
in Chapter 6).
Such ordinariness brought with it a dilemma: the old hero's pre
eminence had derived from the hierarchies of a social order that
were reproduced within the film text. The middle-class film, on the
other hand, adopted a code of ordinariness that excluded both the
divine splendour of the aristocracy and the political passions of the
proletariat to create a circumscribed representational field where
narrative requirements prevailed over the self-valorizing logic of the
star system. But from the mainstream industry's perspective,
ordinariness, in reinforcing the primacy of narrative movement, is a
threat to the old order, in which as we have seen in Part I,
heterogeneous manufacture, predicated on the assembly of pre
existing 'craft' products and congealed values was the prevailing
mode of production. While the political ferment of the Indira Gandhi
era was strong enough to render the old form obsolete and give rise
to pressures for change, it did not bring about a complete
transformation of the aesthetic bases of the industry. The problem
that the industry faced was how to continue to function with the
existing mode of production without the readymade narrative
framework of the feudal family romance. The FFC project's long
term threat was a reorganization of film-production on the basis of
the centrality and autonomy of the production sector. This was the
factor that prompted a search by established industry figures for
compromise solutions involving a workable mix of star and narrative
values. Salim-Javed also identified themselves with this project for
internal reform. But the resolution that imposed itself finally was
g:me which would make this change of direction unnecessary. This
resolution was made possible by the intensification of the value
deriving from the star system through the infusion of political power
into the figure of the star on the model of the populist cinema of
Tamil Nadu. The star became a mobilizer, demonstrating superhuman
qualities and assuming a power that transformed the others who
occupied the same terrain into spectators. As the auratic power of
the represented social order diminished, there was a compensating
increase in the aura of the star as public persona.
The Politics of Genre
Before moving onto a more focussed analysis of films from these
three segments, it would be useful to draw out the implications of
the historical construction attempted here for the question of genre.
Specifically, how is the segmentation of the industry discussed above
related to or different from genre formation?
The question of genre has been a notoriously difficult one for
critics of Indian cinema. Some critics evade the difficulties by simply
identifying the mythological and the social as the principal Indian
genres. Others recognize that generic differentiation in the Hollywood
sense is not evident in Bombay cinema, although in the early studio
era similar distinctions were prevalent. [19] In a recent essay, rashmi
Doraiswamy (1993) acknowledges the difficulties surrounding the
question, but decides to use the 'personality type' as the basis for
making generic distinctions. In Chapter 3, we have seen how incipient
generic distinctions are undermined by the expansive identity of
the 'social'. However, the 'social' has eluded a precise definition,
serving simply as a label for a large quantity of films which resist
more accurate differentiation.
One of the reasons for the relative weakness of generic differentiation in the Hindi cinema could be the prevalence of a particular
mode of production in the industry, as argued in Chapter 2. Besides,
the possibility of cultural production under such circumstances
bespeaks a whole array of other factors, including a distinct political
structure and an ideological impasse. The pulls and pressures of
such a social organization impose certain conditions of possibility,
certain constraints on cultural production and genre formation. At
the same time, the existence and wide circulation of Hollywood
genres gives rise to imitations and fragmentary appropriations by
Hindi film-makers: the dacoit film was combined with elements from
the Hollywood 'western in films like Khotey Sikkay and Sholay and
'horror films' combined mantravadis and white-clad ghost-beauties
from folk narratives with hairy monsters from a western repertoire. [20]
In the midst of such forays, the portmanteau 'social' has remained
the dominant, and during certain periods, the sole genre with a
contemporary signified. The only element that is exclusive to the
social and thus critical to its identification as a genre is its
contemporary reference. Its dominance attests to a certain ideological
imperative that is peculiar to the modernizing Indian state.
With a few exceptions, these socials are usually musicals. The
musical, which is an intermediate form in which cinema's links with
the stage are worked out, and in which pre-and extra-cinematic
skills and languages are put on display, has become a marginal
form in Hollywood, whereas in the Hindi cinema the continuing
dominance of the musical-social is a symptom of the continued
dependence of the cinema on the resources of other cultural forms.
This is not to be read simply as a question of a gradual
technological advancement which will eventually lead us out of a
dependence on music. The problem of what Rajadhyaksha
(Framework, 1987) calls the 'neo-traditionalism' of Indian popular
film culture is a political, not a technological, issue. The social does
not occur as a transitional form marking the non-completion of some
technological journey. Its function, on the other hand, is to resist
genre formation of any kind, particularly of the type constituted by
the segmentation of the contemporary. This ideological function is
imposed on it by the nature of political power in the modernizing
state. The segmentation or disaggregation of the 'social' is prevented
by the very mode of combination of the aesthetic of the signifier
(music, choreographed fights, parallel narrative tracks, etc.) with
that of the signified (or realism, which requires continuity, a serial
track and subordination of music to a narrative function).
In the period of crisis, we encounter a moment when a genre
formation based on political differentiation is forced on the industry
as a solution to the delegitimation of its dominant formal strategies.
Here it is necessary to free ourselves from the spontaneous association
of genre formation with the specific form it has taken in the case of
Hollywood cinema. While differentiation does manifest itself in the
Indian case, it does not follow the Hollywood pattern. The neg
cinema, the middle-class cinema and the reformed social emerge as
three strong generic identities whose necessity derives from the same
political pressures that led to a transformation of the national
consensus from which the Indian state derived its legitimacy.
In the three chapters to follow, I take up each of the three generic
tendencies identified above for discussion, in order to bring to light
their substantive identity, to investigate their strategies of representation
and their ideological projects.
[1] In view-of the goals of my project, I make no attempt at providing clear cut-off
points for the 'period'. There can be no exact overlap of political and cultural logics
of periodization. Taken separately, the period of crisis for the film industry could be
said to begin in 1969 with the launching of the new FFC policy. But it is more
difficult to say when the momentum of a new thrust comes to an end. politically,
1969 and 1977 can serve as more stable cut-off points because it was in 1969, with
the split in Congress, that Indira Gandhi's transformation of Indian politics began
and it was in early 1977 that the first phase of her rule came to an end with the lifting
of the emergency and the electoral defeat.
[2] For a detailed description of the political ferment of this period see Francine
Frankel, chapter 9-13, pp. 341-582. See also Biplab Das Gupta (1974), Sumanta
Banerjee (1980), Achin Vanaik (1990)
[3] Filmfare, 4 July 1969, p. 29. Gujral championed the Film Council proposal with
great passion. The progressive role of cinema would only be guaranteed by a well
organized industry communicating with government through 'a single highpowered
authority capable of acting as a guide and mentor, as well as a responsible executive
agency for undertaking worthwhile programmes of establishing professional norms
and a rational code of intersectional relationship' (ibid: 27). In his presidential address
to the seventeenth Filmfare awards assembly in 1970, Gujral expanded on his vision
by arguing that politicians and artists were united by the bond of 'the people'. He
contrasted the regressive tendencies in cinema with the 'genuine national style of
expression' that had been developed in theatre, literature and painting. that the
intervention was conceived as a measure to break the hold of the popular industry
by setting up a rival sector is borne out by his assertion that while Bombay was
merely following foreign models in its 'retarded growth', the question for India was
which cinema would dominate. Offering to 'share power' with the industry, Gujral
asked for a reciprocal abandoning of 'laissez-faire' and greater social responsibility
(Filmfare, 22 May 1970, pp. 29-33).
[4] Even this form of feudal allegiance without specific commitments on policy
came under severe strain in these years of political turmoil. Thus, at a meeting
addressed by the prime minister, I.S. Johar who was at the time the head of a producers'
organization, responded to the prime minister's criticism of the industry (Mrs. Gandhi
is reported to have said: 'We do have an impression that this industry is only interested
in making money'!) by reminding her of the 'obscenity of poverty' (Screen, 2 January
1970, p. 1). This led to an uproar in the industry, with several major figures writing
letters of protest, publicly dissociating themselves from Johar's position and even
writing letters of apology with a promise of good behaviour to the prime minister
(Screen, 9 January 1970, pp. 1,6; 16 January 1970, p. 1).
[5] Some tried easier ways to align themselves with the 'socialist' power. Thus,
Shyam Behl, in his Gold Medal (1970), had sequences shot at the annual Congress
session, and presented a reel containing these scenes to the prime minister (Screen,
20 February 1970, p. 1).
[6] Several prominent members of the FFC board, led by Hrishikesh Mukherjee
and B.K. Karanjia. resigned in 1976 when the Emergency leadership started interfering
in the affairs of the corporation (Filmfare, 11 June 1976, p. 35).
[7] Screen, 14 November 1969, p. 8.
[8] Filmfare, 10 January 1975, p. 26.
[9] Screen, 11 December 1970, p. 19.
[10] Screen, 18 February 1972, p. 4.
[11] Both are now available in Ray's Our Films Their Films, pp. 81-99; 100-7
respectively.
[12] Filmfare, 14 January 1972, pp. 21-3
[13] Filmfare, 25 Fehruary 1972, pp. 51-2, 53.
[14] Filmfare, 24 March 1972, p. 51.
[15] Filmfare, 1 January 1971, p. 31
[16] Screen, 17 January 1975, p. 15.
[17] Amitabh Bachchan's acting ambitions were initially ridiculed by some producers
Who found his face unherolike; Hrishikesh Mukherjee's role in launching Bachchan
is crucial precisely because unmindful of the unattractive physical features, he cast
him in his narrative films and provided a showcase for Bachchan's unorthodox talents.
Bachchan's first role, however, was in K.A. Abbas's Saat Hindustani.
[18] See also, Dyer (1987)
[19] Sudhir Kakar (1980) has observed that there was a caste system of film genres,
the mythological being the Brahmin of them all and the Nadia-style stunt films being
the shudras. This would seem to have given way to the era of the secular sociaI,
incorporating the brahmanism of the mythological as well gs the shudra antics of the
stunt film. It is thus not surprising that in the crisis period under consideratlon, the
decline of the social led to the resurgence of the 'shudra' genres like the stunt film,
with 'shudra' stars (in the sense of being exploited minor stars) like Jyothilakshmi
and Vijayalalitha reviving the Nadia phenomenon. (See G. Karnad (1994) and B.
Gandhy and R. Thomas (1991) for discussions of the Nadia films.) In Hindi cinema.
in the era of the dominance of the social. there was a sub-culture of gladiator films
gnd ·thrillers' featuring stars like Dara Singh gnd Feroze Khan. Sheikh Mukhtar gnd
Ansari. These were shown in cheap theatres frequented by a predominantly Muslim
sub-proletariat. One of the reasons for the tremendous success of the first few Salim
Javed films was the strategic use of motifs from urban Muslim culture and Muslim
folk religion which was 'In invitation to a hitherto marginalized audience. On the
other hand. the 'Brahmin' mythological did not enjoy 'I corresponding resurgence.
This may suggest that the social had effected an irreversible secularization of the
mythological (Kakar, 1989: 25), although the revival of the latter on television in
recent years complicates the picture.
[20] Steve Neale (1980) provides a good introduction to the theoretical significance
of the genre question in film studies. See also Jane Feuer (1982) and the essays in
Grant (1986).
6. The Aesthetic of Mobilization
The recuperation of the commercial film industry from the
crisis of the Indira Gandhi era required a reconstruction of its
cultural base and a reform of its mode of address. In the
past its composite textual form had been capable of including a
variety of pleasures. The protocols of darsanic spectacle had been
sustained by the deployment of narratives of familial splendour.
With the disaggregation of the socio-political order, however, the
middle class became amenable to the seductions of a new identity
based on disidentification with the 'socialist' programme in the
national project. The dominant textual form's consensus-effect broke
down and a search was launched for new modes and targets of
address.
Amitabh Bachchan's star personality has to be understood in
this context. Bachchan came to be identified with the dominated, a
figure of resistance who appeared to speak for the working classes
and other marginalized groups. "However, the effectivity of the
Bachchan persona must be investigated not only at the level of a
shift to proletarian themes but more importantly, in its function as a
rallying point for the industry as a whole, a magnetic point around
which the industry reconstituted itself. The ingredients of this persona
go beyond the personal 'charisma' of the individual and include
political, aesthetic and institutional values. Bachchan thus became
an 'industrial hero' (Valicha 1988) not only in the sense that he
played working class characters but also because he was the hero of
the industry.
Bachchan's emergence as the main source of value for the industry
was preceded by parallel attempts to achieve autonomy of the
production sector through an emphasis on narrative. [21] Further
developments contributing to this end were the experimentation
with a novel approach to screen writing in which the indivisibility
of the story and dialogue departments was maintained. [22]
Rajesh Khanna was the reigning male star during the years in
which the Bachchan persona was being constructed. Sippy Films,
Shakti Samanta and other commercial film-makers had tried to make
films with an emphasis on narrative. Shakti Samanta's Aradhana,
based on an old Hollywood melodrama, To Each His Own, proved
a tremendous success, with its message of patriotism and a little
boost from the rumoured 'controversy' over Sharmila Tagore's
appearance in a bath-towel. G.P. Sippy's Andaz was also a 'script
film' with a borrowed French narrative. It was successful, but the
brief appearance of Rajesh Khanna in a flashback, singing the
immensely popular 'Zindagi ek safar hai suhana' became the
highpoint of the film, obscuring the somewhat unorthodox plot
involving widow remarriage. Thus, there were signs that commercial
cinema was itself experimenting with a gradual reform of the
dominant textual form that could preserve the star as the industry'S
main source of value while asserting the autonomy of the production
sector with an emphasis on narrative. Other successes of the period
like Bobby, Jawani Diwani, Imtihan, Hare Rama Hare Krishna
addressed the student/youth segment of the audience. Of the star
figures involved in these films, only Zeenat Aman and Rishi Kapoor
developed lasting careers, Dimple Kapadia, who might have had
greater success than any of the others, left the industry to get married.
While many stars succeeded in developing star-images of minor
significance, only Bachchan evolved into a national figure. His role
is thus to be understood trans-textually, as a figure of cohesion in
the industry as a whole.
'Bachchan's star-image was constructed through two different
points of entry. After an initial period in which he failed to secure
any significant acting roles, Bachchan found a hospitable climate in
Hrishikesh Mukherjee's middle-class films where he appeared as a
cultured, concerned doctor (Anand), angry son of an industrialist
(Namak Haram), a singer who rebels against his orthodox father
(Alaap), etc. In this early period he also worked as a hero of the old
style in films like Pyar ki Kahani and Bombay to Goa, while taking
on roles in some low-budget films as well which might well have
led him the way of minor stars like Navin Nischal and Vinod Mehra.
The turning point came with the scripts written by Salim-Javed. Of
these the most significant were Zanjeer (1973), Deewar (1974), and
Sholay (1975). Bachchan came to be associated so strongly with the
latter that his early films, even the successful ones made by Mukherjee,
have been almost forgotten. [23] This is despite the fact that it was
Mukherjee's casting of Bachchan in the 'brooding' roles of Anand
and Namak Haram that disclosed the potential that would be
exploited on a gigantic scale by the commercial industry. [24]
The difference between Mukherjee's films and those that built
up Bachchan as a star persona was that in the former, the star
represented only an infusion of additional value into a narrative
which retained its primacy. (In a film like Abhiman, the conflicting
trajectories of narrative and spectacle were sought to be resolved
through the narrativization of the star figure.) In the Salim-Javed led
project, however, the star remained a semantic excess of the narrative
process, available for future exploitation.
The value deriving from a star persona is part rent and part
profit. From the star's perspective, his/her body is a source of rent,
since its principal quality, charisma, is coded as a possession that
he/she is 'born with', notwithstanding the work that goes into
producing it. From the perspective of the film-makers, the payment
of rent enables the exploitation of this 'ground' in profit-making
ventures. The star's persona thus accumulates within itself attributes
that are specific to various instances of performance, as well as
various value-laden associations deriving from personal history. Thus,
as an example of the latter, we may cite Bachchan's literary and
political affiliations. His father, Harvansh Rai Bachchan, is a well
known Hindi poet and his mother Teji Bachchan, a distinguished
member of the social elite. (Mukherjee's Alaap showed Amitabh
singing one of his father's poems.(see clip)) The Bachchans were also close
friends of the Indira Gandhi family. Amitabh would later enter politics
as a Congress candidate for parliament and remain Rajiv Gandhi's
close ally for many years. These bits of information were stirred into
the star persona by the press.
The persona also absorbed the characteristics of several characters
played by Amitabh in the early part of his career. Anger, self
absorption, rebelliousness, devotion to mother, proletarian identity
were some of the attributes of the roles that came to be absorbed
into the star persona. While the power derived from elite affiliations
served to legitimate the persona for the middle class, the personality
derived from the subaltern roles was the basis for a new mode of
address, which spoke to the proletariat and other marginal sections
and mobilized the spectator behind the star. The rest of this chapter
will be devoted to a discussion of the first three Salim-Javed films,
Zanjeer, Deewar and Sholay. The primary aim will be to identify the
strategies through which these films constructed the mobilized (and
mobilizing) subaltern hero as an agent of national reconciliation
and social reform.
Zanjeer (Prakash Mehra, 1973)
This was one of the first independent successes of the writer-duo
Salim-Javed, whose star status is intimately tied up with the three
films we are concerned with. Employed for a period in the G.P. Sippy
Films Writing Department, where they participated singly or together
in the writing of Andaz (based on A Man and a Woman), and Seeta
aur Geeta (based on Ram Aur Shyam), Salim-Javed struck out on
their own with Nasir Husain's Yadon ki Barat (based on an idea that
Husain had already tried out in Pyar ka Mausam) and Prakash
Mehra's Hath ki Safai and Zanjeer. While all of these films were big
earners, Zanjeer was the film that launched Salim-Javed into stardom.
Bachchan was chosen for the role of Inspector Vijay when Dev
Anand, enjoying a resurgence of popularity after the success of Johny Mera Naam and Hare Rama Hare Krishna, rejected the offer. As
Salim-Javed recollect it, the final form of Zanjeer owed much to
their insistence on strict adherence to a tightly-composed screenplay.
(Prakash Mehra, the producer/director, had wanted to make room
for a plane hijack half-way through the shooting.) Indeed, by their
own reading, it was a novel approach to screen-writing which insisted
on the indivisibility of the 'story' and 'dialogue' departments
(traditionally regarded as separate skills in the industry) that made
their films distinct.
The institutionalization of the subaltern as mobilized subject,
however, was effected through narrative mechanisms to which we
now turn. In Zanjeer, the Bachchan persona came to be identified
with a subaltern anger and an affiliation with the masses symbolized
by an alliance with a figure representing the Muslim minority. The
hero of Zanjeer is an honest police officer who uses extra-legal
methods to bring criminals to justice and in the process antagonizes
his colleagues and incurs the wrath of the criminal underworld.
Tormented by the memory of his parents' assassination by a criminal,
Inspector Vijay (Amitabh Bachchan) has a recurring dream of a
masked figure on horseback (see clip). The image is traced back to a bracelet
worn by the killer. The dream and the hero's inability to understand
it signal his possession by an elemental force which drives him to
act in unorthodox ways but always towards honest ends. In the
course of an investigation, he becomes friendly with a female knife
sharpener (Jaya Bhaduri) whom he rescues from the street after
persuading her to give evidence against some criminals.(see clip) Next he
confronts Sher Khan (Pran), a Pathan who runs a gambling den in a
mohalla notorious for criminal activities. This confrontation has a
symbolic dimension because it pits Vijay, as a representative of the
law against Sher Khan, who is a law unto himself. Agreeing to Sher
Khan's challenge to meet him on his own ground, Vijay goes to his
mohalla after duty. In the ensuing duel neither is able to defeat the
other. Sher Khan, acknowledging his rival's strength, abandons his
illegal activities and pledges to assist Vijay in his fight against crime
and injustice. (see clip)Thereafter, dismissed from the force on a false bribery
charge, Vijay, assisted by Sher Khan and a Christian old man (Om
Prakash) confronts the city's big crime gang, discovers that the gang
boss is his parents' killer(see clip), and has his revenge. The novelty of the
narrative is the combined result of two elements.
1) The revenge of the orphan: The orphan is a figure of marginality,
deprived of the normal familial pleasures by the intrusion of evil.
The orphan's actions are attributed to a force beyond his control,
haunting his dreams and driving him to act in ways that conflict
with the procedural protocols of the law. He lacks the personal
stability that would enable him to function as a normal law-enforcing
agent. He is a loner and a stranger to his colleagues, a narcissistic
personality. His personal need for revenge is not recognized by the
law that he serves. The law draws upon his strength to implement
its will but refuses to loan him any part of its strength so that he may
exact his revenge. This figure exists in a space between the law and
illegality, a figure whose ability to fulfil his role as a citizen is
obstructed by the pathological history of the subject, which demands
a cure that is extra-legal by definition. It represents the unfinished
character of the bourgeois revolution, the failed reconstruction of
the social in accordance with a new philosophy.
At the same time, the figure of the inspector with an unreconciled
history stands for the existence, within the field of the law, of a fund
of transformative will. It heralds the possibility of a reform of law to
make it serve the needs of the dispossessed and the marginalized.
The law displays its humanity by revealing its pathological side: it
too is haunted by unfinished projects of retribution and redistribution.
Through the in-between figure, the law maintains its position of
impersonal power, while allowing a part of itself to respond to the
demands of those who are its victims.
2) The mobilization of the dispossessed: Whether it is a question
of the suspension of the law for the duration of a retributional
narrative or the re-awakening of the law to its unfinished historical
project, the solution has to be backed by the will of the people. In
Zanjeer the hero's mission is aided by a series of 'donors' (to use
V.I. Propp's term somewhat loosely), who stand for different segments
of the dispossessed. There is first of all the female knife-sharpener,
who represents women on the margins of respectable society,
abandoned by the patriarchal network to fend for themselves. Second,
there is Sher Khan, who represents a criminalized but essentially
honest Muslim proletariat. And third, the Christian old man, drinking
to forget his son's death at the hands of the criminals, who comes to
Vijay's aid with information about smuggling operations. These poor/
gendered victims of society and marginalized minorities gift their
combined strength to Vijay, giving his mission a significance beyond
his need for personal revenge. It is through their active involvement
in the mission that Vijay comes to be identified as a hero of the
masses. He acts with their support but also on their behalf, as their
voluntarily chosen representative. Their support endows his personal
mission of revenge with a social purpose.
The Amitabh persona is a 'proletarian hero' who is at the same
time a representative of the state. It is the act of switching sides,
positioning himself on the side of the 'illegal' (but morally upright)
margin, that gives the figure its power.
Deewar (Yash Chopra, 1974)
In Deewar, however, this double identity of the hero is split into
two separate figures, resulting in a powerful drama of epic conflict,
a civil war between state and community. The film begins with a
traumatic childhood event, the humiliation of the father and his
disappearance, and the flight of the mother with two children to the
city to escape the community's insults. The father (Satyen Kappu) is
an upright trade union leader who is forced to sign an agreement
detrimental to the workers' interests when the mine-owners threaten
to destroy his family. Unable to bear the opprobrium, he disappears.(see clip)
The mother and two children go to Bombay and become part of the
unorganized working class, living on the streets. As the children
grow up, a field of conflict is established in which the state/citizen
confronts the community/subject. Inspector Vijay of Zanjeer, who
embodied the combination of citizen and pathological subject, is
split into two separate figures in Deewar. Inspector Ravi (Shashi
Kapoor) and criminal Vijay (Amitabh Bachchan). Educated with the
earnings of both his mother, who works at a construction site, and
his elder brother, who works as a shoeshine, Ravi grows up to be
an exemplary citizen, passing all his exams with high marks and
after a futile search for employment, trains as a police officer.
Meanwhile, Vijay grows up to be a dock worker and defends his
fellow workers against gangsters who take away a part of the workers'
weekly earnings. Picked up by a gang leader (whose rivals run the
extortion racket at the dock), Vijay soon becomes the second in
command. The gang leader Davar (Iftikhar) becomes Vijay's surrogate
father. Meanwhile, Ravi completes his training and is posted in
Bombay, to tackle the smuggling menace. When he realizes what
his brother does for a living, Ravi tries to back out of the case but,
inspired by a visit to the house of a poor schoolmaster, he resolves
to put aside all personal considerations in the fight against injustice.
The mother Sumitra Devi (Nirupa Roy) who loves Vijay more than
Ravi, nevertheless opposes Vijay's criminal activities and goes to
live with Ravi. Vijay, for whom his mother's love was the sole
justification for living, despairs. Meeting Ravi near a bridge where
they had spent their childhood, Vijay reminds his brother of bygone
days and tries to persuade him to take a transfer out of Bombay.
Ravi refuses and steps up the anti-smuggling operations. Vijay is
pursued on the other side by the rival gang. Resolving to marry his
girlfriend Anita (Parveen Babi), a call-girl, and then give himself up,
Vijay sends word to his mother to meet him at the temple. Meanwhile,
Samant (Madan Puri), boss of the rival gang, returns to take his
revenge. He kills Anita as she is getting dressed for the wedding.
