1. Introduction: The Ideology of Formal Subsumption
[A] certain kind of cinema exists only
because a certain kind of state exists.
-Saeed Mirza
The Specificity of Indian Cinema
Until recently film theory functioned with the presupposition
that there was some profound, ineluctable kinship between
cinema and modern Euro-American culture. It had seemed
to investigators of the cinematic institution that film technology had
been invented to meet an already existing cultural need, that its
advent in Europe at the end of the nineteenth century was, so to
speak, no accident. The 'emblematic quality of cinema' was attested
to by a series of such 'no-accident' propositions as Judith Mayne
0993: 22) has described them. These situated cinema in a cultural
context already inclined towards realist representation, in an era
that saw the expansion of consumption supported by modern
advertising. This was also the time of emergence of psychoanalysis,
which would later provide the tools for analysing the cinematic
institution but which in its turn, would appear to have been the
manifestation of a historical necessity (Mayne 22).
Classical Hollywood cinema seemed to exemplify this intimate
cultural kinship. Accordingly, film theory occupied itself with the
Hollywood film text, considering either particular films or an abstract,
general form that stood in for all possible texts in the dominant
mode.
It is true that some of the lasting achievements of film theory
were made possible by this set of assumptions. But students of
mainstream Indian cinema confront here a pre-emptive force that
defines it in advance as a not-yet-cinema, a bastard institution in
which the mere ghost of a technology is employed for purposes
inimical to its historic essence.
This hegemonic alliance between advanced capitalism and the
cinematic institution was approached by western film theory as a
challenge to its efforts at building an alternative cinema committed
to progressive social goals. The goal of the theoretical project was
to disengage the spectator from his/her habitual, pre-designated
location in the dominant cinematic apparatus through a process of
critical unravelling of the apparatus, and thereby to produce a
politically conscious audience for another cinema. For Indian film
studies, the implications of the assumption underlying this have a
special significance: if the technology of cinema could be disengaged
from the naturalized hegemonic formation within which it served
the dominant advanced capitalist ideology, by the same token it
could be regarded as in itself empty of any cultural content and
capable of entering into other combinations in which its potential
could be realized in a completely different form.
Film technology, developed in the capitalist centre, arrived in
India during colonial rule and captivated audiences here as it had
done elsewhere. It was as part of a movement to promote indigenous
enterprise that the idea of an 'Indian cinema' was conceived. If
Phalke is considered the pioneer of Indian cinema, it is not only
because he made the 'first' Indian film, but because he conceived of
film-making as a nationalist, specifically 'swadeshi' enterprise, and
produced Indian images to occupy the screens (Rajadhyaksha, JAI
1987: 47-8). Film technology thus did not arrive in a vacuum. There
was a cultural, political, social field from within which some people,
encountering a new technology of representation, devised ways of
putting it to uses that accorded with the field. The technology did
not bring with it, readymade, a set of cultural possibilities which
would be automatically realized through the mere act of employing
it. At the same time, the technology is not neutral, simply sliding
into the role assigned to it by the cultural-political field it enters. It
has its own unsettling, re-organizing effects on the field.
These effects could be of two kinds: (1) effects specific to the
technology, deriving from the unprecedentedness of the naturalistic
reproduction of the world, the use of a camera to capture reality in
movement and replay it at a different site, etc., and (2) effects that
can be traced to the western provenance of the technology, where
the 'emblematic' features acquire prominence and in keeping with
the logic of technical transfers in a colonial or postcolonial situation,
assert themselves as the goal of film practice. One could define
these as effects deriving, respectively, from film technology on the
one hand and from the (western) cinematic apparatus on the other.