Giving up all hopes of a return to normal life, Vijay kills Samant and
his gang members. Ravi, informed about Vijay's killing spree, sets
out to catch him. His mother hands Ravi his gun and wishes him
success in his mission. She then proceeds to the temple to await the
arrival of Vijay. Fatally wounded by Ravi and pursued, Vijay arrives
at the temple and dies in his mother's arms.
The narrative is framed by an awards ceremony at which Ravi is
receiving a medal for bravery. In his speech Ravi invokes those who
stand behind the nation's heroes but are never acknowledged in the
official record. He asks his mother to receive the medal on his behalf
The mother, escorted to the dais, receives the medal but is distracted
by a memory. Her gaze, directed at a point outside the frame, prompts
the 'flashback' which tells the entire story. Thus the story of Vijay is
presented as doubly erased, confined to the depths of a mother's
memory, remaining her secret, not to be recounted in the public
space of the awards ceremony. (see clip)The flashback structure codes the
narrative as a mother's memory hidden from public view, evoking a
powerful sense that the film will tell an 'unofficial' history, one which
the audience can share in, although no official record will include
it. It evokes the community of the 'pre-historic', the solidarity of the
mother's world against the world of the father, the Law. It imbues
the tragedy of Vijay with a secrecy, a subterranean quality. The
'flashback' concludes with Vijay's death and we return to the official
assembly where the mother is still standing on the dais and the hall
resounds with applause. The applause, officially intended for the
brave police officer, has now been partially re-allocated to the
rebellious son. The enactment of masochistic fantasy takes place in
the shadow of the triumphal march of the patriarchal order.
Thus the text stages an imaginary and unofficial elevation of the
resistant subject to a place of honour in the community's informal
memory. Sumitra Devi serves as the link between the world of the
citizen, of law and the rule of merit, and that of the poor, the
victimized and the unreconciled. As a 'woman', she is firm in her
submission to the law, she takes Ravi's side and leaves Vijay when
his smuggling activities are disclosed. As a 'mother', she is equally
firm in her love for Vijay, the elder son, the one who has borne the
permanent mark of his father's dishonour(see clip). By thus splitting the woman
into two functions, the film offers the spectator the pleasure of a
secret liaison with the mother as a surrender to the political power
of matriarchy. The martyred rebel has achieved a reunion with the
mother's body suggested not only by the concealment of Vijay's
story in the mother's memory but also by the image of Vijay resting
his head in her lap at the end and asking her to put him to sleep.
Vijay's tragic destiny is ensured by his attempt to place his mother
in the position of the Father, as the authority whose desires he
seeks to fulfil. After joining the gang, Vijay buys a skyscraper as a
gift for his mother, who had worked as a coolie when it 'was being
constructed. This phallic offering, an invitation to occupy the position
of dominance, is rejected by the mother [25] Instead she punishes him
by serving as the vehicle of the Father's law. Before the final
confrontation, handing Ravi his gun, she gives him her blessing:
'May your hand not tremble when you shoot.' After his departure,
she declares, 'The woman has done her duty, now the mother will
go and await her son.'(see clip)
Deewar dramatizes the relations between the contractual, law
abiding society and its subterranean, criminal obverse, through a
masochistic scenario in which the hero's movement towards death
becomes a fantasy resolution of-me impossible desire for reunion
with the mother's body. This dramatization points to the political
uses of masochistic fantasy as an ideological disavowal (which
amounts to an acceptance) of the legal order. Deewar can be usefully
read as an example of cinema as masochistic fantasy as defined, for
instance, by Gaylyn Studlar, following Gilles Deleuze. 'The masochistic
fantasy may be viewed as a situation in which the subject (male or
female) assumes the position of the child who desires to be controlled
within the dynamics of the fantasy' (Studlar 1992: 778). According
to Deleuze, masochism is an enactment, 'above all formal and
dramatic', determined by 'a specific story' (cited in Studlar 1992:
774). It is the enactment of mythical reunion with the oral mother.
The subject desires such a reunion, a return to the state of infancy,
but '[t]he promise of blissful reincorporation into the mother's body
and re-fusion of the child's narcissistic ego with the mother as ideal
ego is also a threat. Only death can hold the final mystical solution
to the expiation of the father and symbiotic reunion with the idealized
maternal rule. The masochist imagines the final triumph of a
parthenogenetic rebirth from the mother' (ibid: 780).
This theory locates the origins of masochistic fantasy in the
experience of the child and by extension, defines the cinematic
experience itself as being continuous with that experience. However,
Deewar is more accurately described as an allegorization of the history
of the nation-state itself through the masochistic fantasy. The film
text deploys the fantasy politically, as a mechanism of provisional
counter-identification. In doing so it draws from the power of
masochism to produce a resolution of the internal conflicts of the
nation-state which is pleasurable and acceptable to the dominated.
In Deewar the masochistic subject elevates the mother to the position
of the all-powerful ruler and enacts death as the means of mystical
reunion. In the context of a patriarchal order, whose triumph cannot
be disavowed and to which all must submit, the fantasy serves as a
pleasurable staging of surrender coded as masked victory. The
masochistic fantasy enacted in Deewar is subterranean by definition
in that it must be staged in the shadow of the patriarchal order's
triumph. In its political dimension, the fantasy becomes possible
only in a relation of subordination to the dominant patriarchal order.
The masochistic fantasy in Deewar is fully determined by the
dominatedness of its scenario, by the fact that the fantasy cannot be
represented in the public domain except in the shadow of the
dominant, although it offers itself as a subversive alternative to the
dominant.
The conferral of power on the female serves to allegorize the
problem of the internal schism of the modern state, the co-existence
of the law and the community as conflicting terrains. The 'ideal'
configuration would have the law fully enveloping the community,
of reconstructing the individual as citizen-subject. But the crisis of
the state derives from the fact that the law, in its drive to desacralize
and colonize the space of the community, [26] faces a number of hurdles
and rival political formations. The mother-figure serves as a narrative
surrogate for all such rival formations: the traditional family, the
criminal underworld, the community of the devout. She represents
the border between the law and these rival formations. But she is
not the 'prize' for which the two realms are fighting, because only
one of them has the discursive ability to reduce the mother to the
status of a possession. She is thus a liminal figure who represents
the resistance of the community to a reorganization of social space
according to the laws of private property. (This does not mean that
the resistance represents a collective consciousness. In its resistance
to reorganization along individualistic lines, the past comes to be
embodied as 'community'.) One of the turning points in the film is
the scene of the meeting at the bridge where Vijay tries to persuade
Ravi to take a transfer to another police station. The entire scene is
constructed to highlight the difference between Ravi, whose memory
has been erased by his emancipation to the position of a
representative of the law, and Vijay who remains a victim of his
past. The scene opens with Ravi waiting at the bridge. On the
soundtrack the patriotic song 'Sare jahah se achcha' is playing,
reminding us (but not Ravi) of an event from the past: One morning,
finding Ravi missing, Vijay and his mother go in search of him. They
find him standing at the gates of a school, listening to the uniformed
children singing the song. Up to that point, the mother's earnings
had been too meagre to send either boy to school. On that day,
Vijay decides to take up a job himself so that with the additional
income Ravi could be sent to school. The spectator recalls this earlier
scene, but Ravi has no memories of the bridge under which he had
slept as a child. For Vijay this bridge of memory is the only remaining
link between him and Ravi, and he wants to reactivate it. Ravi does
not yield to the unifying power of memory. Frustrated, Vijay boasts
of his achievements, his worldly possessions, beside which Ravi's
sub-inspector's salary is a pittance. 'I have all this, but what do you
have?' he asks, to which Ravi replies, 'I have mother.'(see clip) This scene
prefigures Vijay's tragic destiny. It is here that we learn the difference
between the new figure, that is representative of the law, and the
old one. One is possessed by the past and seeks to be possessed
and dominated by the mother, who is a figure from that past. The
other, emancipated from the past, is able to 'have the mother', to
possess her as a part of his familial affective realm.
Through the metonymic link to the world provided by the
narcissistic son, the mother also comes to stand for the marginalized,
the working classes, as well as the minorities. Vijay's rebellious spirit
is aroused when a fellow dockworker gets killed after refusing to
pay the extortionists who run the protection racket. The next week
he too refuses to pay and takes on the whole gang single-handedly.
His victory makes him the workers' hero.(see clip) An old dockworker, Rahim
Chacha, advises him to hold on to his badge because it bears the
number 786, which is sacred to Muslims. (see clip)Like Sher Khan in Zanjeer,
Rahim Chacha functions as a donor, bestowing on the hero the
beneficent powers of his religion and at the same time nominating
him as a representative of the minorities and the marginalized. This
is another instance of the scenes of election and nomination that we
have already noted in Zanjeer in which the Muslim minority
symbolically adopts the hero as its own leader. The badge saves his
life twice. The third time, pursued by Ravi, Vijay drops the badge
and cannot retrieve it, ending his good luck.
Deewar is one of the few film epics produced by the Bombay
industry. It is the most powerful of all Salim-Javed screenplays,
combining tried narrative devices, a new mode of address, and new
iconic material in a displaced enactment of the hopes and disaffections
of modern India. Two films from the past provided the primary
narrative material. Mother India (Mehboob 1957) was the source for
the thematics of the mother-son relationship. There the mother herself
killed the rebellious son, who had turned into a bandit, and was
rewarded with a symbolic role at the opening of a dam. Her sacrifice
thus made her a contributor to the progress of modern India. From
Dilip Kumar's Gunga Jumna (Nitin Bose 1961) Salim-Javed took the
theme of confrontation between two brothers, one representing the
law and the other an honest and hard-working farmer forced into a
life of crime by feudal exploiters. Combining the two, Salim
Javed added to an already powerful mix, a third element, the spectacle
of nomination whereby the hero becomes a point of counter
identification for the spectator, assuring a pleasurable 'subversion'
without undermining the supremacy of the law. Amitabh is at once
Birju, the rebellious son of 'Mother India', whom the mother must
sacrifice in order to establish the rule of law, and Gunga, the honest
man forced into crime by a feudal system which the law is unable to
smash. Gunga also represents the consequences of the failure of the
legal system of the modern state. Where the law does not fulfil its
role as destroyer of feudal oppression, an alternative system of justice
arises. At the same time both Gunga Jumna and Deewar emphasize
the element of primitive accumulation through which the modern
state itself is established. Both Gunga and Vijay work to send
their brothers to school, their sweat has gone into the making of
the exemplary citizens, Jumna and Ravi. Thus, the law is presented
as a product of the labour of the poor which turns against the
poor, the dead labour of the proletariat, alienated from it and turned
hostile.
Gunga Jumna and Mother India portrayed the rebels as dacoits,·
rural bandits who belonged to the world of popular criminality
celebrated in folklore. Their criminality was a direct result of feudal
oppression and had the additional dimension of Robin Hood style
altruism. In Deewar, however, the hero does not start an enterprise
of popular criminality. He joins an existing smuggling ring and rises
to the top. The initial elaboration of the confrontation between
exploiters and exploited is displaced onto a more traditional plot-line
of police versus criminals. Within the world of crime, Vijay's gang is
depicted as being more ethical in its criminality than the others and
the audience is invited to applaud Vijay as he tricks the rival gang.
Haji Mastan, the real life smuggler and slumlord of Bombay, is reputed
to have been the model for Vijay's role. (Mastan and other smugglers
were arrested after the film was made, under the new laws of Indira
Gandhi government.) Although Mastan, like other urban gangsters,
enjoyed popularity in the slums where he ruled and dispensed charity,
as a point of counter-identification the smuggler did not have the
same power that the rural dacoit had. This is why Davar's gang had
to be endowed with a vague ethical status and Vijay himself to be
isolated from the gang into a figure of brooding inwardness. It is
through this isolation that it becomes possible to return the spectator
to the 'psychic' pleasures of a masochistic fantasy.
Sholay (Ramesh Sippy, 1975)
Sholay was the third high point in the formative phase of the aesthetic
of mobilization. Here again Amitabh Bachchan's star-image was
combined with Salim-Javed's narrative of the epic confrontation
between the state and an internal rival political power. The setting
is a village where a ruthless dacoit, Gabbar Singh (Amjad Khan), is
terrorizing the villagers and extorting payments in the form of seasonal
gifts of farm produce. The biggest landlord in the village, Thakur
(Sanjeev Kumar), is also a police officer who captures Gabbar Singh
and has him sent to jail. Swearing revenge, Gabbar escapes from
prison and kills everyone in the Thakur's family, except his daughter
in-law who was not at home. The Thakur goes to Gabbar's camp
and is captured. Gabbar cuts off both his arms and sends him back
to the village. During his tenure as police officer, the Thakur had
had occasion to observe the valour of two petty criminals, Jai
(Amitabh Bachchan) and Veeru (Dharmendra), who helped him
when the train they were travelling in, was ambushed by dacoits.
The Thakur tracks them down and offers them money to help him
capture Gabbar alive. They arrive in the village and decide to run
away after raiding the Thakur's safe. The Thakur's widowed daughter
in-law Jaya Bhaduri arrives as they are trying to break open the
safe and offers them the keys. Shamed, they give up the plan and
decide to stay. The first opportunity for a confrontation arises when
three of Gabbar's men arrive to collect grain from the villagers. The
Thakur intervenes, and with Jai and Veeru demonstrating their
bravery, the three dacoits have to return to camp empty-handed. All
three are killed by Gabbar. On the day of Holi (a spring festival of
colours), Gabbar leads his men in an attack on the village. Jai and
Veeru are disarmed but manage to trick Gabbar, leading to a fight in
which Gabbar's men are defeated. Jai and Veeru make another
attempt to capture Gabbar as he meets with an arms dealer, but fail.
Meanwhile Veeru falls in love with Basanti (Hema Malini), who
drives a tonga and Jai is attracted to the mysterious widowed
daughter-in-law of the Thakur.
Ahmed (Sachin), son of the blind Imam (A.K. Hangal), who has
secured employment in the city, is on his way to the railway station
when he is captured by Gabbar's men. Gabbar kills Ahmed and
sends the body back to the village. The villagers turn against Jai and
Veeru for inviting Gabbar's wrath upon the village but the Imam
stands by them, declaring that he would sacrifice more sons for the
honour of the village. Jai and Veeru kill a few of Gabbar's men in
retaliation. The Thakur persuades the widow's father to agree to her
marriage to Jai. The final movement begins when some dacoits come
upon Basanti waiting for Veeru near a pond. After a long chase,
she is caught and so is Veeru who went in search of her. Gabbar
makes her dance on broken glass to save Veeru's life. Jai arrives and
frees Veeru and Basanti and the three make their way back to the
village. When they lose a horse, Jai stays back and sends the other
two away to fetch help. He blows up the bridge but is fatally
wounded. Veeru, returning with the villagers, vows revenge, rides
into Gabbar's camp, and captures Gabbar. The Thakur arrives and
asks Veeru to keep his promise and hand over Gabbar to him. He
then proceeds to take his revenge but the police arrive just in time
to prevent him from murdering Gabbar. Veeru, mission accomplished
but minus his friend, boards the train out and finds Basanti waiting
for him.
Like most of Salim-javed's other films, Sholay is also a reworking
of elements borrowed from various sources. However, unlike Zanjeer
and Deewar, Sholay transformed the epic formula and its borrowed
ingredients into an explicit narrative affirmation of the feudal order
and the subordination of the counter-identified spectator's pleasure
to the restoration of that order. The central narrative device in this
project is the figure of the Thakur, who embodies the unity of the
interests of the state and the feudal order. The Thakur is a landlord
who became a police officer, as he puts it, for the sake of the thrills
the job promised. His role as representative of the law is thus coded
as disinterested but at the same time, tied up with the drama of rural
conflict. The Thakur's dismemberment has two conflicting but equally
significant meanings: On the one hand, it represents the disabling
of the apparatus of law and order, its debilitation in the confrontation
with criminality. On the other hand, it also signifies a temporary
breach of the coalition between the rural rich and the state: the
Thakur remains but loses his hands, which he had himself described
as 'the hangman's noose', i.e. the law. Both of these scenarios make
possible and necessary the infusion of new energy from a source
outside the coalition. The petty criminals, who provide this
supplement of energy and serve as replacements for the lost limbs
of the Thakur, are the infra-legal, but not irredeemably criminal,
figures with whom the new proletarian and other disaffected
audiences could identify. One of the truly astonishing features of
the developing cinema culture of this period is the success with
which criminality could be deployed as a metaphor for all forms of
rebellion and disidentification.
The liminal figure in this narrative, the one that straddles the
border between two realms is itself doubled. The petty criminals,
already doubled, provide the link across one border, between legality
and criminality. They are criminals who function on the side of the
law. But there is another border, which previously coincided with
the first one, but now stands separate: this is the border between
the state and one of its former representatives, undertaking an infra
legal mission of vengeance. Here the border figure is the Thakur
himself, who temporarily sets aside the legal protocols in order to
effect a justice which the law cannot bring about. The Thakur initiates
the suspension of legality, thereby breaching the border, but his
plan has to be implemented by the production of another border
internal to the criminal order. This doubling is implicit in both Zanjeer
and Deewar: in Zanjeer, Sher Khan is the figure of the second border,
the good criminal, and in Deewar, the mother's role as the figure in
between the law and the community is doubled by Vijay himself
When he allies with the 'good criminal' Davar against the bad Samant.
But in Sholay, the doubling takes on an added significance for two
reasons: one, the figure who demands our sympathy at the first
border is a landlord; by sharing in his desire for vengeance, we are
also seduced into participating in a reaffirmation of the feudal order.
Secondly, the political address to the audience through which Vijay
(of Zanjeer and Deewar) wins a constituency in the cinema hall as
well as among the diegetic co-workers, is eliminated in Sholay by
the fact that the two men are hired as mercenaries. The film begins
with the Thakur's attempt to track down the two men with the help
of a jailor, as part of his plan for revenge. Of course, there is an
attempt to provide a certain amount of political support through the
mobilization of the village. But the villagers appear as the prize for
which the Thakur is fighting the dacoits. It is a rivalry for the rights
to political power over the villagers. The protection of the villagers
is only a subsidiary effect of the primary plot to defeat Gabbar and
restore the Thakur's honour. This is why, although they are hired to
go out and capture Gabbar, Jai and Veeru function more as hired
protectors of the village. Protecting the village is the form taken by
the action initiated to restore the Thakur's honour.
The spaghetti westerns were the principal source of narrative
material for Sholay. In this period the Terence Hill/ Bud Spencer
adventures and Sergio Leone's films starring Clint Eastwood, The Good, the Bad and the Ugly, For a Few Dollars More, etc. were extremely popular in India. Indio, the mad laughing villain of For a Few Dollars More was the model for Gabbar Singh, India's most
popular screen villain. Throughout the seventies, indigenous film
makers cashed in on the popularity of this genre by making 'westerns'
in local settings, with local themes. The most significant phenomenon
arising from this transfer of cowboy iconography and revenge themes
was the Tamil/Telugu 'western' (the English press referred to it as
the 'idli western'). A series of cheaply made films were released in
the seventies in which male stars like Krishna and two 'cabaret
dancers' Jyothilakshmi and Vijayalalitha, starred in avenger roles. It
was a sub-cultural phenomenon which re-duplicated the cultural
status of the spaghetti western (and the indigenous stunt films of an
earlier era) not only in its choice of themes of revenge but also in
the construction of an alternative star system which survived in the
interstices of mainstream culture on the enthusiasm of proletarian
audiences.
In Hindi, a similar tendency was manifesting itself just before
Sholay arrived on the scene. An emblematic film of this sub-genre is
Khotey Sikkay, released in 1974. The main character in this film was
played by Feroze Khan, who until then had been a star in another
long-standing sub-culture supported by a predominantly Muslim
lower-class audience. (Sheikh Mukhtar, Dara Singh, Ansari were some
of the other stars in this subterranean constellation. Others like
Mumtaz began their careers there and moved up into the mainstream.)
Feroze Khan's role in Khotey Sikkay was a blend of elements from
Clint Eastwood, Zorro, and perhaps also the Lone Ranger comics.
He was a man in search of a dacoit who had killed his parents. He
roams the countryside, protects the weak and punishes the wicked
in the course of his search for his parents' killer. Meanwhile, the son
of a farmer who was killed by the dacoit's men brings a gang of five
people (echoes of The Five-Man Army, a popular foreign film of the
period) from the town to help him protect the village. Helping each
other but acting separately, the gang of six and the Zorro character
together enact a narrative similar to that of Sholay, at the end of
which the dacoit is vanquished and order restored to the rural
landscape. The title, which literally means 'counterfeit coins' is a
metaphor for the gang of five: they are urban petty criminals who
are persuaded to give up their disorderly life in order to help a
village. They give up their counterfeit lives for the authenticity of
village life.
In Sholay, the same term is employed to describe Jai and Veeru.
When the Thakur tells the jailor to find the two men, he explains
that although they were criminals, they had a good side. The jailor
responds by saying that a counterfeit coin is bad on both sides. The
Thakur, however, asserts that there is a difference between coins
and human beings. (see clip) Khotey Sikkay was released the year before Sholay
and it is difficult to say whether Salim-Javed had made use of its
narrative material. However, the westerns in circulation at the time
(in particular Sergio Leone's For a Few Dollars More) provided most
of the material that these two films shared. Like the southern
'westerns', Khotey Sikkay was a sub-cultural text in which marginal
figures and 'villains' like Narendranath, Ranjit and Danny became
heroes.
Sholay, on the other hand, is one of the most expensive Indian
films ever made, with a long list of top stars, spectacular fight scenes
and other potlatch features. It was a successful appropriation of a
sub-cultural form for mainstream exploitation. Like Sangam, which
a decade earlier had annexed the fledgling genre of women's
melodrama to the 'national' textual form (see Chapter 3), Sholay
annexed a marginal B-film genre to a mainstream big-budget
extravaganza. It supplemented the structure of the revenge film with
a frame that incorporated other interests into the motivations for the
narrative.
Sholay adopts a mode of othering that follows the urban/rural
divide. In films like Gunga Jumna, Jis Desh mein Ganga Behti Hai and Kachche Dhage the dacoit is portrayed as a rational subject, i.e.
one whose criminality has a social motivation. In Sholay the dacoit
figure is evacuated of all social content, has no personal history.
Pitted against the legitimate rule of the landlord, his political ambitions
are not supported by any manifesto, whether personal or social.
The film stages the triumph of the Law over the intransigent political
order of the countryside which threatens the dominant coalition's
rural partner, the landed bourgeoisie.
As we have seen, the narratives of these three films were drawn
from other sources. The originality of the textual form derives
primarily from the mobilization effect which accompanies the
narration. The scenes of nomination, in which the hero is elected to
lead workers and minorities, function to extend the relationship of
leader and led to the audience as well. The figure who commands
the audience in this way is the star. The star's function is mobilization,
the rallying of forces behind a narrative exposition. This elevation
compensates for the loss of the hero's traditional authority, and
enacts a transition from feudal to populist power. Through the
production of a supplemental charisma, the industry overcomes the
problems posed by a shift of narrative focus to the realm of the
ordinary. The star-image restores the heteronomy of the text.
Although unprecedented in the history of the Hindi cinema, the
extra-cinematic authority of the star as mobilizer was already a feature
of Tamil cinema, in the star-image of MGR. Amitabh Bachchan did
not enter politics until much later in his career but even in the
formative stage his star-image had a political dimension that paralleled
MGR's. A populist political culture, elaborated through the cinema,
developed very early in Tamil Nadu as a supplement to the Dravidian
movement [27] The spread of populism led to similar developments in
the neighbouring states of Karnataka and Andhra Pradesh, where
Rajkumar and N.T. Rama Rao, respectively, became the focal points
of a political-cultural formation. The Amitabh Bachchan phenomenon
can be said to represent the arrival of populism on the national
arena. Populism, employing the supplement of charisma produced
in the scenes of election and nomination, enables the control of the
text's meaning-production from a point outside it. Through this
supplement the heteronomous condition of the text as a darsanic
occasion is maintained. The industry favours a situation in which its
profits depend on the rent-earning star body, rather than one in
which the ability of a narrative to interest audiences is the decisive
factor in making or marring a production. In response to the pressures
for a transformation of the textual form, the industry thus managed
to produce a populist aesthetic of mobilization designed to contain
the centrifugal tendencies to segmentation.
[21] See interview with G.P. Sippy in Screen, 21 February 1969. Combining arguments
for national reconstruction with promises of economic benefit, Sippy remarked that
films depicting social and political problems that could raise awareness were necessary
to 'revive the declining patronage' of the industry'S products. The immediate evidence
for this was the failure of some big-budget productions. The industry wanted freedom
from censorship to tackle themes that would help 'the crystallisation of political,
social and religious outlook of the country and restoration of communication between
the generations.'
[22] Filmfare, 13 December 1974. See also, interview with Javed Akhtar in Kak
(1980). Filmfare, in the spirit of its leadership role in reforming the commercial
industry, had in 1969 renamed the award for the best dialogue as a screenplay
award, to give importance to 'the blueprint which incorporates the total vision of the
projected film' (3 January 1969, p. 3). While the reformist impulse of the magazine
may have had some impact, the problem it was supposed to attack was not caused
by the incompetence of individuals but by the conditions prevailing in the industry
(discussed in Part I). The peak of Salim-Javed's fame, moreover, was reached with
the enormous popularity of the dialogues of Sholay. While the story and dialogue
departments were indeed fused into one in the sense that they were both written by
the same people, the autonomous force of the dialogue within the film text remained
unaffected.
[23] Sumita Chakravarty, who mentions some of Bachchan's early films, nevertheless
makes the surprising observation that Chupke Chupke was 'the only film in which
Bachchan appears as a "gentleman"' (1993: 231). This perhaps demonstrates the
retroactive power of the evolved Bachchan image. Chakravarty does not dwell on
the process of production of the Bachchan persona, attributing his success instead to
his 'haunting and haunted eyes' (ibid: 231) and other 'innate' sources of charm.
[24] Thus Filmfare, looking back in 1989, commented: 'They called him the One
Man Industry and for sixteen years he churned out hits with assembly-line regularity.
Zanjeer, Deewar, Don, Amar Akbar Anthony, Muqaddar Ka Sikandar, Trishul, Kasme Vaade, Kaala Patthar, Mr. Natwarlal, Laawaris, Kaalia, Naseeb, Namak Halal, Andha Kanoon, Coolie, Mard, Geraftaar ... It seemed as if the sun would never set on the
reign of Blockbuster Bachchan. Never before had a star seen this kind of success,
and for so long. The distance between him and his rivals was so vast that in the
number game, they'd allotted'the numbers 1 to 10 to him, the competition 'really
took place way down there and it never affected the big man at the top' (Filmfare,
6 June 1989, p. 38), cited in Sumita S. Chakravarty (1993: 230). Not a single Mukherjee
film is named in the list, although Abhiman was a big success and other films like
Chupke Chupke cashed in on his star status.
[25] By contrast, the mother in the British gangster film The Krays submits entirely
to the criminal splendour of her sons' world. In return she is worshipped by one of
them and elevated to a position of familial power.
[26] See Jameson's (988) essay 'Cognitive Mapping' for a discussion of the capitalist
reorganization of space.
[27] M.S.S. Pandian's The Image Trap is the best available study of the politics of
Tamil cinema and the persona of MGR (M.G. Ramachandran). See also S.T. Baskaran's
The Message Bearers for a history of Tamil cinema's role in the national movement.
7. Middle-Class Cinema
The FFC project was defined by a commitment to realism, but
this was by no means the first attempt in that direction. There
already existed a progressive realist tendency of which K.A.
Abbas's Dharti Ke Lal (1946) and Bimal Roy's Do Bigha Zameen
(1953) are the best known examples. Italian neo-realist cinema, seen
in India for the first time in 1952, is said to have inspired some
realist ventures, including Do Bigha Zameen, the story of a small
peasant family driven to the city in an unsuccessful effort to save
their little piece of land from the landlord's greed. While Dharti Ke Lal, made under the left-wing Indian People's Theatre Association
(IPTA) banner, ended with the vision of a brighter future modelled
on Soviet collective farming, Do Bigha Zameen ends without the
slightest hint of hope for the peasant. realism here signified a thematic
shift, focusing attention on the poor and the exploited but continued
to feature a melodramatic narrative.
Satyajit Ray's work represented the other great strand of realism.
In an influential essay, Satish Bahadur hailed Pather Panchali as 'a
film which reflected the Indian reality as no other film had done
before' (Bahadur 1982: 13). Ray was the exemplar of realism as an
artistic form which Bahadur in another essay defined as:
an organic form in which all elements are in a state of interdependence;
it has no extraneous elements in its structure. The technique of
composition used in creating the form derives its logic from the themes
which the work expresses; in other words, what is being said is
achieved through the way it is said .... (Bahadur 1985: 71).
While progressive realism was political in its choice of themes, the
aesthetic project associated with Ray was political in the sense that
it was related to the project of nation-building. The Nehruvian theme
of the 'discovery of India' was seen to have found its cultural
expression in a realist portrayal of the nation in cinema (ibid: 70).
The FFC project drew from both these strands in defining its
realist programme. However, in 1969 the possibilities for a realist
aesthetic were determined not only by the available models but
also by the political imperatives of the moment. In the event two
broad tendencies began to emerge within the single programme of
realist cinema. The beginning of the shift is usually identified with
two films, Bhuvan Shome and Sara Akash. In a comment on the
latter, we find this version of a frequently encountered statement: 'A
simple story, told with touching realism, Sara Akash was made the
same year that Mrinal Sen's Bhuvan Shome ushered in the "new
Indian cinema". Part of the same genre, both films have realistic
locales, new faces, and an unglamorous setting' (Banerjee and
Srivastava 1988: 162). [28] Five years later, a new round of national
enthusiasm was focused on two privately-financed films, Ankur and
Rajnigandha. The first named in the two sets (Bhuvan Shome and
Ankur) represent a continuation of the political realist tendency
while Sara Akash and Rajnigandha belong to the genre of the
middle-class cinema. The movement from Sen's film to Benegal's is
paralleled by the movement from Basu Chatterji's first film to his
first major commercial success. These continuities are reinforced by
another feature: while Sen and Benegal set their narratives in rural
India, Chatterji's films were about the urban middle class. One
invoked the image of the nation, while the other addressed itself to
a class. One invited the urban spectator to witness a world other
than its own but falling within the same political unit, while the
other promised to create a world which the spectator could recognize
as his/her own.
While these two tendencies within the realist programme thus
seemed to diverge in their thematic concerns and seemed to posit
two different spectator positions, they were addressed to the same
audience. The audience is an empirical category, referring to the
actual individuals who frequent the cinema whereas the spectator is
a theoretical concept that stands for the viewing position arising
from the text's strategies of representation. [29] As spectators the audience
of citizen-subjects were called upon to occupy two different positions.
One corresponded to the citizen side of the entity and involved a
frame of reading that included the perspective of the nation-state
while the other was addressed to the subject, the individual in society,
faced with the struggle for existence, the locus of desires, fears and
hopes. This chapter deals with the realist cinema of the subject, or
what is commonly known as the middle-class cinema.
In Sara Akash (The Whole Sky', 1969) the urban middle-class
world is treated with a solicitous detachment that was to disappear
with the further development of the middle-class cinema. This mild
trace of ethnographic objectification is a sign that Chatterji had not
as yet recognized the possibilities of a cinema of identification based
on realist principles. The interventionist agenda of the FFC project
and the freedom from considerations of marketability no doubt
contributed to this. The objectification effect in Sara Akash is achieved
through an emphasis on the characters' immersion in a feudal culture,
although the joint family home in which the story unfolds is located
in an urban milieu. The potential for a cinema of identification was
still concealed by the burden of ethnographic distancing which the
FFC's realist programme placed on the film-maker. As in Avtar Kaul's
27 Down, the story deals with the problem of modern individuals
still caught up in a network of feudal customs and mental habits. A
university student marries an educated woman but both are in the
grip of family traditions which determine their lives. The marriage is
arranged by the family. Unhappy with a relationship brought about
in this manner, the hero rejects the woman, while his family burdens
her with all the housework. When she goes away to her parental
home, the hero finds himself missing her company. A reconciliation
is brought about when, after her return the wife becomes more
assertive and rejects him.
While employing the imagery of feudalism to effect an
ethnographic distancing, the film does not undertake a critique of
feudalism. Instead, it attributes the failure of the couple's union to
their shyness and immaturity. The film tries to produce a nuclear
couple within the confines of an extended family. Since both
members are educated, there is a possibility of their overcoming the
initial extraneous compulsion that brought them together and of
establishing intimacy. In their ability to do so lies the value of the
aesthetic: to wrest from the feudal space a couple who can be
relocated in the space of modernity. In this task it is equally necessary
to distance the feudal structure of the extended family as well as
foreground the couple as the object of our sympathy. A visit to the
cinema is an important moment in the film: the scene where the
couple walk to the theatre, with the wife walking several steps behind
the husband, heightens the pleasures of realism.(see clip) On the one hand,
the ethnographic interest is aroused by the recognition of the image:
who has not seen such a phenomenon - (The answer of course is:
those who walk like that, in single file; but the pleasure of recognition
that realism offers us is not diluted by such reminders of realism's
institutional/class determination.) On the other hand, the narrative
proceeds to 'demonstrate' that the possibility of closing the gap
between husband and wife depends on a process of psychic, rather
than social, reform.
The middle-class cinema is predominantly characterized by an
emphasis on the extended familial network as the proper site of
production of nuclear couples. Even when, as in Rajnigandha, no
such common ground of kinship is suggested, the idea of endogamy
is strongly inscribed in the narrative delineation of the class. This is
because middle-class narratives are confined to the world of the
upper castes. These castes find themselves dispersed in an urban
world, and define themselves as the middle class in the language of
the modern state, while maintaining their endogamous identities. In
deference to the semiotic prohibition which inaugurates the modern
state, the caste identity of this urban society is generally concealed
behind the term 'middle class'. It is thus that the paradoxical thematics
of 'class endogamy' emerge as a narrative element in films like Guddi
and Rajnigandha.
The middle class, however, also carries the burden of national
identity on its shoulders. While one sector of the middle-class cinema
represents a community hemmed in by the larger society and devoted
to its own reproduction, there is another that presents the class's
national profile, its reformist role in the drama of class and religious
conflicts within the nation-state. Here the realist aesthetic draws
upon the tradition of Gandhian melodrama, including Bimal Roy's
Sujata and Bandini, and the films of his pupil Hrishikesh Mukherjee
from before the FFC era, such as Ashirvad and Satyakam.
Thus, there are two broad sectors of the middle-class cinema, of
which one is oriented towards asserting the national role of the
class while the other is committed to the construction of an exclusive
space of class identity. While the first sector enjoyed a strong pre
FFC history, in the post-FFC era it was redefined around the political
pressures of the moment. Three significant films of this type are
Anand, Namak Haram (both by Hrishikesh Mukherjee) and Mere
Apne (Guizar). All three take up the question of national and class
reconciliation in a period of political crisis.
The second, sector, concerned with the consolidation of middle
class (upper caste) identity, can be further divided into three sub
types based on thematic differences. The first sub-type would include
films like Guddi and Rajnigandha, both of which raise the question
of the threat to class identity posed by the lures of the outside
world, to which women in particular are susceptible. The second
sub-type includes Abhiman, Kora Kagaz and Aandhi where the
post-marital tensions of the middle-class family arise from the
ambitions and individualistic tendencies of one or both the partners.
Films of the first sub-type differ from the second mainly in that they
resolve the conflicts prior to marital union. The third sub-type includes
films which take up the question of the space for middle-class
existence, the dependence of middle-class life on the possibility of
privacy. While Piya ka Ghar deals with the problem of private space
in a humorous fashion, Anubhav and in particular Dastak, in a
complex mode uncharacteristic of the middle-class cinema in general,
employs the thematic of private space to explore questions related
to the institution of cinema itself as well as the transition to class
society. Aandhi, included in the second sub-type, can also be
discussed in terms of the third sub-type.
The Dissemination of Bengal
The middle-class cinema is marked by an overwhelming dependence
on Bengali culture for its narrative and iconographic material as
well as film-making talent. This cinema was founded on the twin
distinctions of primacy of narrative and the ordinariness and
authenticity of the world represented. Bengali literature and cinema
provided a ready source of such narrative material. Even a commercial
film-maker like Shakti Samanta, after making films like An Evening
in Paris, Pagla Kahin ka, and the deftly plagiarized Aradhana,
turned, for Amar Prem, to a Bengali middle-class narrative set
(without too much emphasis on realist detail) in the nineteenth or
early twentieth-century BengaI. [30] It would be wrong to conclude, on
this basis, that there was a demand for Bengali middle-class narratives.
It would be more accurate to say that the industry found in those
narratives a ready supply of 'difference' which could be re-"presented.
Examples of films directly based on and iconographically faithful to
Bengali narratives were Ba/ika Badhu, Uphaar, Amar Prem, Chhoti
Bahu and Swami. Others like Guddi, Anand and Kora Kagaz derived
part of their claim to difference from the fact that the characters had
Bengali names and dressed like the Bengali middle class. In Kora Kagaz, the final scene at the railway station, like a similar one in
Swami, has Bengali literary resonances.(see clip) Yet others, like Rajnigandha
(based on a Hindi story), Abhimaan and Aandhi were less specific in
their cultural allusions but reinforced the popular association of good
middle-class culture with Bengal if only because they were either
directed by Bengalis or had Bengali actors in principal roles. (It is
difficult to think of Aandhi without being reminded of the historic
'return' of Suchitra Sen to the Hindi screen,) Of course, Bengali
narratives had been used in the Hindi film industry before, but in
the seventies they served as the resource for a major thrust towards
product differentiation and market segmentation. The FFC-sponsored
films of 1969 played no small part in provoking this change. Let us
now turn to a discussion of the sub-types of the middle-class cinema.
Narratives of National reconciliation
National reconciliation acquired urgency in the context of the
disaggregation of the social already discussed. Martyrdom is the
cleansing event which produces the possibilities of reconciliation in
all the three films in this category. In Mere Apne, the martyr is an old
peasant woman. In Anand and Namak Haram, he is a middle-class
individual (played by Rajesh Khanna) who rises above the conflicts
that surround him and reunites a divided world by dying.
In Mere Apne ('My Dear Ones', Gulzar, 1971), based on the Bengali
film Apanjan) an old woman is brought to the city by her relative
who needs household help, while he and his wife go out to work.
The woman is thrown out when she questions the exploitative motive
behind the altruistic gesture, and finds refuge in an old ruined building
where two orphans live. A student gang leader, estranged from his
family, also spends his nights there. In the midst of daily
confrontations between two rival youth gangs, the woman's motherly
affection and innocent and upright behaviour win the hearts of the
gang members. At election time the two gangs are hired by rival
candidates. In the explosion of campaign Violence, the woman is
killed by a police bullet as she tries to stop the street fighting between
the gangs.
During a conversation with the gang members, the old widow
recounts an event from her past which identifies her as a patriotic
woman along the lines of the heroines of Bandini, Mother India
and the Tamil film Andha Naal (1954). Set in pre-independence India,
the flashback recounts the events of a night when the woman and
her husband hid a freedom fighter, who was being pursued by the
police, in their bedroom. This scene serves as a reminder of the
sacrifices made in the past to produce the community which is now
breaking apart.(see clip)
A conversation between some gang members at the beginning
establishes the film's reading of the contemporary world. Socialism
has become a mere collection of empty slogans which all parties,
including communal ones, use indiscriminately. On the other hand,
the blood ties which united people in the past have become an
excuse for exploitation. The well-to-do extract free labour by using
the rhetoric of kinship while the poor and the young find themselves
helpless in a world in which parents and college principals do not
understand their idealism or the frustrations of the unemployed.
The woman functions as the agent of an infusion of binding affect
into a world divided by class and generational conflict.
While the peasant woman is the textual agent of resolution, the
affect deployed in the movement towards resolution is a complex
one, combining values drawn from several sources. One such source
is the village, which figures in the text as an 'elsewhere', untouched
by the conflicts that are tearing the urban community apart. Another
source is the past, the history of nationalist struggle, of which the
woman serves as a reminder. Thirdly, there is the maternal element
that the peasant woman brings to the urban scene. The hero's
disaffection with the world is partly attributed to the fact that his
mother died early. The only urban mother in the film is the wife of
the peasant woman's relative. She is a working woman with a
character that is completely negative. She colludes with the husband
in exploiting relatives as unpaid servants and readily abandons her
child to the servant's care in order to enjoy the pleasures of the city.
Finally, part of the affect is also drawn from the star system. The
legendary actress Meena Kumari is cast as the peasant woman while
young trainees of the Film Institute play the roles of the gang
members. The nostalgia evoked by the presence of Meena Kumari,
combined with the emerging star identities of actors like Vinod
Khanna and Shatrughna Sinha, enabled a textual compromise
between old and new which reinforced the narrative drive towards
a resolution of present conflicts through the restoration of links with
the past and the far away.
In Anand and Namak Haram, the martyr figure is male and
clearly identified as belonging to the urban middle class. Nevertheless,
Anand, the eponymous hero of the first film, is closer to the woman
in Mere Apne in being a figure of national reconciliation whereas
Namak Haram directly takes up the question of class struggle. The
story of Anand (Hrishikesh Mukherjee, 1970) is narrated by a doctor.
The film opens in a literary gathering where Dr Banerji (Amitabh
Bachchan), is being honoured for a novel based on his diary entries
about a man who defied death by living life to the full and spreading
happiness wherever he went. In his address to the assembly, the
doctor recalls his own state of mind at the point of time when
Anand (Rajesh Khanna) first came into his life. An idealist, Banerji
had devoted himself to treating the poor who could not afford to
pay for his treatment or buy the medicines they needed to recover
from their illnesses. His helplessness against the social 'diseases' of
poverty and unemployment had driven him to a state of utter
despondency. At this point a fellow doctor and friend who runs a
small hospital informs him of the imminent arrival from Delhi of a
patient with a fatal illness. Anand arrives, a day early, and with his
charming ways, endears himself to all. He becomes a living enigma
for everyone around him. He knows that he does not have long to
live but will not let that spoil his fun. Doctor Banerji feels angry with
himself for being unable to cure him. Moving into Banerji's house,
Anand hides his own private anguish and involves himself in good
deeds. He reunites the doctor with his girlfriend (Sumita Sanyal),
whom he had neglected in his idealist pursuits. He adopts doctor
Prakash's wife as his sister, the matron in the hospital, Sister D'Souza
(Lalita Pawar), as his mother, and a theatre owner, Isabhai (Johny
Walker), as a friend. Hindu, Christian and Muslim pray to their
respective gods for the health of Anand. On his death-bed Anand
asks for a tape of Banerji's poetry reading to be played and he dies
as the poem ends. When Banerji, who was away, returns with some
medicine, Anand's and his laughter, taped inadvertently, bursts forth
to break the spell of grief. The last words in the film, spoken by
Banerji, are 'Anand is not dead, anand (joy) does not die'.(see clip)
In Anand as in Mere Apne, the central character comes from
elsewhere and 'brings purpose and meaning into the lives of those
who were drifting apart and sinking into despondency. Anand
functions as a focus for the scattered, free-floating affect of his
acquaintances. Failing in their commitment to social causes, they
take him up as a surrogate cause. He is an exemplary figure who
teaches the despondent to value all that life offers. In contrast, Dr.
Banerji's clear and unambiguous perception of the evils of society
makes him despair. As a doctor he rejects the path taken by his
friend Prakash (Ramesh Deo) who thrives on the anxieties of his
rich patients. On the other hand, he perceives that society is plagued
by evils that are for the most part beyond the healing power of
medicine. His clarity of vision makes him anxious. The arrival of
Anand serves as a distraction from this anxiety. Anand is an enigma.
In a world whose reality had seemed so transparent to Banerji a
moment ago, there now appears a mystery. The paralysing effect of
intellectual clarity is reduced as the enigma re-activates the emotions.
The centripetal force of the enigma effects a displacement so that
the spectator can participate in a surrogate resolution for the world's
problems.
In Namak Haram ('Traitor', Hrishikesh Mukherjee 1973), the
martyr is explicitly named as a member of the middle class. The film
is roughly modelled on the Richard Burton and Peter O'Toole starrer
Beckett. Somu (Rajesh Khanna), a middle-class youth, and Vijay
(Amitabh Bachchan), a big industrialist's son, are close friends. When
Vijay takes over the running of a factory, he refuses to concede a
legitimate demand for compensation and abuses the trade union
leader (A.K. Hangal). Faced with a strike, he is forced to apologize
to the union leader. Swearing vengeance, he recounts the whole
affair to Somu. The latter offers to help him. Joining the factory as a
worker, Somu (now called Chander), with the help of Vijay, scores
a couple of successes as a self-proclaimed workers' leader. His
popularity grows as the workers find that his confrontationist ways
pay quicker dividends than the old union leader's slow, rule-bound
methods. He defeats the old leader in the union elections. Having
had his revenge, Vijay wants Somu to leave the job and go back to
his old life. But Somu, having lived in the workers' colony and
become acquainted with their misery, has had a change of heart.
Vijay's father (Om Shivpuri), who believes in the policy of divide
and rule, realizes the threat posed by a middle-class man whose
conscience has been awakened. He deliberately exposes Somu's
real identity before the workers. When the workers turn against
him, it is the old trade union leader, who has recognized Somu's
change of heart, who defends him. Vijay goes to the slum to bring
his friend back but Somu declares his intention of staying on with
the workers. rejected, Vijay prepares to fly to another part of the
country where his father is setting up a factory. In his absence, the
father hires some criminals to get rid of Somu. Vijay misses his
flight, and on returning home, learns about the plot. He arrives too
late to save his friend, who is run over by a lorry. Knowing that his
father is too powerful to be convicted of a crime, Vijay takes the
blame for the murder on himself and goes to prison. On his release
from prison, he is met by the old trade union leader, his girlfriend
(Simi), and the mother and sister of Somu.
At the heart of the film is a long speech by the industrialist who
tells his son about the unreliability of the middle class. They are
usually pliable and can be useful, but every now and then, when
their conscience is aroused, one of them decides to aspire for
greatness.(see clip) Somu, fulfilling this prophecy, becomes a martyr to the
cause of working-class rights. But in the process he also unites the
classes: Vijay rejects his father's divide-and-rule strategy as anti
national and pledges to continue Somu's struggle.(see clip)In terms of the
film this does not mean Vijay's transformation into a trade union
leader but a process of reform whereby capitalists abandon their
loyalty to British values and enter into a mutually beneficial pact
with workers. The virtues of socialism are proclaimed in the film by
Vijay's girlfriend, daughter of another industrialist. The camp of
capitalists is thus shown to be internally divided and containing the
seeds of a self-transformation. The middle-class martyr functions as
a catalyst of reform, cleansing the capitalist class of its colonial habits.
In these narratives political conflicts are resolved by aesthetic
and affective infusions mediated by disinterested subjects whose
power lies in their ability to serve as distractions. Gandhi is the
prototype for this magnetic point, whose charismatic power draws
the spectator into the fiction of a surrogate resolution and liberates
her/him temporarily from the obligation of decisive action imposed
by intellectual clarity. These narratives thus propose a non-political
resolution of political conflicts as the middle class's contribution to
national cohesion. They assert the role of the middle class as a
depoliticizing influence, as a repository of affect that absorbs and
neutralizes class conflict.
The second type of middle-class narrative, on the other hand,
attempts to represent the class as struggling to maintain its unity
and identity in the face of disruptive intrusions and external pressures.
Hrishikesh Mukherjee bridges these two segments. Firmly committed
initially to Gandhian melodrama, which portrayed the middle class
as the force of national reconciliation and reform, Mukherjee turned,
with Guddi, to the new aesthetic of identity in which middle-class
isolationism was the primary theme. The two forces that threaten
middle-class identity in these films are sexuality and politics.
The Middle Class as Endogamous Unit
In Guddi (Hrishikesh Mukherjee 1971), the sexual economy of a
middle class upper caste extended family is disrupted by the lure of
the cinema. Guddi is the pet name of Kusum (Jaya Bhaduri), a
charming school girl who is obsessed with the film star Dharmendra,
who plays himself in the film. A chance meeting with the star turns
this fan's admiration into a serious sublimated love for him which is
modelled on the medieval saint Meera's love for the god Krishna, a
love that is unrequitable but eternal. The change is registered by
means of a linguistic shift, with Kusum adopting the grandiose prose
of pbpular film dialogue. This love threatens the endogamous
network within which she has been marked out as the future wife
of Navin (Samit Bhanja), her brother-in-law, an engineer from
Bombay who is in search of a job. A visit to Bombay provides an
opportunity for visiting the studios, where her uncle (Utpal Dutt),
entering into a secret pact with the star, introduces Kusum to the
'reality' behind the images seen on the screen: the low-paid workers,
the screen villains who are kind souls in real life, the stuntmen who
substitute for the stars in fight sequences, etc. She. also discovers her
friend's brother (Asrani), who had run away to Bombay to be a film
star, working as an extra and struggling to stay alive. These revelations
apart, the star and the uncle, in a patriarchal plot to direct the girl's
desire towards the legitimate object, provide opportunities for Navin's
courage and masculinity to be revealed in a dramatic form. Kusum's
education, a two-pronged process of demystification of the cinematic
image and a remystification of the legitimate male's image and the
patriarchal system, is complete when she expresses her love for
Navin of her own will.
Hrishikesh Mukherjee, the maker of Guddi, was one of the people
involved in the implementation of the new FFC policy. He also
played an important role in transferring the realist aesthetic to the
commercial sector. In this context, Guddi can be read as an ingenious
allegorical representation of the construction of a constituency for
the realist sub-sector of the commercial cinema. The subject who is
liberated from the spell of commercial cinema in the film, is also the
subject who is addressed by the film. As we watch Guddi maturing
into responsible middle-class womanhood, we too go through a
process of maturation at the end of which we, and Guddi with us,
become rational, intelligent film-goers. Through our privileged access
to the machinations of the well-intentioned men who undertake to
educate Guddi, we become partners in an operation to reclaim the
middle-class woman from her captivity to an irrational obsession.