To separate the technology in this fashion from the apparatus
which it seemed to inhabit so naturally, is to reopen the old question
about the neutrality of technology. Today, few people would contest
the proposition that technology is never neutral. Nevertheless, when
we are talking about transfers of technology across cultures, we
have to face the possibility that the established structures of the host
culture will determine the way in which it functions there. Thus it
has been shown by Rajadhyaksha (Framework 1987: 20-67) that
still photography, when first introduced into Indian representational
practices, did not automatically enforce a realist imperative on these
practices. Instead, photographic reproductions were submitted to
already existing principles and protocols and subsumed into an art
practice governed by non-realist representational aims. t Film
technology, similarly, enters into a combination of elements within
which its reality-effects are employed in ways that conflict with
established perceptions of its historic essence. It is equally clear that
the introduction of this new element into the Indian context has far
reaching transformative effects. The (western) cinematic apparatus,
on the other hand, is a globally effective ideological apparatus which
presents a particular combination of elements (where the realism
cinema connection is asserted strongly) as the only realization of
the specific genius of cinema. This apparatus also has its determining
effects on film-making in a (post)colonial context, serving as a model
for a modern aesthetic that every modern nation must aspire to
(re)produce, according to the developmentalist logic that governs
the rise and co-existence of nation-states.
Indian cinema has evolved under such atypical conditions. As a
national cinema [2] it is unlike those of the European countries which
are (or were) sustained by state support, as part of an attempt to
retain a sphere of national activity within a field dominated by
Hollywood. When an effort to produce a cinema that would similarly
represent the nation was launched in India, the adversary was not
Hollywood but the indigenous popular cinema produced in Bombay
and Madras. A vast cultural gap and government restrictions prevented
Hollywood from expanding very far beyond a small urban elite
market. [3] On the other hand, in post-independence India, the policy
of independent growth adopted by the state also played a role in
creating the conditions for the expansion and consolidation of a
national audience, which was, in most parts of the country, either
solely captive to the Bombay industry or divided in its loyalties
between a regional product, and the Bombay or Hollywood films. [4]
The cinemas of India, in spite of significant differences,[5] share a
common ground, a set of aesthetic concerns, certain dominant
tendencies, which show that far from simply remaining in a prolonged
state of not-yet-ness, Indian cinema had evolved a particular, distinct
combination of elements, putting the technology to a use that,
whether consistent with the camera's ontology or not, was consistent
enough over time to suggest ideological effectivity.
Even as we recognize the mainstream western cinematic institution
as the manifestation of a particular, combination of technological,
economic, political, cultural and historical elements, and thereby
open up a space for the investigation of other such combinations
specific to other social formations, it is necessary to acknowledge
the dialectical negation of this thesis which consists in recognizing
that this particular combination is, indeed, the dominant one among
all possible combinations, and that it is precisely this that accounts
for the primacy it has been accorded in film theory. This dominance
is evident not only in the global circulation of Hollywood cinema,
but also in the way that realist cinema has proved to be indispensable,
in the Indian case at any rate, as the site that enables discourse
about Indian cinema, providing the tools for critical intervention,
determining at an unconscious level, the reading practices we bring
to bear on Indian film texts, as well as serving as an ideal for film
making to aspire to. In other words, over the decades, the effects of
the apparatus have become more and more prominent, making it
difficult to conceive of a culturally distinctive use of technology.
Further, the develop mentalist trajectory of the modern Indian
state has itself led to the advocacy of an evolutionist aesthetic
programme for the cinema, not only by state functionaries but by
film-makers (including many who make the song-and-dance films)
and intellectuals as well. The industry has been constantly bombarded
by journalists, politicians, bureaucrats and self-conscious film-makers
with prescriptions for achieving an international-style realist cinema.
The not-yet-ness of the Indian popular cinema is thus not just a
biased opinion coming from western or westernized critics, but also
a thesis at work within the industry as the instrument of a drive
towards change. It is thus inadequate to simply explain away the
mainstream western cinema as the result of a particular combination
of elements, without accounting for the way in which it has produced
a common ground for practice and reflection in other areas of the
world as well.