The film deploys images of authenticity and realism as a point of
contrast to the illusions of popular cinema. Here it would be
appropriate to mention the role of the press in promoting the aesthetic
value of authenticity and narrative integrity. Filmfare played a
pioneering role in this regard. In its pages the necessity of short,
integrated, linear narratives was emphasized relentlessly. read
primarily by the English-speaking middle class, the magazine served
as a vehicle for the creation of a demand for a realist cinema.
One of the most popular columns in the magazine was called
'readers Don't Digest', under which were printed entries from readers
pointing out errors and inconsistencies in popular films. In
Budtameez, a reader pointed out, the hero and heroine covered
'four miles on foot in the space of a three-minute song'. [31] Here the
objection is to what more charitable critics have described as a non
linear conception of time that is characteristic of Hindi film narratives.
Another reader observed the Hindi film-maker's indifference to
historical accuracy: in Baharen Phir Bhi Ayengi, the Chinese war of
1962 is shown but a character refers to the narrative present as
1965. Sociological accuracy was also demanded: 'Funny that
Dharmendra becomes a News Editor and still stays in a hut. [32] Other
readers pointed out formal inconsistencies: in Vaasna, 'Surprising
that Padmini, narrating the past to her son, remembers the comedy
sequences in which she didn't figure. [33] More commonly, failures of
continuity like a character's clothes changing within the same scene
were detected by the dozen. As a pedagogical tool, this column was
instrumental in training the readership to anticipate a Hollywood
style realism. It also provided opportunities for a kind of disdainful
engagement with the popular which sustained the existing industry
by making available the supplementary pleasures of readerly
superiority. [34]
Guddi combines both these pleasures in its representational
strategy. It offers a narrative suffused with iconic and situational
authenticity, inviting spectator identification. At the same time it
softens the critique of popular cinema through a 'disclosure' of the
human world behind the illusion. The film industry emerges from
the process unscathed, with the stars absolved of any blame for the
fantasies the industry puts into circulation. One of the devices
employed to produce a 'realist' effect in the film is that of 'not going
to the cinema'. Guddi and Navin set out to go to the cinema but
Navin changes plans and takes her to an archaeological site. This
deflection or re-routing of the characters gives what follows a realist
significance. Taking shelter from the rain in a cave at the site, Guddi
offers to sing a film song but is persuaded to sing a 'classical' song
instead, reinforcing the withdrawal from cinematic fantasy.(see clip) At this
stage in the film, Guddi's obsession with films is contrasted with
Navin's complete dislike for them. In the concluding segment, at a
party to celebrate her birthday, Guddi sings a film song. But this
time the song, 'Aa ja re pardesi' has been wrested from the fantasy
world of film and redeployed as an external aid to the resolution of
a 'real' narrative (Its difference is also guaranteed by the fact that it
is from a film- Madhumati- made by Bimal Roy, one of the revered
precursors of the middle-class cinema.)(see clip) The song, whose meaning
is appropriate to the context (while Guddi is singing, Navin is absent
and thus becomes the addressee of the song), serves as an illustration
of the ideal attitude to adopt towards cinema. This attitude consists
of a detached indulgence, a knowing and provisional surrender to
its pleasures. The subject must be able to draw affective material
from the cinema for the narratives of real life without being sucked
into its illusory world. The middle-class cinema thus provokes a
disidentification with the mainstream only to open up the possibility
of a reidentification based on a compromise.
The carefully produced authenticity-effect is the source of the
positive counter-popular valence that is assigned to this cinema. Its
ideological function differs from that of the New Cinema in that its
site of intervention is not only a 'real' in which new subject positions,
allied to a shared political anxiety need to be produced; further,
rather than a representation of an alternative reality in its distinction
from the reality represented in the popular cinema, the middle-class
cinema confronts the popular cinematic image and exposes its
falsehood, its unworthiness as an object of emulation. At the same
time, by means of the very cinematic devices which conceal the
realities of the industry, it renders the 'real' world of the endogamous
petty bourgeoisie desirable in itself. The new screen image is not a
fantasy creation with no basis in reality, it is coded as the spectator's
own image reflected back to him/herself. The mirror is adjusted to
remove the look of surprise from its face.
In this world, endogamy-the signifier of class solidarity-has to
be enforced in order to maintain that solidarity, which rests on the
affirmation of patriarchal authority. Meera Bai, the bhakti poet and
devotee of the god Krishna, whose example Kusum wishes to
emulate, is an instance of the disruptive power of a love that
transgresses the rules of endogamy: Meera was a princess who
abandoned her royal family for a life of spiritual love and devotion.
Woman is the displaced site of the struggle over the re-integration
and re-identification of the class which hitherto shared the
spectatorship of the popular cinema with the lower classes. If Kusum
is not cured of her spiritual love, Navin would have to go to his new
posting alone, increasing the potential for the breakdown of the
network. The reconciliation between the cured Kusum and the
engineer takes place in the nick of time, a few hours before his
departure to his posting.
The film rescues the popular cinema from its own critique in
another way too: Navin, the man who never goes to the movies,
however finds a good friend in Dharmendra. The industry, as an
economic enterprise, is thus represented as redeemable even as its
product, the screen image, is rejected. The logic of this is not difficult
to see. In the first place, the rejection is only partial: cinema as a
source of discursive devices for use in the real world is approved.
What is criticized is the absorption of real subjects into the screen
image, the displacing, ungrounding of the spectator from his/her
true being. Besides, by endorsing the industry and the entrepreneurial
spirit behind it, the film is more firmly restricting its audience
membership, for it does not dispute the suitability of the fantasy
screen image for another kind of person, another class of people. It
situates its audience on the other side of the camera as potential
participants in the economy of film-making, which effectively renders
the top strata of film personnel the class allies of the real world
characters as well as the implied audience, thus distancing itself
from those whose only access to the film world is through the image
on the screen.
Basu Chatterji's Rajnigandha ('Tuberoses', 1974) also includes,
at the very beginning, a scene of not going to the cinema. The scene
begins with the heroine-waiting in front of a theatre. Her boyfriend
arrives, but has forgotten to bring the tickets. She is disappointed
but agrees to go to a restaurant.(see clip)This initial turn away from the
cinema, which in Guddi occurred a little way into the narrative, is
even more effective in establishing the authenticity of the rest of the
narrative as a representation of the real world. The story centres
round Deepa (Vidya Sinha), who is writing her Ph.D. thesis and
looking for a teaching position, and her boyfriend Sanjay (Amol
Palekar), who is a clerk awaiting a promotion as officer. Sanjay's
initial indifference to the movies is a character trait-when he does
go, he eats constantly, disturbs his neighbours and goes out for a
stroll whenever a song begins. His eyes are never fixed on the
screen like the others' in the theatre.
Sanjay's promotion faces two hurdles--one, a rival in the office
who has the advantage of being from the same region as the boss,
a strain of mild social satire which provides some gentle humour.
The second hurdle is Deepa herself and her conflicting desires: the
impending Ph.D. which signifies her independent ambition, her job
search, which threatens to take her away from Delhi (where they
live), and Navin, a college boyfriend whom she has almost, but not
quite, forgotten. The possible negative outcome of her transgressive
desires is prefigured in a nightmare, with which the film opens. An
interview call from a college in Bombay is the occasion for the
surfacing of the anxieties over these potential threats to their stable
life. Sanjay jokes about the imbalance that her Ph.D. will cause and
the equalizing potential of his promotion. He does not object to
Deepa's desire to go to Bombay for a job, and even talks of taking
a transfer in order to be with her. In response to her anxieties about
getting around in Bombay, Sanjay jokingly drops the name of Navin,
which Deepa has forbidden. Bombay itself (as in Guddi) is a possible
threat, the city of disruptive fantasies.
Arriving in Bombay alone, Deepa is met by Navin (Dinesh Thakur),
who has been sent by Ira, Deepa's host and former college friend
who couldn't come herself. Navin is wearing sunglasses and khadi
clothes-the sole mark of continuity between his college days, when
he was a student radical, and his current life as an ad film-maker
with high connections. In a flashback that followed Sanjay's mention
of Navin we have already seen him and Deepa as students, at the
moment when they break up because of a difference of opinion
over a strike. Deepa insists on breaking the strike and going to
classes, which leads to an argument and Navin's words of rejection.(see clip)
Deepa's apolitical subjectivity is shown on one more occasion when,
trying to persuade Sanjay to leave his urgent office work and meet
her, she suggests, 'Why don't you start a strike?' Her indifference to
the strikes that preoccupy the young Navin and the promotion
hungry Sanjay is a repudiation of politics. But while Navin's radical
politics is as threatening to middle-class integrity as his later ad
world life-style, Sanjay's trade-unionism, restricted to economic
demands, is not subjected to any critique-it is presented with
humour and equanimity as an unavoidable means to upward mobility.
Deepa's forgotten fascination for Navin resurfaces almost instantly.
Ira tries to encourage her and Navin to rediscover their old passion.
Navin, taking a keen interest in her job search, makes phone calls to
fix a favourable impression prior to the interview while Deepa
wonders expectantly about the significance of his interest in her
welfare. Deepa faces the interview board and spends her free time
going around Bombay with Navin.
On one of these outings Navin takes her to see his ad film unit in
action, filming a beach scene. Watching the two models come running
out of the water, Deepa fantasizes herself and Navin in the same
roles. This fantasy transforms her revived emotions into a consuming
desire to hear Navin speak the words of love that she is sure are on
the tip of his tongue.(see clip)
The recurring image of Navin with sunglasses (Deepa too begins
to wear them in the course of her outings with Navin), like the
images of the cinema, is irresistible. Sometimes the image is
interrupted by that of Sanjay, but reasserts itself. The transgression,
thus, is located in the obsessive return of a cinematic image of
Navin which, like Kusum's absorption in the screen image, is a form
of possession, a capture by an alien force which portends a ruinous
loss for the endogamous sexual economy. Navin is not blamed (any
more than the film-makers are in Guddi) for causing this obsession.
On the other hand, Navin's use of his connections to fix Deepa's
interview is presented with no moral overlays. At once (economically)
useful and (sexually) dangerous, the figure of Navin is invested
with both the fears and desires of the class.
Returning to Delhi and awaiting news of her interview results,
Deepa continues to be haunted by Navin's image. Sanjay, who has
meanwhile been regularly bringing a bunch of tuberoses to replace
the old ones in the vase, has had to go away on duty and is absent
in this period of continued fascination with the screen image. When
Navin's letter arrives, it proves to be quite formal, informing her 'of
her success in the interview, wishing her well, but with no hint of
any other emotion. The image finally fades and at that very instant,
as she is still holding the letter in her hand, Sanjay reappears at the
door with a bunch of tuberoses, smiling-the image is repeated,
lingered over, till it suffuses her lately evacuated being. Sanjay has
got his promotion, Deepa decides (on the spot) not to take the job
in Bombay.(see clip)
While in Guddi the endogamous group was still represented as
a natural (blood-related) one, Rajnigandha takes the logical step
forward by introducing a stranger into Deepa's life - a stranger who
is familiar, instantly recognizable, trustworthy. They meet one rainy
day when Sanjay invites her to share his umbrella on the way to
college. He quickly becomes a member of the family and endears
himself to all with his wit and charm. He talks non-stop about his
job, the union, his rival for promotion, the coming strike, and cannot
be persuaded to act romantically. The familiar grammar of romance
which everybody has learnt from the movies is foreign to Sanjay but
we are assured that a more genuine love lurks behind the clerical
facade, signified by the constant supply of tuberoses that he brings
to Deepa. The title song, which is heard as Deepa paces her home
and arranges the flowers, speaks of her longing for the man's love
to flourish in her heart as the flowers do in the vase. When the song
exclaims 'How enjoyable is this bondage', it speaks of the flowers
uncomplainingly standing in the vase in a corner as well as the
woman who stays at home.(see clip)Another song, played against Deepa
and Navin's wanderings in Bombay, tells of the mind's (natural)
boundaries which it breaks on occasion and goes in search of
'unfamiliar desires'.(see clip)
In moments of crisis, thus, the spotlight is turned on woman,
locating all threats to class identity in the transgressive nature of
female desire, a desire that takes its own undiscriminating route to
fulfilment, threatening to establish undesirable contact with the lower
classes (through the cinema) and disruptive political movements
(through declassed individuals like the student radical turned ad
film-maker). The polymorphous sexuality of the Bombay woman,
Ira, who whispers in Deepa's ear on her departure, that she will
'miss her in bed' provides a glimpse into the future in store for
Deepa if she were to abandon the security of Sanjay's love for the
exhilaration of a renewed affair with Navin.(see clip)
The third set of middle-class films deal with post-marital conflicts
arising from a variety of factors. In Abhiman and Kora Kagaz, the
couples are torn apart by envy and pride. Of these Abhiman ('Pride',
Hrishikesh Mukherjee 1973) is the more significant film from our
point of view because its narrative of domestic conflict is intermeshed
with certain cultural questions important to the middle-class cinema's
identity. Subir Kumar (Amitabh Bachchan), a popular singer, marries
Uma (Jaya Bhaduri), daughter of a traditional brahmanical scholar
and herself a singer in the classical style, although she only sings for
her own pleasure. After marriage they decide to sing together (and
only together) in public. Her popularity soars and recording
companies ask her to sing solos. She resists but Subir persuades her
to break their pledge and accept the offer. Subir is consumed by
envy and the suspicion that she is a better singer. In an attempt to
save the marriage Uma gives up her career, but as the relationship
deteriorates, she goes back to her father's house. She has a miscarriage
and enters into a state of deep shock. Subir, now repentant and
trying to save his wife, agrees to a plan that is aimed at making her
cry and break out of the state of shock. At a public gathering, Subir
sings a song which he had written in happier days, expressing their
longing for a child. Uma breaks down and sings with him.
The contrast between the ordinariness of popular music and the
superior skills required for classical singing is deployed in Abhiman
to provide the affective aura within which domestic conflict is staged.
The 'light classical' song was reinvented for the middle-class cinema
with Vani Jayaram's 'Bol re papihara' in Guddi. Abhiman includes
some songs of this type. Unlike the popular song that Subir sings at
the beginning of the film(see clip), the 'classical' song is not presented as a
spectacle, with the singer dancing on stage. Popular music is meant
for others' pleasure, whereas Uma's singing is not addressed to any
audience. Parallel to this theme of musical traditions in conflict, the
film also touches upon the question of the conflict between narrative
and spectacle. Domestic harmony is broken when, in his desire to
display Uma's talent to the world, Subir urges her to sing with him
in public.(see clip) Her singing thus acquires an addressee other than herself
and the members of her family[35] In Abhimaan the classical aura is
maintained by making Jaya a reluctant public singer. The disruptive
effect of her popularity is not her own fault because she did not
want to sing in public.
Gulzar's Aandhi (The Storm', 1975) however, does not 'protect'
its heroine in this way. Political ambition is the factor that disturbs
domestic harmony in Aandhi. Arati Devi (Suchitra Sen), a popular
politician, goes to a town for campaigning and stays in the only
hotel there. It is owned by her husband (Sanjeev Kumar), from
whom she has been estranged for many years. The husband lives in
the hotel with his trusted servant. After their encounter at the hotel,
a series of flashbacks cover the previous history of their relationship.
Arati's father (Rehman) is a man with great political ambitions for
his daughter and is impatient with her for wasting time in romantic
frolic instead of pursuing a political career. For a while Arati tries to
balance the two lives but ultimately decides to sacrifice family life
for her political career. In the narrative present, Arati Devi's election
campaign is jeopardized by gossip about her relationship with the
hotel owner. At a public meeting where her rival is exploiting the
gossip for political gains, she makes a confession of her true
relationship with the hotel owner. After winning the election, she
decides to subordinate her political career to her renewed domestic
life.
Indira Gandhi may have been a possible model for the character
of Arati Devi. Mainly for this reason, Aandhi was banned and then
allowed to be re-released with changes. There are references within
the film to Nehru and Indira Gandhi which leave us in no doubt as
to the parallels being suggested. However, it is not a 'biopic' that
purports to be based on Indira Gandhi's life. The protagonist emulates
Indira Gandhi and brings suffering upon herself as a result. Arati
feels suffocated by the dullness of domestic life and longs to return
to public life. The husband contributes to her rebellion against
domesticity by his authoritarian ways. In the movement towards
resolution, both have to acknowledge and atone for their sins.
Arati Devi's political career serves as a narrative device to
symbolize a threat to the middle-class family. Arati is an idealist in
politics, and is oblivious to the shady dealings of her own supporters.
She is thus represented as a pawn in the hands of male politicians,
who exploit her sincerity and honesty. The cinema, the world of
glamour and advertising, politics: all these have the same function,
in the middle-class cinema, to signify a threat to the integrity of the
family. With the change in enemies, however, there is also a change
in the protected object itself. The family unit in these films is nuclear
while its field of existence is the class. This is a significant step away
from the narratives of pre-crisis popular cinema, in which the threat
was directed at the khandan's property and honour, and where the
couple's sexual and affective energies remained harnessed to the
furtherance of the khandan's splendour and enjoyment. In middle
class cinema the class continues to be identified with an enlarged
and more diffuse traditional unit, the kinship network or the caste,
but the couple emerges into relative autonomy. The sources of conflict
shift from the economic and moral domains to the realm of the
psychic, where envy, ambition, pride and other disruptive emotions
reside. With the middle-class cinema, women's subjectivity becomes
a cultural issue.
This brings us to the last sub-type of the middle-class cinema,
which takes up the construction of a class space as a condition for
the emergence of bourgeois subjectivity. (Anubhav, one of the films
in this category, has already been discussed in Chapter 3.) Piya ka Ghar (Basu Chatterji 1972) narrates in a humorous mode a couple's
trials in the city of Bombay as they search for a place to have sex. In
Rajinder Singh Bedi's Dastak (1970), the housing question is
combined with the thematics of conjugal intimacy in a complex
narrative that foregrounds some of the central preoccupations of
the middle-class cinema.
When it was first released, Dastak ('The Knock') achieved
notoriety for a single shot lasting no more than a couple of seconds
in which Rehana Sultan appears in the nude. This 'displacement' of
audience attention, which in any case was encouraged by the
publicity, points to one of the central contradictions of middle-class
ideology that the film tries to deal with but itself ultimately succumbs
to. Hamid and Salma, a newly married couple, find an apartment in
Bombay after a long search. After moving in, they realize that the
previous tenant had been a tawaif (courtesan) called Shamshad
Begum. Her customers, unaware that she has moved, come and
knock on the door and disturb the young couple. The panwala in
front, who owns the apartment, expects to persuade or force the
young woman to become a tawaif. Two youth living in an opposite
apartment watch Salma as she bathes and dresses. As if all these
signs of scrutiny motivated by voyeuristic interest were not enough,
Hamid finds a framed photograph of a stranger lying in the house
and hangs it up on the wall. (This man is later discovered to have
been a client of Shamshad Begum.) The mise-en-scene functions to
foreground a lack in the conjugal relationship. At first sight it appears
to signify the absence of privacy, the difficulty of maintaining a
zone of intimacy impervious to the prying eyes of the world. Soon
we learn that there is more to it. When Hamid goes away to work,
Salma is alone, and unaware that she is being watched by the men
across the street, enacts her fantasies. She plays cards with an
imaginary partner, smokes a cigarette and dresses up as a man.(see clip)Her
subjectivity is expressed in these enactments but it is only the intrusive
eyes of the voyeurs (and, by extension, the spectator) that witness
her self-expression. Hamid protects her from the world, and orders
her to stay indoors. A caged bird which he brings home for her
symbolizes her condition. When Salma tells Hamid that it is a crime
to keep a bird in a cage, Hamid replies that the alternative is worse,
because the bird would be devoured by animals if it were set free.(see clip)
Thus for Salma, the attention of the outside world, while distasteful
at one level, is also a reminder of an aspect of herself that the
protocols of domestic space prohibit. Listening to a song being sung
by a tawaif in the neighbourhood, Salma sings the same song to a
different tune, thereby indicating that the tawaif is also a part of her
being, a part that Hamid will not acknowledge. When she finishes
singing, Hamid appreciates the performance for its elevating artistic
qualities but does not hear the expression of desire.(see clip)
The middle-class home, whose boundaries are penetrated by
the voyeuristic gaze of strange men, will achieve its closure only
when the woman's desire is acknowledged by the husband. The
porousness of the domestic boundaries represents the failure of
bourgeois subjectivity, whose closure must be achieved not by the
forcible confinement of woman within the walls of the harem or
behind the veil but by an inter-subjective bond. By confining her in
the apartment, Hamid, like the strange men, treats Salma as essentially
a sexual object. He stands between her and the would-be clients.
The problem of the narrative is to constitute the bourgeois couple
by achieving an adequation between the two spaces in which a
woman's sexuality is distributed: the home and the brothel. On the
one hand, a woman's sexuality is reduced to its reproductive function
and the repression of excess is achieved by the erection of
impenetrable walls. On the other, a woman is pure sexuality, her
quarters open to all comers, but she is also an independent subject,
capable of self-expression. This arrangement of sexual relations
corresponds to a despotic political structure. The nuclear couple,
disengaged from the reproductive sexual economy of the feudal
home, has yet to find the erotic substance that will cement the
relationship and secure it against the feudal public space. (The feudal
public sphere is out of bounds for an honourable woman, which is
why any woman who shows herself in this space is automatically
identified as a prostitute.) The couple must produce its own habitat
through a struggle for domestic space. For Hamid this battle is a
repetition of the feudal one: in the new neighbourhood, he tries to
erect a barrier between the world and his own domestic space. But
he does not realize initially that the intrusion is not purely external.
The photograph of the previous tenant's client, which he himself
hangs up in the apartment, clearly indicates that the voyeurs who
look in from outside are only external embodiments of a gaze that
is inside, haunting the domestic space. When a group of angry men
gathered outside try to force their way in and attack the couple,
Hamid, in the midst of the panic, turns to Salma and asks, 'Who are
you Salma?' This question marks the beginning of the process of
internal scaffolding by which domestic unity will ultimately come to
be secured. It is by going through the role of a tawaif that Salma
returns to Hamid as a wife. The film ends with a scene in which a
former client of Shamshad Begum enters and before Hamid can
send him away, Salma takes up the tanpura and begins to sing. The
man stops to listen to the song. Hamid resolves to kill Salma and
positions himself behind her with a knife. At the end of the song,
however, Salma throws the tanpura at the man and turning to Hamid,
asks for his forgiveness. Hamid declares that he too had 'fallen', and
vows to stay on in the house and fight to protect their home. Salma
whispers in his ear that she is pregnant.(see clip)
On a visit to Salma's parental home in the middle of the film, we
witness a feudal family in decline. Salma's sister, whom the
impoverished family is unable to marry off, soon runs away from
home. The sister thus falls into the gap between feudal honour and
bourgeois domesticity, a gap created by the decline of the feudal
order and the fragmentariness of the new bourgeois patriarchal order.
In Hamid's office, the Christian typist Maria represents another
example of female subjectivity. Maria once types out a little love
note and leaves it in front of Hamid. When he looks up, she does
not return the look.(see clip)She remains a sympathetic but silent colleague,
coming to his aid but making no demands. For Hamid she represents
female subjectivity, a person whose actions and words are not always
reactive or response-seeking. It is precisely what he does not see in
Salma that reveals itself in the form of the mysterious Maria.
Dastak deals with the middle-class Muslim family, whose
difficulties are doubled by the minority status of Muslims. The film's
conclusion reveals Hamid's resolve to fight for the transformation of
Muslim society to produce a habitat for the middle-class family. Another
option, however, is explored only to expose the compromises it
necessitates: at first the realization that they are living in a red-light
district makes the couple decide to move to a better place. Hamid
struggles to find money to pay for an apartment under construction.
When asked for his name, he hesitates and comes up with a Hindu
name. The option thus translates into a fugitive existence in the
midst of a Hindu middle class. However, the problem of the divided
woman whose re-integration is one of the conditions of bourgeois
subjectivity, is not exclusive to Muslim society but also affects Hindus,
as the other films in this category demonstrate. The message of
Dastak, however, is that Muslim society must be reformed from
within by its educated members, instead of running in search of
neutral spaces in which they can only survive by adopting a Hindu
identity.
The middle-class film foregrounds the problem of bourgeois
subjectivity through the exploration of the contradictions and conflicts
of conjugality. Sometimes the continued hold of the parental family
over the conjugal scene is the source of the conflict, as in Kora
Kagaz where the wife's rich family tries to compensate for the
husband's meagre salary by providing modern amenities. In all cases,
however, the woman is at the centre of bourgeois narrative, the
journey towards the recognition of woman's subjectivity stands as
proof of the arrival of bourgeois conjugality.
For middle-class cinema as an institution, the thematics of female
subjectivity and the problem of domestic space form the basis of a
new aesthetic. Homologous to the problem of the domestic space
and its unresolved conflicts, the middle-class segment of the industry,
in its products, confronted the problem of its own cultural space. In
the populist/socialist political climate, [he middle class, whose class
identity was intimately tied up with an upper-caste status, was more
amenable to the exclusivist aesthetic enclosure produced by the
narratives of domestic conflict than the national integrationist role
delineated in the narratives of martyrdom.