This is not only inadequate but also problematic, in so far as this
would reduce the specificity of Indian or any other distinct national
cinema to a matter of pure cultural difference. Proclaiming the
difference of Indian cinema as an obvious and absolute fact in itself
would lead us into a specular enclosure within which this difference
will be forever defined only by reference to the global dominant,
requiring no attempt to investigate the specific structures and logics
of the institution as it has evolved in India. This trap can only be
avoided by locating the Indian cinematic institution simultaneously
on two overlapping grounds: (1) the socio-political formation of the
modern Indian state, with its internal structure as a determining
factor in cultural production, and (2) the global capitalist structure
within which this modern state and the cinema we are dealing with
necessarily enter into relations of heteronomy, dependency,
antagonism, etc.
The Ideology of Formal Subsumption
This book is partly an attempt to analyse Hindi cinema as an instance
of what I propose to call the ideology of formal subsumption. At the
centre of this ideology is an ideologeme whose conceptual expression
most frequently takes the form of the co-existence of modernity and
tradition. Fredric Jameson, who introduced the term ideologeme to
critical discourse, defines it as the 'minimal unit' of organization of
class discourse:
The ideologeme is an amphibious formation, whose essential structural
characteristic may be described as its possibility to manifest itself
either as pseudoidea - a conceptual or belief system, an abstract value,
an opinion or prejudice-or as a protonarrative, a kind of ultimate
class fantasy about the 'collective characters' which are the classes in
opposition (Jameson 1981: 87).
An adequate description of an ideologeme must demonstrate its
susceptibility 'to both a conceptual description and a narrative
manifestation all at once' (ibid.).
The binary modernity/tradition, whether it is employed to indicate
conflict or complementarity, amounts to an explanation, 'a conceptual
or belief system' which regulates thinking about the modern Indian
social formation. This binary also figures centrally, both thematically
and as an organizing device, in popular film narratives. [6] In a social
formation characterized by an uneven combination of modes of
production only formally subordinated to capital, where political
power is shared by a coalition of bourgeoisie, rural rich and the
bureaucratic elite, the explanatory scheme in question functions as
a disavowal of modernity, an assurance of the permanence of the
state of formal subsumption. Such an assurance can only be
ideological in nature, operating on an unconscious plane as a
guarantee of national identity. It runs counter to the drive, on another
level, towards modernization and the establishment of bourgeois
hegemony.[7]
Thus the disavowal of modernity on the ideological plane has
co-existed with the contrary drive to modernization, the project of
passive revolution that the state adopted at its birth. Barring moments
in recent history when the state attempted to break the stalemate
engendered by this co-existence (the most significant being the era
of authoritarian populism culminating in the internal emergency of
1975), the synchronic dimension of modern Indian history has until
recently been centrally defined by the state of uneasy equilibrium
between these two dynamics.[8]
If some of these processes are becoming visible now it is perhaps
because we are nearing the end of that prolonged stalemate and
entering headlong into a full-scale transformation which has already
rendered obsolete many of the discourses and institutions of the
earlier era. The political spectrum has expanded outwards, with
Hindu nationalism at one end appropriating the fragile national
project in an attempt to re-establish political unity on a communal
foundation [9] while on the other hand the process of globalization
seems to be eroding the function of the state as a political constraint
on a re-vitalized, rampaging capitalism.
It is against this background that the question of the state as a
factor in cultural processes is examined here. I study cinema as an
institution that is part of the continuing struggles within India over
the form of the state. Unlike the situation in advanced capitalist
countries, where an achieved hegemony manifests itself through
the subordination of all internal conflicts to the overall dominance
of the state formation, it is my argument that in a peripheral,
modernizing state like India, the struggle continues to take the form
of contestations over the state form. Cultural production too registers
this reality through the recurring allegorical dimension of the
dominant textual form in the popular cinema. The kernel of truth in
Fredric Jameson's controversial assertion that Third World texts are
'necessarily allegorical' (Jameson 1987: 141) is revealed when we
read it in this spirit. What the allegorical dimension of texts represents
is the continuing necessity to conceive the state form which will
serve as the ground for cultural signification. Through the allegorical
scaffolding, texts register the instability of their ground of practice
and signification, as well as the continuing possibility of struggles
over the state, or struggles to reconstitute the state. Through such a
re-foregrounding of the state as a political rather than a purely
administrative entity this study asserts its continued relevance as a
ground of transformative struggles.
This study is a critical reading of Indian cinema as a site of
ideological production, understood in the spirit of the above remarks,
as the (re)production of the state form. It attempts to identify the
social bases of the coherence of cinematic ideology or, where
relevant, the lack of such a coherence.
The concept of ideology is central to the practice of cultural
critique. Marx and Engels themselves defined ideology in at least
two different ways. The famous metaphor of the camera obscura
was employed in The German Ideology (Marx 1987) to define
ideology as the inverted representation of real social relations. A
later definition of ideology described it as the universalization of the
particular interests of a class.
The second definition provides the link with Gramsci's concept
of hegemony, which refers to the process of establishment and
maintenance of an order that is acceptable to all classes while being
under the control and serving the interests of the ruling classes. The
'deputies' of the dominant group exercise the function of 'social
hegemony' which consists of:
The 'spontaneous' consent given by the great masses of the population
to the general direction imposed on social life by the dominant
fundamental group; this consent is 'historically' caused by the prestige
(and consequent confidence) which the dominant group enjoys
because of its position and function in the world of production
(Gramsci 1971: 12).
The complement to social hegemony is the 'direct domination'
effected by the use of state power.
Louis Althusser translated Gramsci's terms hegemony and
domination as ideological and repressive functions, and borrowing
from psychoanalysis, elaborated a systematic theory of ideology as
a process of interpellation of individuals as subjects. [10] The constitution
of the subject is effected by a process of socialization undertaken by
the principal ideological apparatuses of the state: under capitalism
these are the school and the family. The reproduction of social
relations (the relations of production and power) hinges on this
process of subjectification, without which there would only be a
state of pure dominance enforced by the repressive apparatus. By
responding to the call of the state to identify him/herself, the subject
is interpellated or 'recruited' by the Symbolic. The definition of
ideology as 'a representation of the imaginary relationship of subjects
to their real conditions of existence' (Althusser 1971: 162) suggests
that ideology involves a process of self-recognition by which the
subject comes to acknowledge the truth or naturalness of its
conditions of existence. Ideological processes are unconscious and
inescapable: there is no position outside ideology.
Nevertheless, there is a distinction in Althusser between ideology
in general as against particular ideologies which opens the way for
a consideration of the ideological state apparatuses (ISAs) as sites of
struggle. Ideologies are not 'born' in the ISAs, they are not generated
by institutions. They arise 'from the social classes at grips in the
class struggle: from their conditions of existence, their practices,
their experience of the struggle, etc' (Athusser 1971: 186). The ISAs
are thus not monolithic, inescapable prisons in which all individuals
are ensnared. It is not a relation between an institution and an
individual but an individualized recruitment whose initiation is
traceable to the classes in struggle in the social. The ISAs are 'the
form in which the ideology of the ruling class must necessarily be
realized, and the form in which the ideology of the ruled class must
necessarily be measured and confronted' (ibid, 1971: 185-6). This
is to say that the institutions or apparatuses which serve an ideological
function are the means of production of a consensus about the
naturalness of the existing order. These institutions are state
apparatuses in the sense that the state itself is (apart from its repressive
and administrative apparatuses) nothing but the embodiment of the
prevailing consensus, and as such has to include the apparatuses
through which ideologies are put into circulation. It may be asked
how it is that schools and families, which are or can be 'private', are
defined as state apparatuses. This objection would be justified if
these institutions are understood to be agencies created by the state
in pursuit of its goals, thereby implying that the state is separate
from and pre-exists the ideological apparatuses. However, their role
must be understood as consisting in producing and maintaining a
representation of the 'resolvedness' of class conflict, the consensual
world picture which is the materialization in ideology of the state.
Thus the ideology of (social) forms offers the most productive
site of inquiry for cultural critique. The critique of 'ideological forms
in which men become conscious of [social) conflict and fight it out'
follows from the 'notion of the ideological apparatus as a site of
(displaced) class conflict. These forms have a location, a space of
elaboration and reproduction, without which they would be robbed
of their consistency and durability (Johnson, 1986/87: 45).