The structure of the narrative of Dastak can be read in this context
as an allegory of the middle-class cinema's aesthetic aspirations.
The gaze mobilized by the popular cinema is a national gaze which
reads the woman-in-public as a 'public woman' and thus denies her
subjectivity. The unity of middle-class cinema as an institution
however, depended on an ability to create an audience whose gaze
is responsive to the subjectivity of the protagonists, especially women.
As such the task that the film-makers undertook was not a
confrontation with the popular cinema but an education of their
audience in a narrative form which could retain its integrity while
absorbing the libidinal excess of the polymorphous popular film
text. From the contracted voyeurism of the popular film text (and
the brothel), the middle-class cinema turned its audience towards a
'realist' voyeurism in which sexuality occurred in the depths of screen
space, as an attribute of subjectivity.
In one of the most intriguing sequences in Dastak, the two voyeurs
on the balcony opposite the apartment are seen looking through
the window at Salma. From where they stand, they can see her
only, holding a bunch of playing cards, but her actions suggest that
she has company. The two men try to look from various angles but
cannot catch sight of Salma's companion. Leaving them behind with
their frustrations, the camera takes the spectator into the room to
disclose the truth: Salma is alone and is playing with an imaginary
Hamid. She follows up the card game with more playacting; she
lights up a cigarette, chokes on it and then dresses up as a man. The
importance of this scene lies in its representation of the imaginary
which startlingly draws our attention to the naive materialism of the
spectatorial gaze in the popular cinema. As long as we persist, like
the spectator of the popular film and the voyeurs on the balcony, in
reading the image as a (partial) representation of objective reality,
our attention is fixed, with intense curiosity, on the point outside
the frame where Salma's gaze is directed. By means of a leap through
the window, however, the camera rallies the spectator behind another
strategy, which permits us to see that the other resides in Salma and
is an expression of her subjectivity. The spectator is separated from
the communal voyeurism of the men on the balcony (such voyeurism
is always collective), placed inside the room and made intensely
aware that he/she is alone with Salma and her fantasies. The
bourgeois spectator is invented as a support for the institution of
the middle-class cinema.
Dastak and Phir Bhi (1971) belonged to a sub-genre which
explored sexuality and the question of bourgeois (female) subjectivity.
But Dastak in particular came to be identified with the sex films,
which briefly ruled the film scene in India. They were supplemented
by the sex education films, another brief eruption in the early
seventies, which represented cinema's taking over of certain develop
mental functions, particularly the more lucrative Ones. In any case,
Dastak's attempt to forge an aesthetic predicated on individualized
voyeurism was negated by the reigning logic of collective voyeurism.
The bourgeois cultural revolution had to be postponed yet again.
[28] It is also characteristic of the standard critical explanation that Sara Akash and
the middle-class cinema that it prefigured should be defined in relation to the other
realist enterprise. In the comment cited, the authors place Sara Akash in the exalted
neighbourhood of Bhuvan Shome. The latter is said to have 'ushered in' the new
cinema, thus suggesting that it was the more important historical landmark. The very
next sentence refers to both as belonging to 'the same genre'. This ambiguity is
symptomatic of the fact that middle-class realism had a subordinate position in the
project as a whole. The same authors, in their comment on Bhuvan Shome make no
attempt to highlight its kinship with Sara Akash.
[29] See Kuhn (1987) for a discussion of the significance of this distinction.
[30] Some of the narrative clements of Amar Prem can he recognized in the sociology
of prostitution in nineteenth-century Calcutta. See, for instance, Sumanta Banerjee
(1993).
[31] Filmfare, 5 August 1966, p. 45.
[32] Both in Filmfare, 19 August 1966, p. 45.
[33] Filmfare, 28 February 1969, p. 33.
[34] Another feature that enhanced the pleasures of disdainful engagement was the
film review. Baburao Patel, editor of Filmindia and later Mother India, was a pioneer
in this regard but it was S.J. Banaji of Filmfare who liberated the review from the
referential relation that it bore to the film. Banaji, whose byline began to appear in
1969, developed the review into an independent prose form which quickly abandoned
the responsibility of commentary. Although the stories of the films were recounted,
the main source of enjoyment was the style, which was copied by reviewers
everywhere. When Filmfare started a column for readers' reviews, it was the Banaji
clones who won the prizes for best reviews.
[35] The story of Abhiman has echoes of the real-life story of its leading actors,
Amitabh Bachchan and Jaya Bhaduri (as does Silsila, a later film). Jaya Bhaduri gave
up acting after her marriage to Amitabh in a realization of the moral of the story of
Abhiman.
8. The Developmental Aesthetic
The FFC's policy shift, as we have seen, is usually traced to
1969, when Mrinal Sen's Bhuvan Shome was released,
heralding a new aesthetic turn. But it was initiated much earlier,
for it was in 1964 that Indira Gandhi, as Information and Broadcasting
Minister, prompted a change in policy that was carried out by
B.K. Karanjia. From 1964 until 1968, when Sen got the loan for
Bhuvan Shome, though the new policy of encouraging low-budget
'art' films had benefited Satyajit Ray and a few others, it had not
gathered momentum as a national aesthetic programme (Vasudev
1986: 33-4). The conditions for such a momentum emerged in the
late sixties, mainly in the form of a small, politicized audience, the
arrival of new directors and actors from the Film Institute, and the
rise of a re-invigorated Congress socialism. In such conditions, what
had until then been an isolated policy decision suddenly became
the rallying point for a cultural movement, reminiscent of an earlier
national cultural initiative by the left, the Indian People's Theatre
Association.
The list of films made in the first few years after Bhuvan Shome
demonstrates the diversity of formal and thematic concerns,
techniques and political positions that were emerging at the time:
Basu Chatterji's Sara Akash, Kantilal Rathod's Kanku, Shivendra
Sinha's Phir Bhi, Mani Kaul's Uski Roti, Kumar Shahani's Maya Darpan, Avtar Kaul's 27 Down, Basu Bhattacharya's Anubhav,
Chidanand Das Gupta's Bilet Pherat, Satyadev Dubey's Shantata,
Court Chalu Ahe, Pattabhi Rama Reddy's Samskara, Girish Karnad and
BV Karanth's Vamsa Vriksha, Kamad's Kaadu, Adoor Gopalakrishnan's
Swayamvaram, M.T. Vasudevan Nair's Nirmalyam, Mrinal Sen's
Interview, Calcutta 71, Chorus. The travails of the urban middle
class, questions of women's agency and sexuality, social satire, agit-
prop, critiques of feudal power structures, conflicts of modernity
and tradition, realism and formal experimentation: a multiplicity of
directions were being explored.
Nevertheless, about five years after Bhuvan Shome, when Shyam
Benegal's first film was released, it seemed to many that a 'New
Cinema' had just then arrived. Aruna Vasudev, for instance, explains
that before Ankur, 'new modes of perception and technique for both
film-makers and audience were still hazy and barely formulated. In
the context of its time, Ankur was a major step' (Vasudev 1986: 40).
While Sen, Chatterji, Mani Kaul, Shahani, and others are hailed as
major figures of the New Cinema, there is also a teleological
perspective on the era which settles on Benegal as the moment of
arrival, after a preliminary phase of experimentation. It is as if his
films contained the essence of the New Cinema.
Benegal was the first major figure not financed by the FFC to be
identified with this movement. His first two films were financed by
Blaze Advertising, the company for which he had been making
commercials. The third, Manthan, was financed by collections from
the members of a milk co-operative in Gujarat. Vasudev regards the
entry of private financing as 'the signs of a widening of the base of
the means of production' (ibid: 40). Like many others who write on
Indian cinema, Vasudev regards the New Cinema as a long-gestating,
aesthetic propensity nourished by the FFC project and coming into
its own with the entry of private finance. From the early 'gropings'
of KA Abbas, Bimal Roy and others, the 'genesis' in Ray, to the FFC
project and its adoption by private finance, what Vasudev presents
is an evolutionary history culminating in the emergence of the 'good
film'. The changing conditions of production are thus explained as
external constraints and contexts. As such, with the expansion of
the 'base of the means of production' the aesthetic undergoes
maturation and expands its sphere of influence but remains essentially
the same.
I am less interested in disputing the claim made on behalf of
Ankur than in investigating the reasons for the success of this aesthetic
re-formulation in redrawing the map of the New Cinema movement
so as to place itself at the centre. It is equally important to return to
the texts of other film-makers and track the exploration of other
significant aesthetic choices which may have had limited popular
success but which demonstrate that the triumph of the 'realist'
aesthetic was not a foregone conclusion. My concern here, however,
is less with an alternative Indian film history and more with the
investigation of the cultural politics of the cinema and the dominant
ideological tendencies.
Apart from the entry of private finance, the availability of
exhibition time in the foreign film theatres was an important
institutional factor in the growth of the New Cinema. The industry,
faced with scarcity and high cost of theatre rentals, had for some
time been demanding that the foreign film theatres should be made
to reserve part of their exhibition time for Indian films. The FFC
programme increased the pressure for such reservation. In 1971,
when the five-year contract for import of Hollywood films came up
for reconsideration, the government decided not to renew it. This
decision resulted in part from the United States' aggressive posturing
on behalf of Pakistan during the recently-ended Bangladesh war.
The decision was also justified by making a case for more imports
from other film producing countries and breaking the monopoly of
Hollywood. This did happen to some extent. It was as a result of
this policy that Indian audiences got to see films from France,
Germany, Japan, Poland and other countries in commercial theatres.
However, since these imports were canalized through a government
body, exhibition time was not monopolized by foreign distributors
and remained available for the local product. But exhibition space
is not value-neutral. Only a certain kind of Indian cinema could be
exhibited in theatres which were associated in the public mind with
the aesthetic modes of Hollywood.
Benegal forged a distinct aesthetic with elements drawn from
various sources to fill this gap. While the realist tendency represented
by Ray was important to the formulation of the Benegal aesthetic,
the more proximate sources were the realist films made under the
FFC aegis, in particular the energetic regional cinemas of Karnataka
and Kerala. Ray's had been a humanist realism, akin to the
'documentary humanism' of the photographer Cartier-Bresson and
perhaps to the cinema of Jean Renoir. Ray's Apu trilogy had already
inaugurated the project of representing the nation, and charting the
emergence of India. However, his work retained an aura of individual
artistic achievement. This is why critics referred to the FFC project
rather than to the work of Ray as the beginning of the New Cinema
movement in India. Under the FFC aegis, realism became a national
political project. Bhuvan Shome represents this dimension of the
project. It was a realism devoted to the mapping of the land,
producing the nation for the state, capturing the substance of the
state's boundaries.
The State and the Nation
The basic structure of this realist mode of representation can be
traced to Bhuvan Shome, a fact which is somewhat obscured by its
comic narrative. Shome, a stern and unbending bureaucrat, goes on
a holiday to the western state of Gujarat after ordering the dismissal
of a ticket collector accused of taking a bribe. In the course of this
holiday he is transformed into a more caring, slightly insane, human
being who sheds his stiff demeanour and even reinstates the ticket
collector. The main agent of this transformation is a charming rustic
woman who, it turns out, is the wife of the ticket collector. She breaks
through his tough exterior and humanizes him with her innocence
and exuberance. The visual dimension of the transformation is the
shaking up and softening of the bureaucrat's body through subjection
to a series of unfamiliar movements. Utpal Dutt's brilliant acting is
thus of vital importance to the effects of the film. (Sen has
acknowledged Jacques Tati as an inspiration.) The buffalo chase is
one of the highlights of the film, where the comedy derives from
the contrast between the bureaucrat's customary stiffness and the
transforming power of fear, helplessness and speed. (see clip)
Sen has said that the details of the narrative were made up on
the spot, and has even attributed some of the episodes to Utpal
Dutt's imagination. The basic structure, however, consists of a relation
between centre and margin, state and nation. Quite literally, here
the bureaucrat encounters the nation in a remote corner of the state
and is humanized by the experience. Set in the late forties, this basic
structure can be described as a national allegory, enacting the
realization of independence through a transformation of the relations
between state and nation. It is the narrative of a bureaucracy,
previously serving the colonial project of domination, which must
now establish a more intimate relation with the world over which it
rules. It is the allegory of transition from colonial domination to
independence, in which the object of transformation appears to be
the bureaucracy, which represents the continuity between the colonial
state and the independent one. This link with the past, which
condemns it to a position of external domination, is broken by an
immersion in the awkwardnesses of Indian everyday life. The film
thus enacts the submission of the inherited and overarching power
of the state to a reworking that must go through the people.
While developing the basic structure of the realist mode, Sen's
politically radical move was to suggest that the consolidation of the
nation-state's democratic structure could only come through a
subjection of the metalanguage of the state to a process of 'corruption'
by the languages of the indigenous population. The body's
conventional, 'standardized' language is corrupted by the strange
'dialects' that it has never before spoken-running, twitching,
jumping, etc. Bhuvan Shome erects the realist edifice only to subvert
it through a narrative that critically comments upon the politics of
realism. The celebration of the 'simple, charming and authentic'
story by commentators misses the complexity of Sen's political vision.
If the bureaucrat's body represents the metalanguage of realism,
Sen's narrative undermines its position of eminence in relation to
the 'object language' of the nation's regional extremities and makes
it go through a reconstruction from below. The congealed definition
of corruption in the language of the bureaucracy is subjected to
change. It is not a question here of 'condoning' corruption but of
making visible the gap between the language of the state and the
realities of everyday life, the contradictions arising from the
formulation of legal codes without the participation of the people in
the process. A film made under the aegis of an institution selving
the project of passive revolution, Bhuvan Shome inverts the relations
between state and nation assumed in that project and submits the
state to a transformative process.
The result of this process of subversion of the realist hierarchy of
discourses is a conclusion in which the bureaucrat's craziness is
matched by an editing pattern that Sen himself described as 'all
erratic and illogical' (Sen 1977: 40), disrupting the realist conventions
and leaving the spectator with a sense of a world devoid of rationality.
Sen's own commentary on the film seems to suggest his
embarassment at how it concludes, as it dwells too much on the
'mad kick' of the final sequence and detracts from its critical force
by tracing it to his own and Utpal Dutt's 'private experiences'. Perhaps
Sen is putting in an 'insanity plea' to escape charges of abetting
corruption' The corruption episode, however, is a critical challenge
to those who regard a top-down enforcement of the constitution as
the way to achieve a socialist democracy.
The subsequent development of the realist aesthetic retained the
basic structure of the relation between state and nation but discarded
the subversive commentary on it that distinguished Bhuvan Shome.
The regional cinemas of Kerala and Karnataka further elaborated
the realist mode. M.T. Vasudevan Nair's Nirmalyam and Karnad's
Kaadu (both 1973) are the best examples of this tendency. A village
temple is the site of the conflict in Nirmalyam, offering opportunities
for spectacle such as the temple festival and the oracle's final frenzied
dance and public suicide. With the erosion of the feudal system
which sustained the temple, the villagers including the oracle's family
adapt to the changing situation while the oracle makes a defiant
exit, rejecting both the new order, as well as the one which betrayed
him. The fascination of the feudal order in decline was also the
source of the power of Kaadu. The climax of this film also features
a village festival at which the tensions between two neighbouring
villages explode in a violent finale. The feudal landlord, played by
Amrish Puri, exudes a power that cast a spell on urban audiences
and led to a series of similar roles for Puri. The landlord's wife tries
to win her husband back from a lover in the neighbouring village
by recourse to black magic while the entire narrative is anchored in
the innocent curiosity of the young son, who acts as a surrogate
intra-textual point of relay for the urban spectator's voyeuristic
pleasure in the contemplation of the 'distant' feudal order.
In dealing with such feudal narratives it is tempting to regard the
use of a figure of relay, like the child in Kaadu, as a device to bring
a distant and strange world closer to the audience. However, the
realist project of representing feudalism in a society like India does
not face the problem of a gap that must be bridged as much as a
proximity which requires to be negated by a process of distancing.
This gives to the mediating figures a wholly different function. The
feudal world is not already distant, and needs to be made distant by
the narrative. The familiarity of the feudal world and its proximity to
the everyday world of the urban audience is a mark of the composite
nature of the postcolonial society. The consolidation of the nation
state thus requires the production of a distance and a hierarchy, not
the bridging of an already existing gap. True, there is an already
existing hierarchy, but it is the continuing power of this existing
order that must be counteracted by the establishment of a new
hierarchy in which the old order is distanced in its entirety, as a
world. This process of institution of a new hierarchy based in the
pre-eminence of the modern state is a continuation of the process
by which, during British colonial rule, a clarification of the existing
social order resulted in the production of a new patriarchal order as
the point of departure for Indian nationalism. In pre-British India
the social order was a horizontal web in which patriarchally organized
communities existed side by side with matrilineal ones, as well as
other patriarchal orders conflicting with each other. British rule,
through the identification of Brahminical Hinduism and Islam as the
two patriarchal orders with nation-wide validity, inaugurated a
process of the construction of that validity. This internal distancing
effect was crucial to the emergence of a national movement.
A similar strategy of internal distancing is at work in the realist
aesthetic of these representations of feudalism. Thus, the child who
relays the spectatorial gaze in Kaadu serves two functions: 0) the
more obvious function of serving as a diegetic motivation for the
voyeuristic gaze, a rationalization of the spectator's vantage; (2) the
production of a distance, a virtual, pan-textual depth-effect which is
different from the cumulative effect of the employment of depth of
field in the representation of profilmic space. The effectivity of this
distancing strategy is not to be gauged by the nature of the images
deriving from it but by the spectatorial position that is produced as
a consequence. This position is the manifestation within the field of
cinema of the citizen/state as a medium of cultural intelligibility.
The use of sexuality as a site of exploration of the fascinations of
feudal power is another recurring feature of the realist aesthetic that
is prefigured in Kaadu. The tension arising from the conflict between
the two Villages is heightened by the sense of danger and adventure
involved in the narrative detail of the feudal lord's mistress being a
resident of the other Village. The boy's curiosity about sex and the
wife's frustrations add to the centrality of the sexual thematics to the
feudal narrative. The film encodes the sexual scenes with suggestions
of savagery, primal physicality, innocence and erotic wilfulness. right
up to Govind Nihalani's Aakrosh (1980), the power and fascination
of the feudal world was linked in realist cinema with images of the
untamed sexuality of feudal lords, their mistresses and peasants.
Although the regional cinema's strategies of distanciation
produced a realist spectatorial position coinciding with that of the
state, its regional-ness was still a hindrance to its national effectivity.
This is why the realist cinema of the regions, which arose at the
same time as its Hindi counterpart, is still relegated to a subordinate
role in the histories of the New Cinema. These films belonged to
specific regional and linguistic formations whose cultural difference
conflicted with their ability to communicate the distancing effect
outside the regions where they were produced. In a multi-lingual
state, this distancing effect needed a supplementary articulation that
would provide the aesthetic with a national ground for its operation,
otherwise there was a risk that the citizen-function, wrested from
the undifferentiated social by a process of hierarchization, would be
re-absorbed into a regional cultural formation. In India, regionalism
is still associated with feudalism. The citizen-function could only
achieve stability (and function as the distinguishing mark of an
aesthetic) if it could be inscribed in a more tangibly hierarchical
discursive order. The regional cinema's realist efforts, in other words,
could not sustain the metalanguage of realism because their languages
were themselves region-specific. The solution was to deploy Hindi
as the metalanguage in relation to which the regions, their languages
and cultures would automatically fall into place as the objective
substance.
Benegal's central importance to the realist programme derives
from his successful construction of just this classic realist hierarchy.
A minor event in the career of the Benegal aesthetic helps explain
the nature of the discursive hierarchy and its significance. Soon after
the release of Ankur, Screen published a letter from Aziz Qaisi of
Hyderabad, who complained that his contribution to the film had
not been properly acknowledged in the credits. He claimed that
although he had written the dialogue for the film, Satyadev Dubey
had been given credit for it, and his own name had appeared in a
subordinate function. (Qaisi is credited with 'dialect' and his name
is placed below that of Dubey, in smaller type.) In his reply, Benegal
explained that Dubey had written both the script and the dialogue
for the film. But since the film was set in rural Andhra Pradesh, it
was decided to use the Dakhani Urdu spoken in that region in
order to heighten the realism. Qaisi had been commissioned to
'translate' the dialogue written by Dubey into this regional dialect.
As such it was proper to give primary credit to Dubey and not to the
letter writer. [36]
We need not concern ourselves with the justness of this rationale.
What interests us is the conception of the relations between
metalanguage and object language that lies at the heart of the
formulation. For Benegal, the regional specificity achieved through
the use of a 'dialect' amounted to the enrichment of an already
complete text. Qaisi's complaint is based on the perception that the
specificity of the film text derives from its regional setting and
therefore cannot be detached from its use of the regional language.
But for the 'central producer', the abstract text of the realist narrative
can be potentially filled by any regional content. Its meaning, for
the national spectator, is not 'Andhra' or 'Dakhani'. The regional
element is there simply to signify 'regional' as a means of establishing
the centre-margin relation as a frame of cultural intelligibility. If the
authentic representation of the regional were at issue, Ankur would
be a bad example of it. The fact that the characters speak Dakhani
makes the spectacle authentic only from the point of view of the
subject who speaks a standardized Hindi/Hindustani. In reality, the
people of Andhra speak both Dakhani and Telugu and most of the
characters in Ankur and Nishant could be expected to speak Telugu
'in real life'. Since 'region' in general (paradoxical as that may seem)
and not 'Andhra' in particular is the real signified of the representation,
this relation reminds us once again that the most important product
of this representational strategy is the viewer, not the viewed. By
inventing 'regionality' as a grid of intelligibility, the new cinema was
able to forge a new aesthetic of statist realism.
Benegal's first three films do not deploy the realist mode of
representation in the same way. It is therefore necessary to examine
each of them in some detail to trace both the unique achievements
of each one and to assess their cumulative cultural significance. Or.
the latter question it can be said at the outset, in the form of a
hypothesis, that the movement through the three films in question
is a movement towards the consolidation of a developmental aesthetic
allied to the contemporaneous stage of the passive revolution.
Spectacles of rebellion
In Ankur and Nishant, the narratives of feudalism are set in the past,
that too in a past doubly distanced from the present by the rupture
of independence. The pastness of feudalism is a necessary protocol
of realist representation. realism, as argued earlier, is a mode of
cultural production that is tied to the fiction of the social contract.
The legal citizen-subject of the modern capitalist state is its only
possible addressee. In the post-colonial Indian state, the proclamation
of the social contract in 1950 did not put an end to the feudal order.
In the early seventies, the audience for the New Cinema's narratives
of feudalism were well aware that the immediate provocation for
this aesthetic venture was the post-independence peasant struggles
against feudalism, especially the rise of Naxalism. But to admit the
contemporaneity of feudalism would be to place the citizen-subject
addressee of realism at the hypothetical end-point of a still ongoing
revolution, to admit, in other words, that the nation-state is not
yet governed by contract Thus the pastness of feudalism is a representational protocol which retroactively 'proves' the post-feudal,
contractual nature of the present. No other purpose is served, for
instance, by setting the narrative of Nishant in '1945', and 'in a feudal
state'. The narrative itself contains little by way of historical detail
which substantiates and justifies the precise dating, The date is simply
a device of distanciation that enables the spectator to gain access to
the fascination and power of the spectacle of feudal oppression and
rebellion without being reminded of its proximity in time and space,
without undermining the realist spectatorial position.
Ankur (1974) tells the story of an absentee zamindar's son Surya
(Anant Nag), who having failed his examinations, is despatched to
the village to look after the land. In a hut close to the zamindar's
house lives a woman Lakshmi (Shabana Azmi), who is employed in
the house as a servant with her mute husband Kishtayya (Sadhu
Meher), who drives a cart and does other odd jobs for the master.
Accused of theft and shamed before the community by the zamindar's
son the husband runs away, Surya seduces Lakshmi and she begins
to live in the house as his mistress, After some time, the young
zamindar's wife, who had remained in her parents' home, comes to
join him in the village, putting an end to the relationship with Lakshmi.
The father arrives and restores water rights to' his mistress's family
which the son had taken away. Kishtayya also returns one night
and is pleased to see his wife pregnant. The next morning, telling
Lakshmi that he will go and ask the zamindar for work, Kishtayya
sets out with a stick in hand. Striding purposefully, he walks along
the ridges of the paddy field, with his arms stretched across the stick
resting on his shoulders. The young zamindar, watching him
approach, grows anxious, suspecting that the man is coming to
confront him. As his fear mounts, he runs into the house and comes
back with a stick and when the smiling man approaches, starts
beating him. People gather, Kishtayya takes the blows without
retaliating and Lakshmi comes running to save her husband. She
curses the young zamindar, who goes back into the house and shuts
the door. A young boy, who had witnessed the beating, stands staring
at the house. The film ends as he picks up a stone and throws it at
the house.
Ankur's ending generally evoked positive responses. It was seen
as a powerful moment which captured in miniscule the awakened
consciousness of the innocent oppressed peasant. The years had
not dulled the pain nor blunted the power of Ankur's climax',
remarked the critic Maithili Rao in 1991, 17 years after its release.