It is through the combined effectivity of ideological forms that
subjects are constituted and reproduced. In the practice of cultural
critique in a Third World context we are made aware of the fact that
these forms are neither of a fixed type and number, nor is their
combined effectivity predictable according to some fixed model.
The crux of the problem lies in the articulated and internally
differentiated nature of the hegemonic formation that results from
the combination of different modes of production. This is in sharp
contrast to the tendency to homogenization that characterizes the
hegemonic process in advanced capitalist countries. In other words,
certain stateforms may be defined by the co-existence of bourgeois
and pre-capitalist ideologies, that is neither hegemonic in the
advanced capitalist sense, nor constituting purely a case of what
Ranajit Guha (989) has called 'dominance without hegemony', a
condition characteristic of the colonial state.
The problematic can be stated in terms of two concepts of the
theory of capitalist social processes: one is Marx's distinction between
formal and rear subsumption, and the other is Gramsci's concept of
the passive revolution. Gramsci used the term passive revolution to
describe a situation in which a bourgeois state is established first,
and then undertakes to create the conditions for its hegemony-the
creation of civil society, the expansion of the market, etc. This concept
has proved useful to political theory in thinking about the mode of
functioning of the postcolonial state. Partha Chatterjee has argued,
for instance, that' "passive revolution" is the general form of the
transition from colonial to post-colonial nation-states in the 20th
century' (1986: 50), and that this mode of transition consists in the
establishment of a national state which will undertake reform from
above to gradually modernize the nation (ibid: 48).
Within the framework of this general thesis, the specific case of
the Indian state requires further elaboration. Social theorists have
argued that the Indian state form is bourgeois in so far as it is based
on the parliamentary democratic form of government identified with
bourgeois dominance and because it 'impos[es] on the economy a
deliberate order of capitalist planning' (Kaviraj, EPW 1988: 2430-0.
However, this is still not a bourgeois state in the classic sense because
the capitalist class does not occupy a hegemonic position. The Indian
state's control is not based on pure repression, but it is not based on
the bourgeoisie's 'moral-cultural hegemony' either. Power is exercised
by a ruling coalition in which the bourgeoisie is one of the partners,
along with the landlords and the professional classes.
The coalitional nature of political power has certain important
consequences. The coalition functions through protocols which reflect
the pressures that each element of the coalition brings to bear on
the other elements in the pursuit of its own interests. Thus, it could
be said that two conflicting tendencies co-exist and give rise to a
central contradiction of the Indian state: the trajectory of the passive
revolution, which is an expression of the bourgeoisie's hegemonic
aspirations, conflicts with and is complemented by, what can be
termed the politico-ideological process of reproduction of the
conditions of formal subsumption,[11] a necessity imposed by the
coalitional nature of state power. Here the notion of formal
subsumption is to be understood in a broad sense as encompassing
more than just the economic arrangements. Marx employed the term
to distinguish two phases of capitalism. Under conditions of formal
subsumption, capital takes control of the production process without
transforming it. Real subsumption begins when capital revolutionizes
the production process and inaugurates the extraction of relative
surplus value. But as Balibar has suggested, the distinction has a
much broader significance:
If one thinks about it carefully, the idea of this 'real' subsumption
... goes a long way beyond the integration of the workers into
the world of the contract, of money incomes, of law and official
politics: it implies a transformation of human individuality, which
extends from the education of the labour force to the constitution of
a 'dominant ideology' capable of being adopted by thc dominated
themselves (Balibar and Wallerstein, 1991: 4).
It is the absence (until recently) of such a thorough-going process
of all-round transformation that calls for recourse to 'reproduction
of conditions of formal subsumption' as a general term for the
synchronic structure consisting of ideological and political
arrangements within which the project of passive revolution was
put into operation.
It is my contention that the specific form taken by the political
structure is of primary importance to the study of ideologies. In the
absence of such a specification, cultural critique is condemned to
vacillate between the two poles of tradition and modernity. On the
other hand, there is a constant temptation to simply regard Indian
culture as the 'other' of western culture, to contrast the homogenization of the one with the anarchic exuberance of the other.