While this was the general opinion, Satyajit Ray, in his comments on
the film soon after its release, raised the question of the credibility
of the conclusion from a realist point of view. 'The whole denouement
has the air of being conceived as a forced rounding-off of a story
whose normal course would have led to an impasse' (Ray 1992:
103). Ray's reading betrays his unfamiliarity with the context in which
Benegal's film was made. Missing the strong evocation of 'feudalism'
in the film, he regards the hero as 'a rather trite symbol of urban
pollution invading the pure air of the country' (ibid: 102-3) [37]
As a film promoted and received as an example of 'political
cinema', the abrupt ending of Ankur was more important to the
effectivity of the text than a conclusion deriving from the 'natural'
propensities of the narrative. Indeed, it can be said that it is the
narrative preceding the denouement that had to be contrived as a
way of leading up to the climax. The motivation for the ending
derives from the representational dynamics of the preceding narrative
and the extra-textual 'demand' for the spectacle of peasant revolt
that the film promised to satisfy. [38] There was no question, then, of
not including in the text a glimpse of the violence of feudal oppression
and revolt. The question was how to prepare the ground for it, how
to frame it in such a way as to contain its potential for challenging
the citizen-figure's own position. It was not a question of building a
naturalist case for the spectacle but of erecting a structure within
which rebellion could be produced as spectacle. The possibilities of
manipulation lay not in the details of the narrative but the dynamic
in which the spectator was engaged with the figures of the
represented.
Upto the point when the denouement begins to unfold, the text
functions through the deployment of two structures of relay, one
intellectual, the other libidinal. The three figures who form the three
points of these paths of relay are the spectator, the urbanized
zamindar and the object world of the feudal social order, represented
by the figure of the servant woman. Their positions in the two
relational paths can be represented as follows:
- 1. The intellectual relay:
Spectator -----❭ Zamindar ❬---------------❭ Servant woman.
- 2. The libidinal relay:
Zamindar -----❭ Spectator ❬--------------❭ Servant woman.
The first path belongs to the ethnographic dimension of the
representation. The spectator's relation to the represented image
here is one of curiosity about the inner workings of feudal society,
the desire to gain knowledge about the 'unfamiliar' world of the
feudal other. In realizing this wish, the zamindar's son functions as
an intermediary. By having been a town-dweller, himself not very
familiar with the village, he goes through a process of learning that
makes him an unwitting 'native informant'. At the same time, he is
not urbanized enough to consciously adopt an ethnographic approach
to the field which would place him more in our space than in the
space of the represented. It is important for him to be an unwitting
point of relay of our desire for knowledge. In one of the scenes at
the beginning, when we are still in the process of being led around
the place to familiarize ourselves with it, the zamindar's son asks
the servant woman if she has ever seen a film. She says yes and
names the Telugu film Balanagamma. This popular film from the
early forties helps to date the narrative or to indicate the distance
between the film-literate spectator and Lakshmi. But the scene is
also meant to enact the intermediary role of the zamindar's son. He
has no particular use for the bit of information which he has extracted
but we do. (see clip)The zamindar's relay function must be 'unsolicited' because
otherwise he would be the conscious agent of our investigation.
Our detachment from him, on the other hand, assures us a position
of non-complicity with the feudal power and the objectivity of the
knowledge produced, while sustaining our sympathy with the
oppressed peasant as the overt justification of the exercise.
In the shadow of the intellectual relay structure, which provides
one logic of representation, and as a supplement to it, there functions
another, the libidinal relay structure. Here the spectator becomes the
'unwitting'-though not unwilling-point of relay for the zamindar's
gaze directed towards the servant woman as well as her desire for
him. The material evidence for this lies both in the. narrative ordering,
as well as in a recurring shot composition in which the three points
are arranged in such a way as to force the look to be relayed through
the spectator. On the narrative plane, the spectator is first afforded a
brief glimpse of Lakshmi, before cutting to Surya in the city. Lakshmi
is praying for a child. (see clip)Throughout the film, occasional glimpses of
Lakshmi as she ponders her situation enable a veiled relation between
the two points. In these moments of solitude, Lakshmi discloses her
own desire, revealing to us an intention that Surya is not aware of.
Visually, there is a supplementary strategy of shot composition which
places the spectator at the node of a periscopic conveyance of the
gaze. Thus, in one of the scenes which develop their love relation,
Lakshmi is in the foreground, facing camera, while Surya is sitting
up in bed in the background, and looking through the open doors
into the room where Lakshmi is standing. As she is positioned to
one side of the door, he cannot see her directly. His gaze is directed
straight at the camera but is coded as directed at her. Her look is
directed downwards and to the left, crossing the open door and
settling on a point to screen right but outside the frame. Her look is
thus directed out of the relay structure, although it is also coded as
inclining towards the zamindar, since they are engaged in
conversation.(see clip) The distribution of figures and spaces thus compels
the spectator to function as the point of relay, as the empty conduit
in a circuit, whose points of emanation and arrival are elsewhere.
The mediated depth produced by the intellectual relay is here negated
by the spectator's direct access to the other as sexual object by
virtue of the unwitting function of relay. Another scene, when Surya
encounters Lakshmi near the well in the backyard, shows the same
relational structure in lateral inversion. The same positions of the
two figures in the frame are maintained, woman in foreground and
man in the background. The look and its object similarly cannot
meet without mediation, although they are 'intended' for each other.
In the process of serving as the point of relay, the spectator is afforded
a direct access to the image of the woman.
Thus, during the film's middle segment in which the love relation
between the two unfolds, an intimacy between the spectator and
the woman is established by means of the libidinal relay structure.
The middle section constitutes an interregnum, a restful pause in
the linear narrative during which the libidinal theme unfolds. During
this segment the spectator is drawn into an intimate complicity in
the unfolding of the sexual relation between the zamindar and the
servant woman.
After the erotics of feudalism, however, the spectator must
confront the reality of the exploitative relation in which he/she has
been seduced into participating. How is the spectator to extricate
him/herself from this complicity so as to be able to identify with the
oppressed? It is here that the dramatic climax of the film comes to
the spectator's rescue. The film has enacted a voyeurism that captures
the rural/primordial in its field. The breaking of the voyeuristic nexus,
however, is so engineered as to spare the spectator and enable a
last minute switch of loyalties. The spectator knows that the
voyeuristic interregnum will have to come to an end but he/she
does not anticipate the intensely pleasurable way in which this parting
of ways with the zamindar will be staged. Our ability to switch
loyalties at this point depends on a supplement of knowledge. This
is provided by two scenes: in the first, Kishtayya, finding Lakshmi
pregnant, is happy and takes her to the temple, demonstrating that
he has no suspicions on that score(see clip); in the second, he indicates to his
wife his intention of going to the zamindar to ask for work. Armed
with this knowledge, we recognize that his aggressive stride as he
walks towards the house is simply an expression of his innocent
and energetic rural persona. The zamindar does not.(see clip) This difference
in knowledge for the first time liberates us from the compact in
which we were bound to the zamindar and places us in a position
of objective arbitration, as well as identification with the peasant..
Had we not been in possession of this additional knowledge, our
speculations about the approaching Kishtayya's intentions might have
been closer to those of the zamindar, thus traumatically foregrounding
our complicity and undermining our assumed position of objectivity.
However, erotic exploitation, in which the spectator is complicit,
goes 'unpunished'. Instead, we witness the zamindar's beating of
Kishtayya with a consciousness of its wrongness. When the little
boy throws a stone at the house at the end, we are grateful for it, we
are able to stand with him because we know that the stone is not
directed at the sexual exploitation in which we were complicit. Had
the stone been motivated by a different revenge, we might have
been at the receiving end of it.(see clip)
The 'power' of Ankur's climax, which has provoked so much
comment, thus derives from the sense of relief and pleasant surprise
that we feel when we are rescued from the menage-a-trois and
placed on the side of the oppressed for the brief space of a stone
throwing incident. responding to the 'demand' for a political cinema,
Ankur provides the pleasures of voyeuristic contemplation of the
feudal world as well as the opportunity to vicariously participate in
the peasants' moment of awakening, without ever calling into
question the spectator's own position.
Muteness and innocence are the primary attributes of the
oppressed in this school of New Cinema. In Ankur, Kishtayya is
literally mute. In Nishant (1975), Benegal's second film, the peasants
suffer the landlord's injustices silently until they are awakened by
two leaders. In Ankur, peasant rebellion was represented symbolically
in the form of a child's act of protest. In Nishant, a full-scale peasant
uprising, a spectacle of violence, explodes on the screen. While
some of the representational strategies from Ankur are carried over,
Nishant approaches a more explicit and direct representation of
feudal violence and retaliation. Of the three films, Nishant is the
least reassuring because in it the possibilities of a framed and
distanced presentation of the spectacle of peasant violence are
strained to the point of rupture. It is not surprising that Nishant was
the least successful of the three films. All its representational strategies
could not effectively contain the force of the spectacle of peasant
violence. The struggle for narrative control over spectacle is clearly
lost at the end. By its evocation of anarchy, the film hinted that the
position of the sympathetic consumer that the spectator was able to
occupy in Ankur was in fact not available, that peasant unrest was
capable of breaking through the barriers erected by the leadership
as well as the representational grids put in place by artists, and
gathering a momentum all its own.
Nishant tells the story of a village ruled over by a family of
brothers who exploit the villagers economically and sexually. The
unmarried head of the family is Anna (it is only the Telugu word for
'brother' but this is how he is addressed) who rules over the village
and his manor with a brutal hand. Of his three younger brothers,
the first two (Anant Nag and Mohan Agashe) are brutal womanizers.
The wife of one escaped to her parents' home and never returned
while the other committed suicide. The youngest is the timid Viswam
(Naseeruddin Shah) who disapproves of his brothers' activities but
does not heed his wife's (Smita Patil) advice to stay away from
them.
The film begins with the priest discovering early one morning
that the temple jewels have Leen stolen. In the pit where the jewels
were kept the priest finds a locket. With a close-up of Viswam's
worried face, we enter the feudal manor and we learn, through the
conversation between him and his wife as well as a later scene, that
the brothers had stolen the jewels. Meanwhile Shamsuddin
(Kulbhushan Kharbanda), the policeman stationed in the Village,
arrives to document the theft and the homeless man who was seen
sleeping on the temple steps in the beginning is jokingly accused
by another villager of having stolen the jewels. An oracle, dancing
and singing, identifies the thief as a man of strength, unmarried and
a drunkard. The homeless man, fearing that suspicion will fall on
him, begins to retreat from the crowd and is caught and accused of
the crime. Anna beats him with a stick and he is taken away by the
police. Anna talks to the priest about renovating the temple and
replacing the jewels and 'persuades' the priest to return Viswam's
locket.
The new schoolmaster (Girish Karnad), his wife Susheela (Shabana
Azmi) and their young son arrive in a horse-cart and take up residence
in the small house allotted to them in the school compound. Their
domestic life is settled and happy except for Susheela's longing for
a big mirror which hints at a disruptive narcissism. Curious and
free-spirited, she attracts the attention of Viswam who stares at her
with a mysterious fascination. Catching him looking, one of the
older brothers discovers his desire and together they kidnap Susheela
and take her home. She is raped by the brothers and confined to a
room in the house. The schoolmaster, having failed to mobilize the
villagers behind him (although they had witnessed the kidnapping),
bangs on the door of the manor but to no avail. The next day, he
tries in vain to get the police, a lawyer and the district collector to
help him fight the injustice. Meanwhile, Susheela becomes a part of
the feudal household, living there as a mistress and attended by
Pochamma, the maid. The schoolmaster, driven to extremes of despair
and frustration, leaves his job and sits in the temple. Susheela,
meanwhile, becomes more and more entrenched in the feudal
household.
Meeting her husband at the temple one day, Susheela accuses
him of lacking the manliness to confront the oppressor and liberate
her from his clutches. resolving to fight, the schoolmaster, with the
assistance of the priest, begins to campaign among the villagers,
urging them to rise up against the oppression. The mobilization of
the villagers begins at a buffalo fight where the villagers are gathered
and continues through a series of meetings and a final gathering for
a street play based on the Ramayana, where the priest reminds the
villagers that suffering oppression silently is as sinful as oppression
itself. On the day of final confrontation, the residents of the feudal
manor awake to find that none of the servants have come to work.
As they cope with the situation, distant sounds announce the
beginning of the temple procession. The procession stops before
ghe manor and the eldest brother goes to the temple car to make his
offerings. The schoolmaster makes the first move, and soon the
landlord is beaten to death. The peasants enter the manor and a
battle ensues. Meanwhile, Viswam grabs Susheela and leaving his
wife Rukmini behind, escapes from the house to the hills. After
killing the rest of the family, the peasants run towards the hills to
capture the runaway couple, with the wounded schoolmaster running
behind them. Entering the manor, a little boy surveys the devastation.
He comes upon the priest, sitting on the floor, paralysed by the
violent spectacle he has witnessed. As the boy runs away, the priest
rises and covers the body of the dead Rukmini with his shawl.
Outside, the boy is still running and in the last shot the rest of the
children are seen huddled together in the safety of the temple.
Nishant offers the spectator a considerably less secure position
of contemplation than Ankur. Vijay Tendulkar's script includes many
brutal scenes of feudal violence and the fascinating power of the
big brother is counteracted by the obscene, thoughtless viciousness
of the brothers Anjaiah and Prasad. In the scene where these two
brothers tell a poor peasant to send his wife to them at night, the
camera shifts to a perspective from behind the woman, seeming for
a disturbing moment to share in her mute suffering, unsettling the
voyeuristic economy of feudalism-as-spectacle.(see clip) There and later in
the feudal manor, her mute submission is emphasized as the brothers
refer to her and other women as cows. But at the same time the film
is unable to ground the rebellion in the peasants' understanding of
their condition. It is only through the intervention of a man motivated
by his own need for revenge that they are mobilized for a battle
with the oppressor.
Like the young zamindar in Ankur, the schoolmaster is an
intermediary who is neither organically a part of the represented
world not completely alienated from it. As a studious and responsible
schoolmaster who comes from the town on a transfer, he brings
values which are alien to the feudal order that reigns in the Village.
But at the same time he is not a conscious modernizer, and is himself
mindful of feudal compulsions. His teaching is traditional and he
expects his wife to stay indoors and away from the eyes of strangers.
More importantly, we are not dependent on him as a point of
intellectual relay because he arrives after we have been introduced
to the village and its power relations. His function is to bring to the
village a catalytic element which upsets the equilibrium of oppression
and suffering. He is also an individual sufferer, who enables a
narrative movement that the collective nature of peasant struggle
cannot provide. The peasants have the experience of suffering but
not a consciousness of it.
The film presents us with an image of feudalism in which the
landlord stands all alone on one side while everyone else is ranged
against him, except the policeman who vacillates between the two
positions. The opening scene centred around the temple theft enables
this demarcation. As the poor man is falsely accused and beaten up,
the two figures who wield an independent authority in the village
(deriving from the state and god) both submit to the might of the
landlord. (see clip)The priest meekly hands over the incriminating locket
when the landlord asks for it.(see clip) The policeman is more actively servile.
The schoolmaster observes the arrogant behaviour of the
landlord's brothers but stays out of trouble. It is his wife Susheela's
transgressions that generate the new conflict which culminates in
the peasant uprising. Here the realist narrative is overlaid with an
epic structure that enables the transformation of feudalism into
spectacle. Her repeated demands for a big mirror and new clothes
indicate a narcissistic preoccupation with looks. Soon after their
arrival in the village, the schoolmaster stops to talk to the two brothers
who have parked their car outside the school and are chatting with
the policeman about filling up a pit in front of the school. Seeing his
wife looking out at them through the window, he gestures to her
surreptitiously to withdraw. She fails to understand. Back in the
house, he rebukes her for not behaving as befits a schoolmaster's
wife.(see clip) A little later Susheela comes out of the house dressed carelessly
and walks unselfconsciously to a shop where she is seen by Viswam
who stares at her.(see clip) A third scene follows in which her unwitting
seduction of Viswam is carried a step further. Passing by a high wall
behind which a peasant who did not pay his dues to the landlord is
being evicted, she stops and peers over the wall at the scene. Viswam,
who is standing there, stares at her again and is caught doing so by
Prasad. That night, teasing him for keeping his desire a secret, they
offer to bring her home for him. As the schoolmaster's family sit
down to supper, there is a knock on the door and Susheela, who
answers, is taken away.(see clip)
The realist representation is thus channeled into an epic narrative.
From the point when the schoolmaster's family arrives in the village,
the film's narrative unfolds roughly along the lines of a part of the
Ramayana. Beginning with the transfer to the remote village which
Susheela resents and which parallels Rama's banishment to the forest,
her abduction, like Sita's, results from a transgressive desire. Her
confinement in the feudal manor, the mobilization of the peasant
army and the assault on the manor to rescue her complete the
parallels with the epic. This combination of a realist representation
of a feudal structure and an epic narrative of one man's battle with
the forces of evil gives rise to contradictions that the text is unable
to deal with. The problem of the narrativization of feudal oppression
is primarily a problem of the identification of the agencies of struggle
and resistance. The statist realism of the Benegal aesthetic does not
allow for the elaboration of the complex processes through which
movements of resistance are organized by the peasants, nor can it
explicitly represent a modern political force entering the peasant
world and organizing them on the basis of a programme of resistance
and opposition. Instead, it increases the temporal distance (the action
is supposed to take place in 1945) by a few thousand years and
inscribes peasant revolt in the timeless overarching epic narrative of
conflict between elite groups.
As a result when the priest and the schoolmaster begin to mobilize
the peasants, we only hear a few sentences about the need to fight
oppression. The rest is elided as images of meetings with peasants
are accompanied by loud music which drowns out the content of
the conversations.(see clip) In order to remain faithful to its contemporary
project of depicting feudalism, the film must indicate that the peasants
were mobilized on the basis of a manifesto. But this manifesto cannot
be made explicit because the mobilization of peasants as an obedient
army would be disrupted by it. Tellingly, in one of the few lines
spoken in this sequence, a peasant declares that they would do
exactly as the schoolmaster and the priest tell them to.(see clip)
But, in the contradictory space determined by the conflicting co-
presence of two aesthetic projects, the epic narrative cannot outrun
the realist one without betraying itself. The epic's triumph is always
the epic hero's triumph, the restoration of the epic couple. Nishant
cannot afford to move towards such a denouement because it would
negate the realist analysis at work in the understanding of feudal
society. The spectacle of peasant violence would have to be
subordinated to the restoration of some transcendent order.
Abandoning the epic parallel before the utopian moment, Nishant
suddenly turns around and leaves us with the vision of a terrible,
uncontrollable, anarchic explosion of mass anger in the midst of
which only the temple seems safe. Both the leaders of the rebellion
are left behind in the avalanche of peasant revenge, the priest reduced
to complete inertia, the schoolmaster running behind the crowd as
they climb up the hill and begin assaulting Viswam and Susheela
who are hiding behind a rock. After the epic interregnum, we have
a traumatic return of the real, the spectacle of violence we are waiting
for, but without the guarantees of a stable position from which to
contemplate it. The scared faces of the children as they sit inside the
temple, which is aglow with a warm light, may well reflect the
position of the spectator, caught up in a whirlwind of destruction
and deprived of all secular support.(see clip)
While the rebellion must be provoked by the priest and the
schoolmaster as an act of conscience, it cannot be controlled by
them unless their leadership was based on a programme. In the
absence of a critical realist approach to feudalism, rebellion can
only be represented in voluntaristic terms as the result of an
incitement. Once the rebellion transgresses the boundaries set by
the leadership, it comes to be equated with feudal lawlessness.
In the end the tension between narrative and spectacle is resolved
in favour of the latter. rebellion can be staged as spectacle only in
the absence of mediation, that is, in the absence of a purposive,
goal-oriented programme. Nishant demonstrated that the game of
observing the feudal spectacle from a distance was fraught with
risks. Taken to its extremes, the spectacle of rebellion reminded the
spectator that its consequence was an anarchy that would undermine
his/her own position of objective contemplation. By representing
the peasant in revolt as a figure of complete anarchy, it raised the
question of leadership. The image of the schoolmaster running behind
the crowd demonstrated the trauma of the loss of leadership. For the
urban middle-class audience, lured by the promise of a safe, thrilling
glimpse into the workings of feudalism, these were unexpected
lessons. Consciously or not, Nishant, through its attempt to expand
the spectacle of feudal violence, demonstrated the poverty and risks
of the conception of 'political cinema' which consisted solely in a
vicarious 'experience' of the political ferment in India's villages.
The unsaid of the text is the historical truth about peasant struggles
in Telengana, where the film is set. In the late forties, Telengana
was the site of a communist-led armed struggle against the feudal
landlords and the Nizam. But the political cinema for which a demand
was being created was not one which could explicitly define peasant
revolt as a Communist programme. It was the peasant's 'instinctuality'
that provided this cinema with its ideological armour. As such only
a leadership that was 'national' in the sense of being derived from the
consensual framework of national politics, could be acknowledged
as legitimate. In 1974, Benegal's film was unable to identify such a
leadership. Its bleak and terrifying vision of rural anarchy is a reminder
of the break-up of the national consensus.
Unlike Ankur and Nishant, Manthanhas a contemporary setting.
It was noted earlier that the realist aesthetic, working through the
figure of the citizen-subject, must represent feudalism as a thing of
the past How then does Manthan escape this rule?
The Bureaucracy in Arms
Manthan (1976) acknowledges the contemporaneity of feudalism
because its narrative concerns the interventionist state. The citizen
figure here is mobilized in the service of a transformative politics.
The bureaucrat who undertakes a reformist social programme in
Manthan is a mobilized intellectual, the citizen as revolutionary.
This turn in the developmental aesthetic occurs in the context of a
mobilized state apparatus which, during the Emergency, intensified
the Congress programme of 'socialist' transformation. In her attempt
to break the traditional chain of power in which the traditional ruling
elites functioned as intermediaries, Indira Gandhi was aided by a
mobilized bureaucracy which implemented her government's socialist
programme. This combination of a Congress-left political alliance
and a mobilized bureaucracy disrupted the old stabilities and made
a bid to transform the social basis of the political order. The fight
against feudalism was one of the highlights of the new agenda. The
abolition of bonded labour and the cancellation of the privileges of
the princes, who had continued to enjoy the special status bestowed
on them by the British were two of the measures taken by the
government which indicated its will to complete the bourgeois
revolution. The actual achievements of this programme were of
course limited and were cancelled out by the atrocities committed
during the Emergency by the new ruling group and its implementation
machinery. But the mobilization-effect was very strong and produced
a sense of radical transformative possibilities.
Manthan is an Emergency film, a film about the transformative
power of a mobilized bureaucracy. Emergency slogans are heard
throughout the film, on the radio. The film begins with a scene
epitomizing the changed circumstances of a nation in transition.
The first shot is of a railway platform, where a train arrives and the
bureaucrat who is sent to start a milk co-operative in a Gujarat
village gets off the train. He is met by a few men who apologize for
turning up late, saying 'Sorry, the train came on time'. (see clip)This humorous
incident establishes the mood of the film and places its narrative in
the context of the Emergency period. One of the well-known
achievements of the Emergency was the punctual operation of the
railways. The rhetoric of efficiency, which was circulated throughout
the country in the form of posters, radio announcements and slogans
painted on lorries and buses ('Work more talk less', 'The nation is
on the move', etc.) found its most visible illustration in the railways'
punctuality. In the opening scene, this reference to the alert and
responsive state also establishes the changed relationship between
bureaucracy and hinterland. In the past, political leaders arriving in
remote parts of the country would be welcomed by local leaders
and people who sometimes gathered hours before the actual arrival.
With the bureaucracy taking on the mantle of leadership, the film
suggests that there is a reversal, with the state representative arriving
before the village has had time to prepare for his visit. The state is
ahead of the nation: the condition of passive revolution.
The narrative can be divided into three segments, corresponding
to the stages of exposition, intervention and resolution. The first
segment, beginning with the arrival of the bureaucrat, consists of a
process of getting familiarized with the situation on the ground. The
existing power relations are mapped in a few deft strokes. The
bureaucrat, Manohar Rao (Girish Karnad), is a veterinary doctor
employed by the Dairy Board and sent to the village to start a milk
co-operative with the help of two others from the board. He is
brought to the village by a man (Sadhu Meher) who is used to old
ways and contrasts his experience with the newcomer's lack of it.
He is friendly with the local landlord, Ganganath Misra (Amrish
Puri) to whom all the villagers sell their milk, and whose business is
threatened by the efforts to start a co-operative. Together they
represent the order which is traditional not in the 'timeless' sense in
which that word is usually employed, but in that they represent the
intermediate leadership through which the older Congress maintained
the national coalition. The new socialist agenda is intended to replace
this order. The two discuss the 'idealism' of youth and Misra, declaring
that the country needs idealists, adds that idealism does not last
very long. Rao, going round the village collecting milk samples,
encounters the hostility of the poor villagers towards urban intruders.
Meeting Misra, he reminds him of the changing situation.
Acknowledging that in the past Misra's approach may have been
useful, he asserts that now new methods were in order. The reformist
goal is specified: not to merely transfer the control of the milk trade
to a new agency but to ensure that the producers get their proper
returns. Misra wants him to concentrate on health and family planning
and leave the local economy, which he claims he built up, to him
At a public meeting where the co-operative idea is explained, further
obstacles a:-e revealed. The sarpanch, a traditional village leader, is
opposed to the dilution of his authority by the introduction of
elections and equal say to all members. The dalits support the co
operative only if they can get credit and one of them, Bhola
(Naseeruddin Shah), is suspicious of all city folk.
The opportunity for an interventionist move comes when a
medical emergency arises in the village. [39] A villager asks Rao to save
his child. Deshmukh, one of the other members of the team objects
to Rao, a veterinarian, treating a human patient but in the absence
of a doctor, Rao decides to take the risk.(see clip) It is crucial for the
interventionist narrative that the demand for such a radical step
should arise from the field. This moment is decisive because it
establishes the need for radical measures in a situation where a
scrupulous adherence to the ethics of the professions is shown to
be counterproductive. Deshmukh represents a conservative approach
to the reformist work of the bureaucracy. While Deshmukh keeps
reminding him that they must try to accomplish their task without
upsetting the existing order, Rao extends his interventionist methods
to the political structure of the village and actively campaigns among
the dalits to raise their consciousness and make them active
participants in the development project.
The poor villagers are won over by Rao's unorthodox intervention
in the medical emergency and the co-operative gets going. When a
film show on the milk co-operative movement is disrupted by stone
throwing, Bhola is arrested. Rao gets him released and realizing that
Bhola is the key to getting untouchables to participate, gradually
breaks through his hostility and gets him to become a supporter.
Bindu (Smita Patil), a dalit woman who, after initial hostility, comes
to appreciate the good intentions of the bureaucrats, helps in this
task. resisting the sarpanch's attempts to maintain caste divisions
and traditional modes of power, Rao urges the dalits to contest the
election. Emboldened, the dalits enter a nomination, and when the
votes are equally divided between Moti, the dalit candidate and the
sarpanch, Moti is elected by a draw of lots. Humiliated, the sarpanch
transfers his loyalties to Misra, inaugurating the moment of conflict
and resolution.(see clip)
The sarpanch and Misra plot to destroy the co-operative
movement. While the sarpanch goes to the city to use his influence
and get Rao transferred, Misra gets Bindu to sign a paper accusing
Rao of molestation, which he uses to blackmail Rao. Misra and the
sarpanch also set fire to the dalits' huts and Misra then wins them
over with charity. He gets the dalits out on bail when they are
arrested after the fire. While Bhola remains firm in his commitment
to the co-operative, the others are lured by Misra's promise of
restoration of the old ties of trust and paternal protection.
The resolution is marked by an escalation of class struggle on
the one hand and the withdrawal of the interventionist bureaucrat,
who is transferred out of the village. Rao's Wife, who joined him
half-way through the film, is bed-ridden with typhoid and wants to
go back to the city. Her presence is represented as a private obstacle
to Rao's political idealism. As he informs her of the transfer, a popular
love song 'tum jo hue mere hamsafar raste badal gaye' plays on the
soundtrack, ironically commenting upon the anti-climactic end to
his hopes. The song is followed by an Emergency slogan which
declares that with courage and legislative initiative the nation is
being transformed.(see clip) Before this, we see Misra's lawyer attempting to
bribe Rao, provoking the latter to explode in anger, vowing to destroy
Misra if it is the last thing he does. This anger is dissipated by the
external agency of the transfer notice, but it stands as an expression
of the resolve of the bureaucracy to crush the feudal order.
After his departure, the disappointed Bhola gathers a few people
around him and revives the co-operative, determined to keep the
development project going. The intervention thus has left behind
an organic intellectual, who, fired by the developmental ideology,
feels empowered to take charge. Thus, the film affirms the positive
transformative power of the government's agenda.(see clip)
The single most important difference between Nishant and
Manthan is that in the former rebellion was a spectacle of anarchy,
whereas the latter represents the rebellion of the oppressed as the
result of a calculated intervention from above by a militant
bureaucracy. The Indira Gandhi government's populist reprise of
the momentum of peasant revolt results in a developmental aesthetic
built around a reformist ideal. Unlike the traditional, 'mythical'
leadership of the peasant revolt in Nishant who are left behind by
the tide of vengeance they unleashed, the mobilized bureaucracy in
Manthan produces an organic leadership which takes over the
struggle and conducts it in a rational manner. The structure of the
passive revolution remains intact.
Manthan is relatively free from the spectacle of feudal sexuality
that was so important to Ankur and Nishant, as well as Bhumika
which came after Manthan. Instead, an erotic supplement to the
developmentalist project is included in the relationship between
Rao and Bindu, the dalit woman. Hostile at first, Bindu soon becomes
attracted to Rao and remains a reliable ally of the co-operative project.
A song sung by a female voice, which recurs through the film, is
first played when Rao arrives in the village, establishing the village's
demand for a 'pardesi' (outsider) reformer.(see clip)This song comes to be
associated in the course of the film with Bindu's unexpressed feelings
for Rao.(see clip) Rao's wife, who joins him in the village, represents the
personal limitation which Rao has to overcome in order to function
as a militant bureaucrat. When he is called out to the village at night
when the huts are burning, Rao leaves his sick wife in bed and
pleads with her to go to sleep. At this moment her presence is
clearly coded as a hindrance. The film is unable to deal with the
bureaucrat's private world except as a tool for narrative resolution.
The middle-class cinema dealt with similar bureaucrats and
professionals struggling with the difficulty of securing their domestic
arrangements (Guddi). The bureaucrat-as-militant, however is
constructed as a free-roaming figure who is lonely in his idealism
and has to break his world up into two incommensurable segments.
While the unspoken intimacy with Bindu makes the developmental
aesthetic attractive to audiences (without it the film might have
become indistinguishable from Films Division documentaries), the
episode with Chandavarkar's (Anant Nag) sexual escapades
emphasizes that the militant bureaucrat must put aside all emotional
attachments in order to function effectively.
Thus, from Ankur to Manthan we move from a consumerist
evocation of rebellion to a depiction of the initiation of class struggle
by the mobilized state apparatus. The return of feudal sexuality,
epic narratives and other features in Benegal's later films suggests
that Manthan's difference owes a great deal to the pressures of the
era in which it was made, as well as the modernizing ideology that
the milk co-operatives stood for. V. Kurien, one of the architects of
the 'white revolution', as the milk cooperative movement is known,
is credited with the story idea for the film, along with Benegal.
Govind Nihalani, Benegal's cinematographer, made a documentary
on 'The White revolution' during this period, no doubt a by-product
of the Manthan venture. The film was thus something of a state
project, meant to serve as propaganda for the developmentalist efforts
of the Congress government. Critics have generally avoided comment
on the emergency references of the film, no doubt because of the
embarrassment it entails, although it is simplistic to equate the Indira
Gandhi era as a whole with the atrocities committed during the
emergency. After Manthan Benegal did return to the developmentalist
aesthetic in films like Susman (1988), which was made with the
assistance of a handloom co-operative. But such ventures were
determined by their conditions of production and should not be
submitted to a purely auteurist reading.
The reformist narrative of the film requires the removal of the
bureaucrat from the scene. Any deeper involvement in the class
struggle that he has contributed to intensifying, would cancel his
bureaucratic identity and turn him into a revolutionary. The reformist
bureaucracy whose worldview is represented in the film was
committed to the passive revolution and not to a radical challenge
to the political order itself. As such the brief vision of a reformist
utopia at the end is a reassurance to the spectator that the reformist
impulse has been communicated to the bottom rung and that a
slow developmentalist trajectory has been put in place. The panic
created by the vision of anarchy in Nishant is assuaged here by the
assurance that everything is under control.
[36] See Screen, 17 January 1975, p. 2.
[37] Ray was later to try his hand at the New Cinema style of realism in Sadgati
(981), a film made for television. In 1974, however, he refused to see anything new
in the FFC-inspired aesthetic or Senegal's reworking of it.
[38] Benegal himself attributed the success of the New Cinema to the existence of
a demand. 'Political cinema will only emerge when there i.g a need for such a
cinema,' he observed. 'We have to realise that whatever films are made can only be
shown if there is a need for such films latent demand that is tapped' (Rizvi and
Amlad 1980: 7-8).
[39] The fact that Khotey Sikkey, an indigenized 'cowboy' film of the Sholay type,
employs the same structure is no accident. In the Indira Gandhi era, the two armies
of reform were the bureaucracy and the lumpen Youth Congress led by Sanjay Gandhi.
The urban petty criminals who are recruited to protect the village in Khotey Sikkay
are agents of reform hut unlike the bureaucrats in Manthan, they do not hold the
position of authority. They relate to the village as a place of their salvation. But
otherwise the relations between the intervening urban team and the village unfold
with remarkable similarity. Thus, in both Khotey Sikkay and Manthan the first
opportunity for the intruders to demonstrate their usefulness comes in the form of a
medical emergency, which requires the presence of a doctor. In Khotey Sikkay, the
uneducated lumpen reformers hijack a bus and bring a doctor from the town to the
village by force. In Manthan, Dr Rao, a veterinarian, transgresses the ethics of his
profession by treating a human patient.
9. Towards real Subsumption?: Signs of Ideological reform in Two recent Films
The present moment in the history of Indian cinema is, as
suggested earlier, a moment of transformation. In the midst
of the ongoing 'liberalization' campaign, cinema is acquiring
new skills and technologies, new ideological tasks, and facing new
challenges to its established modes of representation. Some cracks
in the consensual ideology of the Bombay film are widening and
new entrants into the field are bringing new skills and ambitions
into play. One of the signs of this changing field of force is the
sudden vanguard position achieved by one or two southern film
makers who, unlike their predecessors, have become nationally
popular without making films directly in Hindi. A new capital base,
the adoption of management techniques, Hollywood styles, and
new aesthetic strategies have played a part in this transformation.
This emerging segment of the industry (focussed around Mani ratnam
in Madras but also, nationally, consolidating its position slowly
through the activities of the Amitabh Bachchan Corporation and
other players) promises (or threatens, depending on your viewpoint)
to establish the industry on a new basis. A nexus between directors
of repute, cultural corporations, managers and other agents is emerging
to shore up the achievements of the last few years.
Although behind the new developments, the vast majority of
films continue to be made in the old style, the emerging formation
is growing in strength and has achieved national Visibility. It is bound
to have a central role in shaping the future of the industry nationally.
From this complex, multi-faceted, changing field, two films from
the early nineties are considered in this chapter, as instances of an
ideological shift attempted by the emerging formation as a
complement to its still evolving mode of production. They are
subjected here to a symptomatic reading, to reveal processes of
ideological reform underway in contemporary Indian cinema. The
change in question is not in content, but in form, or the content of
the form. The intention is not to suggest that the work of re-form in
these two films is emblematic of the current transition. They represent
only one of several different directions taken by the current flurry of
experimentation in Indian commercial cinema. [40] However, they are
of special interest in the context of the preceding analysis in that
they try to constitute a new representational space which includes
and overcomes the dominant form. As such they provide a glimpse
into a process of transformation that, instead of coming in with
alternative modes, and trying to establish parallel, competing
segments, works on and appropriates the existing mode, bidding to
replace the dominant rather than to wrest a space beside it.
We have noted (Chapter 4) how a redundancy of resolutions in
the feudal family romance can be read as a symptom of the ideology
of formal subsumption at work. To recapitulate, in the 'classical'
Hindi film, two resolutions to the narrative crisis would follow in
quick succession, one enforced by the traditionally given authority
of the exemplary subject(s) of the narrative; the other, following
immediately after, and comically redundant in appearance, enforced
by the agents of modern law. The laughter evoked by this redundancy
should not distract us from the ideological necessity of this doubling.
If the first resolution was dictated by long-established narrative
conventions, which emerged in a different social context than ours,
the second one was necessary in order to assert the final (though
not pre-eminent) authority of the law. Here the law has the 'last
word' but this is as yet only a formality, an observance of form. The
terms and relations of the preceding narrative are not reconstructed
in anticipation of the finality of the word of the law; rather, the
terms and relations and their modes of combination as already
established are merely supplemented by the law's gesture of
recognition.
This relationship of complicitous supplementarity was seriously
disrupted in the early 1970s when, in the midst of a national crisis,
the cultural economy of cinema underwent something of a
transformation. After much groping and fumbling, a new dominant
form emerged (Chapters 5 and 6), in which the law was no longer a
supplement but the most important stake of narrative conflict and
resolution. Whether as agents of the law or as its enemies, the
characters around whom these narratives turned were initially defined
by their expulsion from the familial utopia of the earlier dominant
form. Disinherited, marginalized, and thrown into the world of law
and criminality, their stories brought the state to the centre of the
narrative, and while not eliminating the feudal family romance,
relegated it to a subordinate status, where it sometimes served as an
object of nostalgia, a lost object, the desire for whose repossession
is the driving force behind the action. In spite of the dramatic entry
and consolidation of this new form, however, there was no decisive
turn away from the previous form. rather, they co-existed as
irreconcilable or very weakly reconciled forms.
We will have occasion to return to these instances later on, but
for the time being the point of this brief recounting is to call attention
to the existence of a problematic of form that is at least tendentially
independent of the particular narrative content of individual texts. It
is now time to turn to the two films in question, to see what kind of
work of narrative re-formation they undertake. What follows is not
meant to be taken as suggesting some kind of unique and irreversible
turn. Indeed, it is possible to identify, throughout the history of
post-independence cinema, similar instances of formal innovation
which mayor may not have proved to be significant. My purpose is
to make a case for the existence of the formal problematic as a real
and significant issue and to demonstrate that the critique of the
ideology of form can give us insights into cultural processes that
might otherwise go unnoticed.
Fredric Jameson and, more recently, Slavoj Zizek are among the
few critics who have dealt with the question of the ideology of
form. Jameson (1981), in his book on the 'political unconscious' has
offered one of the most comprehensive accounts of the possibilities
held out by Marxist cultural analysis. His theory of interpretation
distinguishes between three related horizons or 'concentric
frameworks' of textual analysis, each with its own specific object.
These three horizons are identified by reference to their field of
pertinence, the ground in which the interpretive act specific to these
horizons places the textual object. The first, and narrowest, is the
ground of political history. the yearly turnover of events; the second
horizon is society, in its appearance as 'a constitutive tension and
struggle between social classes'; and the third, and most comprehensive, is the ground of history, 'conceived in its vastest sense of the
sequences of modes of production and the succession and destiny
of the various human social formations' (Jameson 1981: 75). These
semantic horizons are not just different contexts in which 'the same'
textual object is to be placed-they differ from each other in the
way they construe or reconstruct their object, the text.
Of these the third-historical-horizon, is where the idea of the
content of the form is elaborated. Transcending the other two
horizons, on the historical plane the analytical focus is on the
historicity of the unity-the appearance of coherence---effected by
a master code whose terms determine the discursive form taken by
ideological conflict. It is the concept of mode of production that
provides the 'organizing unity' of this horizon. Jameson does not
employ this concept in order to develop a typology of cultural forms
in which any text can be placed in one or another 'stage' of historical
evolution. Such a permanent solution is ruled out by the fact that a
mode of production is, strictly speaking, a theoretical rather than an
empirical object. In other words, any social formation, as Poulantzas
(1978: 22) has argued, is characterized by the structured co-existence
in specific combinations, of several modes of production.
Thus, situating the textual object in the ground of mode of
production need not result in a typology, since every social formation
will have its own specific combination which will have to be
discovered, and every text will be 'crisscrossed and intersected by a
variety of impulses from contradictory modes of cultural production
all at once' (Jameson 1981: 95). The same combination of modes
also argues against the assumption of a homogeneous synchronicity
or the permanence of the features of a social formation since the
interaction of the elements of the combination is always open to
change. This point finds support in the Althusserian argument against
the empiricist notion of the synchronicity of the present and in favour
of a structure where time is itself divided up into a combination of
temporalities with a distinct and changeable character of its (the
combination's) own.
What would be the object of study in such a horizon? In the
second horizon, class contradiction was the object, understood in
its relational aspect and not class as a group. Here, similarly, we
cannot take any particular mode of production as the object. Jameson
then proposes 'cultural revolution' as the object and defines it as
'that moment in which the co-existence of various modes of
production becomes visibly antagonistic, their contradictions moving
to the center of political, social, and historical life' (ibid: 95). However,
the task of analysis under this programme will be the study not only
of moments of crisis when contradictions attain visibility, but also
the 'normal' time when such contradictions are dormant.
Having thus identified the horizon as consisting of the cultural
revolution, the next step involves specification of the 'textual object',
the equivalent, in this horizon, of the 'symbolic act' in the first and
the 'ideologeme' in the second. The text here is conceived as 'a field
of force in which the dynamics of sign systems of several distinct
modes of production can be registered and apprehended' and this
dynamics is termed 'the ideology of form' (ibid: 98). In this horizon,
form itself undergoes a re-conceptualization, appearing not as the
bearer of content but as itself content. The formal processes, when
found in combination, can be understood as 'sedimented content'.
The primacy of form has also been asserted by Slavoj Zizek
(1989) in his study of the discovery of the symptom by Marx and
Freud. Parallel to the triple division of interpretive labour proposed
by Jameson, we find in Freud the distinction between three elements
of the dream: the manifest dream-text, the latent dream-content or
thought, and unconscious desire. Of these, the third is the most
difficult to discover because it is 'on the surface' rather than hidden
from view, serving as the mode of articulation of the latent dream
content into the manifest text: the work of the unconscious lies in
'the form of the "dream" (Zizek 1989: 13). Similarly, Marx goes
beyond the classical political economists when he focusses not on
some 'secret' hidden behind the commodity form but on 'the secret
of this form itself (ibid: 15). However, Zizek's understanding of the
relation between social reality and what he calls the 'ideological
fantasy' differs from Jameson's in one important respect. On his
reading, it is the fantasy that supports and organizes social reality
and gives it coherence. Structured in this way by ideological fantasy,
reality itself is a shield against any direct encounter with the real
the antagonism that resists symbolization. The different social
formations, the modes of production, etc. are on this reading, so
many ways of organizing reality against the threat of the real-the
fundamental, irresolvable antagonism.
It is against this horizon that I propose to situate the following
analysis of two recent films, Rajkumar Santoshi's Damini (1993) and
Mani Ratnam's Roja (1992). It stands to reason that these texts can
also be reconstituted as objects within the other two horizons, or
even, indeed, approached through a combination of these and other
theoretical tools. In fact one of them, Roja, has been the object of a
number of interpretations which can be construed as employing,
either separately or in conjunction, approaches specific to the first
two horizons. [41] The ideological analysis I undertake here takes the
'content of the form' as its primary focus. The aim is to discover a
new object, a different level of semiosis, with very different, and
perhaps more durable, cultural consequences.
The reason for bringing together these films, from two traditions
of film-making (Hindi and Tamil) which, while sharing a common
history, have also developed along fairly independent trajectories,
is simply that they both manifest the same global formal construction
which can be represented as follows:
where A and B represent the two principal narrative segments, and
jB a fragment that is metonymically linked to B but separated from
it by segment A; or, to put it differently, segment A is sandwiched
between segment B and its brief, enigmatic premonition.
What are the effects produced by this formal organization of the
text?
Let us note, first of all, that the transition from fB to A comes as
a rupture, a sharp discursive break which leaves something
unexplained until segment B retroactively absorbs the enigmatic
fragment into its order of narration and thereby infuses it with
meaning. Secondly, it is only because of the isolation of fragment B
from its proper narrative habitat that we are at all able to identify a
second break in the narrative, since the transition from A to B is
relatively smoother. Thus the fragment serves, in the overall
organization of narrative flow, as (1) an enigma which hovers over
the action of segment A, a premonition of things to come, of which
the figures of the narrative are themselves blissfully ignorant; and
(2) a cue which enables us to identify the second break.
It should be obvious by now that this segmental analysis bears
little resemblance to the more famous one that is associated with
Christian Metz's construction of the 'grande syntagmatique' of the
units of film language in his search for the master code of cinematic
narration, as well as its variants, notably that of Raymond Bellour
(Bellour 1986). The Metzian segmentation is intended to provide a
general table of all possible units of filmic narration. As such, beyond
the basic filmic unit of the shot (recognized by the cut that separates
one shot from another), the identification of syntagma depends upon
the coincidence of shot changes with other indications of shifts in
time, space, motif, theme, etc. that form part of the narrative content.
As Metz himself put it, 'all the units I have isolated are located in the
film but in relation to the plot' (Metz 1986: 58). In our examples,
however, the segmentation is discovered not by scanning the units
of narration from the smallest upwards or the other way round, but
through a narrative device whose function is to signal the division.
As such it has an ideological function that far exceeds its convenience
as a way of breaking up the narrative. The segments discovered
here signal a formal break, the insertion of an 'alien' body into the
larger body of the film text, rather than a categorical separation or
grammatical punctuation.
As mentioned above, the fragment serves as a warning about the
future and enables us to identify the second break. But its narrative
function is not limited to these two effects. This becomes clear if we
speculate for a moment about the change that might come about if
the initial fragment is removed altogether. In terms of narrative
content, hardly anything is lost since in both cases, the informational
content of the fragment is (i.e., will be) already contained in B.
What will be lost, however, is the masking effect that conceals the
break between two narrative trajectories that each have their own
resolution. At the threshold that separates A from B, there is every
possibility that the spectator will perceive, not the transition to a
new stage of the same narrative, but the cessation of one plot and
the beginning of another, entirely different one. Two stories instead
of one, which would mean a fragmentation of the narrative. But the
fragment, whose meaning remains a mystery until the beginning of
B, has already served to re-define the action in segment A as a
prologue to what will follow. It has already served to subordinate
the action in segment A to that of segment B.
Thus (3), the organization of the textual sequence, while enabling
the recognition of the break, also serves to mask the fragmentation
that this would imply. It would then appear that B is the dominant
segment. the main concern of these films (this is confirmed by the
primacy accorded to segment B in discussions of Roja), but that
they are nevertheless dependent on the subordinate segment A for
... what? Why do these texts reject the easier solution for achieving
unity, that is to say the exclusive concentration on the action of
segment B, or even the subsumption of all narrative elements into
the spatio-temporal framework of narrative B? (Mani Ratnam has
been asked this question, in a slightly different form, by an
interviewer.) Why, instead, do they put the very possibility of narrative
unity at risk and then try to re-unify the text by deploying fB as a
sort of 'secret agent?
On first glance this textual organization may seem no different
from other familiar instances where a part or all of the narrative is
recollected in flashback. But in those instances, continuity is
established by the flashback device itself, with an individual
character's memory serving as the link. In the two films in question,
the juxtaposition of segments, lacking any such diegetic motivation,
brings into play an authorial intention, an act of deliberate separation
and reorganization of segments that produces effects beyond those
deriving from the plot itself. This is important not because authorial
intention is itself new or unprecedented but because it makes visible
the absence of such a disjuncture, such a supplementary work of
signification, in the dominant narrative film. Not only does it bring
such absence into focus, it also indicates that that dominant form
cannot be re-formed internally, through the substitution or
supplementation of its content by a reflexive layer of meaning. Instead,
the method adopted here can be described as an act of laying siege
to the dominant form, of harnessing its pleasures to another narrative
project and staging, in the process, an ideological rehabilitation of
its narrative elements. The delegation of a fragment to an outer
zone, its separation from its proper metonymic chain, enables the
constitution of a syntagmatic chain marked by arbitrary juxtaposition,
which is its true function. Thus, the potentially metaphoric relation
between the two segments is pre-empted and the first segment is
integrated into a new syntagmatic order as a subordinate element.
Let us take a closer look at the segments themselves. In Damini,
the opening fragment shows a woman in a state of absolute terror,
in a nightmarish sequence in which we see her running away from
unseen pursuers and finding herself trapped. Her predicament is
highlighted by the interrogation that a doctor conducts. At first the
questions are hurled at her by a voice located somewhere behind
the camera---the voice of the Other-while the terror-stricken woman
is trapped in a paralysed state in front of the camera, as if by the
camera. For a moment it looks as if we in the audience are the
collective Interrogator. The tension created by the invisibility of the
interrogator approaches breaking point before we get relief in the
form of a reverse shot of the doctor, who now looks benign, and
appears to be doing no more than his duty. When the next cut
brings the woman back into the frame, her terror has already been
redefined as the result of her own unstable mental condition, a
hallucination. Our spontaneous identification with her has been
deprived of its rationality. The transition from this fragment to segment
A is startling: from paranoid hallucination and terror we cut to a
close-up of the same woman's face whence the camera pulls back
to reveal a stage on which she is dancing. From madness to the
innocence and romance of youth. (see clip) The mise-en-scene in particular
conveys a strong suggestion that the whole sequence fB is a
nightmare, in which case it would fall within the diegetic framework
of the narrative delineation of character psychology. Such an instance
can be found in Rajnigandha where the heroine has a nightmare in
which she dreams of being 'left behind'. However, the difference
between these two sequences is that in the latter, we see the dreamer
wake up and acknowledge the preceding sequence as an element
of her own subjectivity, whereas in Damini the contrast between
the woman's state of terror and the matter-of-fact look of the doctor
and other indications argue against the reading of the sequence as a
nightmare. And in any case, subsequent events prove that the
fragment was not a representation of a psychic event. The change
of scene also, in its abruptness, does not allow any scope for reading
a subjective link, since in A the woman is introduced to us in a
stylized space where her performance is emptied of subjectivity. In
both these films, the psychic dimension is far removed from the
'psychological' approach of the middle-class cinema and is inscribed
in the objective formal features of the text.