This mode of analysis is predicated on an erasure of the political
difference and an overemphasis on cultural difference abstracted
from the social formation as a whole. The attempt here, on the
other hand, has been to place cultural production firmly within the
political and economic framework of the Indian nation-state. It is in
the light of such a conceptualization of modern Indian ideology that
this study proposes to analyse the cultural work of the Hindi cinema
as the exemplification of an aesthetic of formal subsumption. Such
a broad characterization clearly cannot be expected to account for
all of the products of the Bombay film industry, nor is it meant to
provide an exhaustive explanation for all the elements even in films
that might correspond to this label. The effort at theorization will
have served its purpose if by means of it we are able to make sense
of some of the dominant trends within this institution over the last
fifty years.
This study proceeds in two directions: (1) it examines, at the
most general level, the political, economic, historical and cultural
determinants of popular Hindi cinema as a step towards the
elaboration of a theoretical framework for Indian film studies; (2) it
undertakes a historical construction of a conjuncture in recent Indian
history when, in the midst of a major political crisis, the Bombay
film industry underwent a significant transformation, affecting its
overall structure as well as the foi-mal properties of individual film
texts.
Indian Film Studies
In histories of world cinema produced in the west, Indian cinema
usually makes its appearance in 1956, the year in which Satyajit Ray
burst on the international film scene with Pather Panchali. [12] Some
narratives may attempt a brief recap of the decades preceding this
(Cook: 1990), but in general the evolutionary thrust of film
historiography does not allow for a consideration of early Indian
cinema as one of the national cinemas of the silent era. Moreover,
having begun in 1956, these narratives do not attempt to tell the
whole story, however briefly, concentrating instead on those realist/
artistic products which correspond to a certain conception of true
cinema. We have already encountered the spontaneous philosophy
behind this approach, in the form of the developmentalist ideology
which regards non-realist cinema as not-yet-cinema, as well as the
emblematism that has dominated theoretical reflections on the field.
The prevalence of this ideology has meant that serious writing on
Indian cinema was for a long time restricted to a consideration of
the works of masters like Ray, Ghatak, and others. The prestige of
Indian cinema at home and abroad, was enhanced by such writings,
especially by the influential western admirers of Ray, but these writers
did not feel the need to situate this cinema in the Indian film historical
context, a tendency that was encouraged by the perception that that
context served, if at all, only as a backdrop of mediocrity against
which the auteurs shone even brighter.
On the other hand, popular Indian cinema has attracted a
considerable amount of attention as the site of an authentically folk
culture, from anthropologists and Indologists or others employing
the tools of these disciplines. [13] In this type of study the tendency is
to read popular cinema as evidence of the unbroken continuity of
Indian culture and its tenacity in the face of the assault of modernity.
Other studies, employing the tools of ethnography, study film culture
as a field of reception consisting of popular audiences conceived as
a self-sufficient, closed group, ill-at-ease in the modern spaces they
inhabit, but whose cultural needs are fully satisfied by the films they
see. [14]
The first body of texts, while recovering some Indian films as
works of art for a national or international high culture, at least do
not lose sight of the political dimension, the context of Indian
modernity which is a constant concern of the films and film-makers
they concentrate on. The second approach, reserved for the popular
cinema, however, tends to be largely indifferent to the political
dimension, preferring to situate the cinematic institution in a
continuous tradition of Indian myth-making and autonomous folk
culture. Thus, an effective division of labour is posited between
these two kinds of cinema: one is modern, informed by the concerns
and cares of the modern nation-state; while the other is the domain
of 'tradition' or oral/folk culture (depending on whether the
interest in cinema is of Indological or ethnographic provenance).
Some even attribute to the latter a conscious purpose: of asserting
its autonomy, difference and even hostility to the 'modern' sector
(Nandy 1987-8: 1.1-1.3).
Such an approach, which reproduces the ideology of formal
subsumption in critical discourse, does not take into account the
fact that the relation between popular cinema and the cultural
'community' that converges around it as its privileged collective
addressee is mediated by the market. It disregards the fact that the
functioning of the capitalist industry which produces and markets
these films is determined by a variety of factors, including the political
structure and the hegemonic project of the modern state; that there
can be no simple and unmediated reproduction of 'tradition', 'myth'
or any other residual substance by a cultural institution that is based
on modern technology and relies on the desires and interests of
dispersed, anonymous audiences, some of them created by the
industry itself. Nor does it take into account the unconscious processes
that inform cultural production and reception, except in a
transhistorical, Jungian form, where myths and archetypes propagate
themselves through the unconscious agency of human beings.
In recent years, however, there has emerged a small but growing
body of critical writing which situates the popular cinematic institution
in a modern political-economic context, national as well as global. [15]
Chidanand Das Gupta's The Painted Face (991) and Sumita
S. Chakravarthy's National Identity in Indian Popular Cinema (1993)
are two book-length studies of recent origin which attempt a
comprehensive understanding of Indian popular cinema. Das Gupta
describes his book as an exploration by a critic committed to art
cinema of 'the mind behind the Indian popular film' (ix). The
justification for such a compromising venture is the rise to power of
the Telugu film star NT. Rama Rao, which reveals, once"again, the
power of cinema over the masses, For the most part, Das Gupta
conforms to the safe model of cinema-as-myth, and while recovering
a few exceptions from the general mass, regards Hindi cinema as
trash that is worth worrying about. While employing Sudhir Kakar's
and Ashish Nandy's ideas about the Indian psyche, mythology, etc.,
he is more brazen than them in identifying popular Hindi cinema
with a 'primitive' mass at the core of Indian society (1991: 26), while
redeeming another segment that is capable of analytical thinking
and appreciates realism. The masses' inability to distinguish myth
from fact is Das Gupta's central thesis, and at the end of the long
journey through popular cinema, he is relieved to be able to return
to his realist haven.
Sumita S. Chakravarty deploys some of the metaphors and discourses
used by Das Gupta while rejecting his simplistic judgement. Most
importantly, Chakravarty relocates discussions of Indian cinema
within the context of the modern nation-state emphasizing its
'eminently contemporary mode of expression' (1993: 8). Such a shift
away from 'traditional accounts of this cinema' is of vital importance
in a situation where the 'myth' and 'Indian psyche'-based interpretations
dominate, with their eternalist proclamations, and while claiming to
reveal the truth about Indian cinema, actually contribute to the
maintenance of an Indological myth: the myth of the mythically
minded Indian. To maintain, as Chakravarty does following Stephen
Heath, that 'no film is not a document of itself and of its actual
situation in respect of the cinematic institution' (ibid: 164) is not
simply to opt for a better approach to Indian cinema; it is also to
assert the radical contemporaneity of the time we live in, the
determining effect of the synchronic structure of modern India on
all our memories of the past.
Chakravarty's metaphor of 'imperso-nation' (although she calls it
a concept, it is closer to the 'puncepts' of American deconstruction),
however, echoing Das Gupta's metaphor of the 'painted face' and
justified by the centrality of performance (as opposed to realist acting),
seems an inadequate signifier for the diversity of the content she
presents, It seems to indicate her desire to locate Indian cinema in
an indeterminate, postmodern global culture. Of course, the world
wide circulation of Hindi cinema, among Indian migrants as well as
other Third World audiences, may seem to justify such a move. But
by doing so, the specificity of Non Resident Indian (NRI) nostalgia,
the question of why Hindi cinema appeals to certain Third World
audiences, and the entirely different question of the national context
of production and distribution are lost sight of. The metaphor
functions, most of the time, as a non-interfering linking device,
making its appearance at the beginning of every analysis, only to be
forgotten as the film text begins to reveal its complexities. It thus
ends up functioning rather as a signifier of the absence of a theoretical
framework. A dependence on thematic unities results in a blindness
to generic differences, to the questions of form and address, and the
history of audience segmentation, a weakness reflected, for instance,
in the odd suggestion that new cinema was addressed to 'rural and/
or urban working class' audiences (1993: 246).