The same contrast between terror and innocence is conveyed by
the parallel transition in Roja. Here, however, there is no scope for
even the suspicion of a subjective link since the two scenes are
completely different from each other in content, the only link between
them being that they (presumably) succeed each other in time, since
the dawn that breaks on the capture of the Kashmiri militant also
illuminates the Tamilnad countryside. Fragment B in Roja shows the
capture of the militant by troops combing the forests of Kashmir just
before daybreak and cuts to the Tamilnadu village, as the sun rises
on a beautiful landscape and the heroine is introduced, singing a
song about her 'small desires'.
Beginning thus, with a conventional representation of feminine
innocence, suggestive of the anticipation of romance and conjugality,
segment A reaches its own local (and of course, 'incomplete')
resolution well before the midway point in the text. In Damini, the
'hero' Shekhar (played by Rishi Kapoor) watches the eponymous
heroine performing a dance number with Aamir Khan (playing
himself and serving as a reminder of the proximity of the 'romance'
to follow to the conventions of the world of Bombay cinema) and
falls in love, this event witnessed, again in keeping with conventions
of film romance, by a male assistant/friend.(see clip) He meets her again near
her home, when she is out shopping, in order to pursue the romance.
Here we get a glimpse into the distinction of Damini's character: she
is a compulsive truth-teller. A quotation from Gandhi which serves as
the epigraph has prepared us to expect an 'experimenter with truth'
but at this point in the narrative, Damini, after publicly announcing
the dishonesty of a merchant, is shown talking aloud to herself, as
Shekhar follows her. This scene pathologizes the truth-telling subject,
at least for the moment locating the origin of this compulsive honesty
in her hysteria. This is because while in segment B her honesty will
acquire a central role in the movement of the narrative, in segment
A the independence of character that this implies would work against
the requirements of the conventional family romance. As they walk
together, they encounter Damini's father. On the spot, Shekhar asks
him for permission to marry his daughter, and Damini expresses
surprise but does not resist this abrupt turn. Shekhar leaves, to inform
his family of his decision.(see clip)
Damini's family, consisting of parents and an elder sister, is in
crisis. Just before Shekhar's family arrives to 'see' Damini, her sister
runs away with a boyfriend. In front of the guests, Damini, against
her parents' wishes, reveals this incident and wins Shekhar's father's
heart with her honesty.(see clip) The wedding takes place quickly. In her
husband's home, Damini resides in splendour, but as if in captivity
until a reconciliation takes place between her and Shekhar. The
segment concludes with the symbolic freeing of a caged bird, a
present from Shekhar. What we get in segment A can be described
as a highly compressed version of the feudal family romance which
typically ends with the integration of the romantic pair into the
politically autonomous order of the propertied joint family.(see clip)
In Roja, the resolution of segment A is similar in so far as it also
concerns the reconciliation of a couple bound together in matrimony
in great haste, but the movement towards this conclusion takes a
different route. Roja's marriage to Rishi Kumar (Arvind Swamy) in
this segment occurs as a result of an unexpected hitch in an earlier
plan by which Rishi was to marry Roja's sister. Rishi's declaration of
his liking for Roja is received by the diegetic audience (except the
sister) as a serious transgression and Roja is unforgiving even after
she has moved to the city with her husband. But when he discloses
the fact that it was her sister who rejected him because she wanted
to marry another man in order to bring about a reconciliation between
their feuding families, Roja is finally reconciled to her marriage.
To turn now briefly to the level of the 'latent content': In both
films, the couple has already gone through two stages; first, a
conventional union, legitimate in the eyes of society but as yet lacking
its own internal unity; second, a moment of clearing of doubts and
exchange of assurances which seems to fill the vacuum. But even
after this second moment, in spite of the appearance of fullness and
harmony, something is left over, an excess that provides the principal
motivation for the continuation of the narrative drive. The movement
into segment B and its specific resolution can be described as a
movement from reconciliation (a local event) to rehabilitation or
regrounding of the couple (a global change). To anticipate one of
the conclusions of this analysis, the reconciliation is a sufficient
resolution for the narrative movement of segment A but its
'insufficiency' has been ensured in advance by the arbitrary-and
once introduced, compelling, unsettling-glimpse of another world,
an alien threat, in fragment B.
As segment B unfolds, however, it becomes clear that the very
self-sufficiency of the narrative of segment A is a threat to something
else, to the existence of another ground. The closure that 'comes
naturally' to the romance narrative cannot be breached, cannot be
opened up to the experience of an alien reality (i.e. a reality alien to
its conventions, to its congealed ideological discourse) except through
the subterfuge of an unexpected juxtaposition which produces for
the spectator the effect of incompleteness that will justify the
prolongation of the narrative. The difficulty made visible here is a
measure of how deeply the conventions and ideology of the dominant
film form are entrenched in culture. At the same time, we should
remember that the aesthetic project of these films does not simply
encounter the resistance of the dominant form in the world at large
but itself produces the (foreshortened) image of that resistance and,
in the interior of its own body, stages a confrontation with it. This is
important to note because it is perfectly possible-and there are
many instances of films that try to realize this possibility-to produce
a new aesthetic as an alternative, occupying another site, addressed
to another audience, where the conflict with the dominant is staged,
if at all, not inside the limits of the narrative but outside, in a segment
of the industry. The desired result of this latter approach is a
segmentation of audiences, since such films appeal to the audience's
desire for distinction, and promise a pleasure that only the discerning
can enjoy.
In Damini, it is the Holi celebration scene that clearly marks the
beginning of segment B, while in Roja this is signalled by the transfer
of the Kashmir assignment to Rishi in the hospital scene. During the
Holi celebrations, the hero's brother and his friends rape the servant
maid Urmi. Damini and later Shekhar are both witnesses to the rape
but as an autonomous political unit, the feudal family resolves to
administer its own form of justice, which would consist of bailing
out the family member by compensating the victim and her family
for the loss.(see clip) Shekhar, in spite of being a witness, goes along with
this, but Damini refuses to hide the truth. She insists that the law of
the Indian state alone has the legitimate power to render justice in
the case. Although she goes along with the family's wishes for a
while when they falsely assure her that Urmi is well and being
looked after, this compromise is represented as a temporary
suspension of her truth-telling character. Telling the truth thus acquires
here a very precise definition. In the epigraph, Gandhi speaks of
the conscience as an authority that transcends all human laws. The
question underlying the truth-teller's dilemma is: tell the truth to
whom? Who must listen in order for the truth to have been told? If
honesty is merely a compulsion, then it would be satisfied by any
telling, any declaration, anywhere, before anybody. The Gandhian
dictum is that the conscience is the authority that insists on the
telling of the truth. But who is the addressee of the truth? Unless the
addressee is specified, the injunction loses all meaning. And if
conscience itself (or God as its objective form) is the addressee, the
truth need never be declared in public. For the truth involved in
Damini, however, the issue is clear: it will not have been told until
it is told to the state. Damini's honesty is a hysterical symptom because
the problem that it represents for the narrative will not have been
solved until the Other who listens to her truth and the demand
implied in it, does not appear: 'what is hysteria if not precisely the
effect and testimony of a failed interpellation?' (Zizek 1989: 113). It
is through the invocation of this larger entity that the narrative
succeeds in subverting and delegitimizing the moral-political authority
of the state-within-the-state, the politically autonomous khandaan. [42]
Within this framework, the process of rehabilitation of the nuclear
couple is also set in motion, which ends with the couple's relation
re-grounded in the state's range of vision, with Shekhar's public
declaration of his love for his wife, under the aegis of the law. It is
only now that the relation achieves full closure and permanence.
On the formal plane, this segment achieves its effects through a
process of combination of filmic genres which ends in a new
synthesis. In a Hegelian perspective, Damini can be read, on this
level, as a synthesis that subsumes the feudal family romance and
the post-70s narratives of disidentification with the state. Through
the agency of the 'unhoused' female subject, the film breaks open
the dosed economy of the feudal romance and invokes the state as
the sole legitimate authority. The state, however, is itself rotten, as
the films of the seventies showed time and again. Like the
innumerable rebels who walked out of the system, confronted it as
criminals or militant transgressors of the code (in the service of the
code), the lawyer Govind (Sunny Deol) lives as a recluse, having
quit his profession after the law failed to render justice in a case
relating to his wife's death. The casting also reflects the generic
combination: Meenakshi Seshadri and Rishi Kapoor as the romantic
couple and Sunny Deol (known for his action-hero roles in the
genre inaugurated by the Bachchan films) as the disillusioned lawyer.
In the seventies films, these heroes pursued their own desires,
nostalgic for a lost harmony. Here Govind, who has abandoned all
his own battles, enters the picture as a disinterested agent through
whom the state will be reformed in order to produce the space
where the romantic couple can be rehabilitated. As such on his very
first appearance, there is a complete transfer of agency from Damini
to Govind. Before this scene, Damini's honesty has led to a situation
where she has been confined to a mental hospital by court order.
Overhearing a plot to kill her, she runs from the hospital and is
pursued by the group of killers. The entire scene conveys an
overwhelming sense of helplessness, complete exhaustion, physical
as well as subjective, before the relay of agency to Govind is
accomplished (and Visually represented) when Damini grabs him
by the shoulder and pleads for help.(see clip)(As if to compensate in advance
for this impending loss of agency, the chase is preceded by a dance
again of ambiguous status: dream or extra-diegetic interpolation?
in which Damini is transformed into the all-powerful Kali.)(see clip)
Having invoked the Hegelian dialectic, we should note that the
synthesis accomplished here is not without remainder. At the end of
the narrative, Govind remains excessive. At the same time this surplus
leaves no trace of disruption in the closure achieved by the narrative.
His role has been that of what Jameson calls the 'vanishing mediator'
whose agency enables a transformation that destroys its own grounds
for existence.
Turning to Roja, we find, not surprisingly, a similar narrative
movement. This film has come to be received by the public as a film
'about Kashmiri separatism'. But this aspiration to 'about-ness', i.e.
an aesthetic of topicality, is still only tendential, subordinated to the
film's preoccupation with the allegory of transpatriarchal migration.
One of the stakes of the struggle in which the film is engaged is
precisely to wrest a space for staging the present, to break out of
the timeless frame of conventional narrative.
Unlike Damini, Roja does not stage its narrative within the terms
and terrain of the history of film genres, although it is possible to
read the village segment as a reprise of narrative films set in the
countryside, of which there is a steady output in the cinemas of the
south, and which often reaffirm the autonomy and self-sufficiency
of the village as a social unit. [43] As we have seen, the village segment
ends with the reinforcement of the conventional union by a union
of hearts made possible by the late revelation of Rishi's innocence
in the matter of Roja's sister's 'betrayal'. That some obstacle
nevertheless remains is made clear in the scene following the
reconciliation when Rishi, as he prepares to leave for Kashmir, tells
Roja to go back to her village even as she insists on accompanying
him.
The story that unfolds subsequently is well-known: arriving in
Kashmir, Rishi gets down to the work he has been sent there to do,
deciphering the enemy's intercepted communications and, in his
free time, showing Roja the sights of Kashmir. At the very moment
when Roja is sending a message of thanks to her personal village
deity through divine courier, her husband is kidnapped by militants.
The plot then weaves together the parallel stories of Roja's encounter
with the state and Rishi's with the militants. Finally, when the state
agrees, at the risk of losing its advantage in the fight against
secessionist militancy, to submit to Roja's demand that her husband's
freedom should be purchased by releasing the arrested militant,
rishi, in a parallel move, saves the state's honour by escaping from
captivity and, with the help of a reformed militant, returns to Roja,
thus preventing the return of the captured leader.
At the conclusion of the second segment, the couple has been
rehabilitated, rescued from a situation of terror and re-settled under
the aegis of a new patriarchal authority, the state. In both the films,
the couples move out of a pastoral world-the Village and the genre
of family romance--only to encounter terror. From the perspective
of this overarching narrative, the perils of the outside world signify
above all the acutely felt absence or suspension of Authority. In
Damini, before the moment of transfer of narrative agency to Govind
the lawyer, the terror of the moment derives precisely from the
impending encounter with the trauma of what psychoanalysis terms
the 'hole in the Symbolic' (Zizek, For They Know Not 1991), the
terrifying encounter with the truth that there is no Other guaranteeing
the consistency of the Symbolic order and the meaningfullness of
the world. The image of the woman hounded by merciless killers
intensifies the anticipation of the traumatic glimpse into the real
and then. at the very last moment of this intolerable tension, produces,
(not out of nowhere but precisely from that one place where bodies
have pre-assigned meaning: the star system) a male rescuer whose
provisional function is to fill the hole in the Symbolic until the law is
ready to take over. Indeed, the entire scene of the chase can be read
as a tendentially tableau-like representation of woman's state of in
betweenness, in a 'no-man's' land between the representatives of a
discredited traditional phallic power and an emergent alternative,
the patriarchal authority of the modern state. Now the scene of
Damini's apotheosis, when she assumes the form of the phallic
mother-goddess, which preceded the chase, can be retrospectively
read, not only as a compensatory gesture to pave the way for the
transfer of narrative agency, but also as a forewarning of the
(terrifying) alternative prospect that might arise if the transfer of
phallic authority from one patriarchy to another is not accomplished
swiftly.
In Roja, such a glimpse into an unpleasant alternative to patriarchal
authority is woven into the village segment itself. Apart from the
hierarchical relation between two formally autonomous units of
narrative that is common to both these films, Roja is distinguished
by the repetition of key narrative and thematic features across the
two segments. These two segments can in fact be read as mirror
images of each other. A close reading of the first segment is required
in order to reveal this parallelism. The comic episode of the man
who wanders through the village in search of his lost goats and is
ridiculed by a group of women is linked, by the metonymic relay of
the goats' cries, to the scene in which, having commandeered the
goats, Roja sets up an ambush at a spot that calls to mind similar
scenes in dacoit films: a bend in the road, a cluster of rocks providing
natural cover. The overt purpose of this trap is to catch a glimpse of
the man who is arriving by car to 'see' Roja's sister. Roja's declared
intentions are altruistic but for the spectator, the entire scene is so
constructed as to invest her glance with a desire of which she herself
is as yet unaware or which she is unwilling to acknowledge.(see clip) The
split here between conscious purpose and unconscious desire defines
Roja too as a hysteric, creating the space for the narrative of re
interpellation to follow in segment B. It is not by coincidence that
beginning with this incident, until the moment of his declaration of
preference for Roja, Rishi finds himself besieged, a captive of the
collective will of the village. Key elements of the second segment
are prefigured in the first: abduction (by Roja), captivity, the
'exchange' proposal (Roja's sister wants Rishi to be an object of
exchange in an operation that will restore to the family its greater
unity by bringing an alienated branch back into the fold), the pre
emption of exchange by a counter-move: escape with another captive
(Roja in the first segment, and the 'humanized' militant in the second).
As for the last feature, there is, of course, a difference: what Rishi
pre-empts is not the reunion desired by the sister, but his own
neutralization as a pure object of exchange. His abrupt and
scandalous declaration of interest in Roja makes possible the
reunification of the family but at the same time successfully breaches
its will to autonomy from another flank.
Through these parallels, the film establishes a strong connection
between two kinds of resistance to the national-modern project: the
anti-national and the pre-modern. The village's autonomy is not the
result of a conscious disidentification with the modern state, unlike
the separatism of the militants. Nevertheless, the modern state
encounters both the pre-modern enclave and the separatist movement
as challenges to its will to hegemony. The village threatens Rishi's
and the modern state's project (his desire to marry a(ny) village
woman symbolizes the state's need to subordinate the village/region/
clan, in short the pre-modern, to itself) by imposing its own laws on
him-first by attempting to absorb him into its independent social
circuit, and again by trying to use him as an instrument for its own
purposes. The women of the village are thus figured as castrating,
as phallic mothers who jealously guard their domain. Roja
demonstrates that she participates in this collective protection of
phallic authority when she stages the ambush.
From the detour, this film 'about Kashmir' equips itself with a
'voice'. The autonomous village is a threat because it will not
legitimize the state by demanding its existence. It is a structure that
enforces its own laws on those who enter its domain. It is not in a
dependent position vis-a-vis the state. The wedding and the second
stage reconciliation, however, change everything. Henceforth, the
Village figures as a voice, expressing a demand that only the state
can respond to. Voices emerge from the ruins of a structure. This
process is completed only when the demanding subject participates
in elevating the state to absolute dominance by surrendering her
own personal source of phallic power. In the case of Damini, this is
accomplished when the Gandhian conscience is dissolved into the
objective apparatuses of the state and truth-telling is equated with
telling the truth to the state. For Roja, this shift involves a transfer of
loyalties from her personal village deity (with whom she has a secret
liaison, to whom she confesses and who grants her all her wishes)
to the state: this is accomplished when she explicitly names the
state as her saviour during her meeting with the central minister.
This scandalous subordination of religious authority to the secular
authority of the state is only one element of a long process: by
making unreasonable demands, by fully assuming the position of a
hysteric, Roja actively provokes the state to respond to her call. The
state, figured as a neutral place of pure altruism, obliges and even
indulges the demanding subject.
The gulf between two patriarchal zones is bridged in both films
by the figure of the woman. It is through her agency that it becomes
possible to allegorize historic transformations. The 'homeless' woman
is the bearer of the phallus, which she must pass on to the emerging
power. The doubling of the plot in Roja enables the allegorization
by importing Roja from one domain into the other. The primary
antinomy of the plot is subdivided into a series of oppositions, as
shown below.
The call that Roja addresses to the state is its most important
source of legitimacy. As a demanding woman, her role is to provoke
the state into existence, to free her of the unbearable narrative
function of phallic authority. The relief attendant upon the transfer
of this authority to an agent of the law is much more vividly
represented in Damini but it is there in Roja too. In Damini, the
split that we have noted in Roja is neither necessary nor possible.
However, both texts manifest the anxiety created by the phallus-in
transit, and in both, the object of the female figures' crusade, not
capable of narrative resolution in itself, is subsumed under the more
manageable resolution by which their individual desires are fulfilled.
Thus Damini's concern for justice, which seemed to exceed her
personal interest, is redefined within the terms of her desire for
conjugal rehabilitation. Whereas in Roja the hysteric's demands are
deployed in another scenario of hegemony vs autonomy, in Damini
the hysteric'S demands focus back on the world she left behind. In
one, the siege of the pastoral enables the invention of the topical
film with a window to reality; in the other, the same assault on the
pastoral romance leads to the invention of the modern women's
melodrama.
The narrative process thus achieves its completion only when
the subject posits the state as the external embodiment of its Self. Of
course, the state in its objectivity pre-exists the subject's positing of
it. But this state of affairs is intolerable, it provokes a movement of
narrative resolution precisely because there is a gap between the
subject and this external substance, a disjuncture which ·only arises
when, having exited another structure and become 'voice', the subject
comes face to face with what Zizek terms the 'pre-Symbolic reality'.
The resolution of this crisis is arrived at when the subject 'posits the
big Other, makes it exist' (Zizek 1989: 230). This positing is an empty
gesture, a purely formal act which transforms what is already there,
as external reality, into a subjectively posited, symbolized reality. It
is this act that completes the subject's re-grounding: 'subjects are
subjects only in so far as they presuppose that the social substance,
opposed to them in the form of the State, is already in itself a subject
(Monarch) to whom they are subjected' (ibid: 229).
One of the problems that the formal structure of these films
brings to the fore is that of narrative enunciation. The fragment B
causes unease in part by displacing the enunciative function of the
narrative, putting this function into crisis precisely by emphasiZing
it, by foregrounding it as a problem through the conflicting and
unexplained juxtaposition of sequences. The fragment hovers
menacingly over the pastoral segment A, inscribing a lack at its
centre, robbing it of its customary naturalness and self-identity. The
spectator's attention is thus divided, so that it is impossible to fully
identify with the pastoral narrative. In both films, the pastoral segment
reinforces this distraction in scenes that demonstrate the split between
the principal character's conscious assertions and unconscious desire:
Roja directs an altruistic gaze at Rishi but we know that there is
more to it; Damini always tells the truth but there is something else
that speaks another truth: her hysteria. The narrative stages a 'war
of position' (P. Chatterjee 1986: 48-9), robbing the pastoral discourse
of its fullness and self-identity, creating the need and the space for
another agency that will take on (indeed, has already taken on) the
function of enunciation and narrative control. Segment B thus appropriates
the position of subjective pre-eminence by demonstrating its
capacity to commensurate the seemingly incommensurable content
of fragment B and segment A. The resolution of the thematic
conflicts-between the state and the militants, between Damini and
a bunch of criminals-is secondary to the more important resolution
that tackles the dissonance of incommensurate worlds co-existing
in the same narrative/national space.
Everything depends on fragment B. What exactly does it do? We
have seen how it helps to embed the feudal family romance in a
new syntagmatic order, a symbolic register in which the principal
figure of the romance enters and becomes Subject. Thus in both
these films, the imaginary relation between husband and wife as
represented at the end of segment A is subjected to a disruption in
order to break the imaginary fullness and force the subject to enter
the Symbolic network, where a final resolution will have to be
achieved. This precise allegory of real subsumption has, however,
proposed at the very beginning a solution to the disruption that it
will enforce. The fragment B, as noted above, brings to the fore the
question of narrative enunciation. Indeed, in a field (of popular
cinema) where the enunciative function was non-existent as a
problem, the wilful juxtaposition of fB and A abruptly produces the
problem. In the process, it also posits an enunciator, invisible but
not insignificant. The fragment that menaces the pastoral segment
thus also contains the supreme ideological reassurance: that there is
an Other who directs the unfolding of the new order. Not just the
director, Santoshi or Mani ratnam; nor even the efficient army which
captures the terrorist in Roja's fB or the benign doctor of Damini
but one for whom they are all surrogates: the Other in whom we
trust when we trust in capitalism.
It would be premature to say that a new popular film aesthetic is
signalled by the work of ideological reform that these films manifest.
Nevertheless, one can speculate on the significance of the strategic
deployment of form, the struggle waged, within the framework of
the text for enunciative pre-eminence: the imperative for this struggle
arises from the ambition to occupy the same place that is now
occupied by an older dominant form. In this effort, these films may
deploy the resources of alternative/middle cinema, but they aspire,
not to take the place of the alternative, but to conquer the larger
market.
For a more comprehensive picture of the nature of ongoing
transformations to emerge, we will need to examine several other
dimensions of the process, such as the emergence of culture
corporations, signs of monopolistic tendencies, the new bid by
Hollywood to expand its market beyond Anglophone frontiers, etc.
(Of these one of the most visible, and for speculations about the
future of narrative film form, extremely important dimensions is that
which concerns the film song as a sub-commodity. In this segment
of the cultural market, the emergent(· of music video as an
autonomous form, supported by a vast televisual system that is still
expanding and experimenting with old and new materials and
formats, can be expected to challenge the narrative film's role as the
pre-eminent host of musical spectacle, forcing it towards new
experiments as a means of survival.) This process can be defined as
constituting a re-commodification, or re-invention of the cultural
commodity.
Until these processes are clarified, we can only speculate on the
significance of stray events like the coincidence of a formal structure
in the two films we have chosen for analysis. One speculative
proposition of this essay is that the formal structure of these texts is
a trace of the work of the 'political unconscious'. In the moment of
arrival of real subsumption (that we are living through), capital is
breaking out of the impasse of the ruling coalition, emerging into
complete dominance. It is no longer necessary to artificially prolong
the life of 'tradition', that alleged entity which was modernity's own
invention, its preferred rendering of the adversary's profile. The
ideology of formal subsumption, which insisted on the difference
between the modern and the traditional, and the need to protect
that difference, resulted in the protection given to the feudal family
romance as the appropriate form of entertainment for the masses.
This difference and the apparatuses that are meant to preserve it are
no longer sustainable. While the ideologues of formal subsumption
stubbornly cling to their superannuated posts, the remaking of Indian
ideology goes on apace.
It would nevertheless be a mistake to see these films as simply
reflecting the changes that are under way, of being superstructural
representations of what is happening in reality. These texts are works
of ideology, not mirrors of reality. The changing realities are, no
doubt, one of the conditions that make these films possible and
necessary, not in order to reflect these conditions, but to construct
ideological resolutions for the contradictions that accompany these
changes.
[40] Another significant trend has been discussed in Dhareshwar and Niranjana
(JAI 1996)
[41] See Niranjana (1994), Chakravarthy and Pandian (1994), Bharucha (1994), and
Vasudevan (1994).
[42] See Pathak and Sundar Hajan (1989) for a discussion of the state-within-the state as a structural feature of modern India.
[43] See Ravichandram (1997) for a discussion of this genre, known in the industry
as 'nativity films'.
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