One of the early attempts at theorizing Indian aesthetic modernity
and within that framework, exploring the specific modern character
of cinema, was undertaken by a group associated with thefournal
of Arts and Ideas. Under a broadly defined programme of
investigation into Indian modernity, Geeta Kapur (1987), Anuradha
Kapur (1993) and Ashish Rajadhyaksha (1987, 1993) have produced
studies of the evolution of a modern aesthetic from the beginnings
in colonial nineteenth-century India to the present, focussing on
theatre, art and cinema. These studies have demonstrated the
importance of the question of frontality as a mode of representation
in popular culture:
... frontality of the word, the image, the design, the formative act.
This yields forms of direct address; flat, diagrammatic and simply
profiled figures; a figure-ground pattern with only notational
perspective; repetition of motifs in terms of 'ritual play'; and a
decorative mise-en-scene' (G. Kapur 1987: 80).
In the context of indigenous attempts to master a new technology,
the still camera, the 'aesthetic relation' (Rajadhyaksha, Framework
1987: 32) implied by frontality is plunged into 'a crisis regarding
questions such as just how the frame may be entered, or the ethics
of "directly" apprehending the "real'" (ibid: 33). This description
tends to somewhat overemphasize the role of technology in
producing the crisis and only hints at the political constraints which
are more explicitly stated in a reading of early Indian cinema through
this thesis: 'Pulling towards the static, the gaze pulled towards [the]
idealist, purely specular frontal aspect of the image' (JAI 1987: 67).
The frame's ability to 'directly' apprehend the real was thus
constrained by an idealization, offering the image as an anchor, a
resting point for the gaze. It was thus a case of a technologically
aided reproduction of a visual economy that is related to the institution
of darsana (see Chapter 3). These critics also develop the points of
contrast between this mode and the realist mode, with its different
set of spectatorial protocols. Anuradha Kapur, writing on theatre,
outlines the cultural implications of the two divergent types of image
spectator relations thus:
Frontality of the performer vis-a-vis the spectator ... enables among
other things this relationship of erotic complicity. Now 'frontality' has
several meanings in the open theatres of earlier times. But perhaps a
set of altogether different meanings come about with the construction
of proscenium theatres, which is where Parsi companies performed.
In open theatres 'frontality' of the performer indicated a specific
relationship between viewer and actor. Turning the body towards
the spectator is a sign that there is in this relationship no dissembling
between the two: the actor looks at the audience and the audience
looks at the actor; both exist - as actor and audience - because of
this candid contact. A reciprocally regarding theatre transaction of
this kind is substantially different from one made in a theatre that
takes an imaginary fourth wall, standing where the stage ends and
the seating begins, as its governing convention. Parsi theatre companies
perform in the proscenium but take as their governing convention an
eye and body contact that comes from earlier open stages (A. Kapur
1993: 92)
This combination of codes, old and new, also signifies a combination
of narrative movement, and spectacle as that which arrests the gaze.
In the Parsi theatre, the narrative, confined to the frame of the stage,
proceeds in linear fashion but the actors 'display themselves', thereby
continually arresting the narrative flow. This is not however a serial
alternating process but one in which both 'presentation' and linear
progression occur simultaneously.
In the cinema, however, this unified 'spectacular narration' is over
time broken up into its component parts and a serial recombination
of the two codes is effected. This has been cogently argued by Ravi
Vasudevan, who demonstrates, through an analysis of a segment
from Andaz (1949), how this combination of codes takes place and
how and what it signifies (Vasudevan, JAI 1993: 60-6). The serial
combination includes three kinds of elements: segments of linear
narrative, brief moments of iconic stasis, and the tableau, in which a
static visual arrangement is infused with narrative value. Vasudevan
relates this combination to the exigencies of Indian culture, defining
it as 'a rhetorical strategy which makes the cinema both attractive as
something new in the field of the visual, and culturally intelligible
because it incorporates a familiar visual address' (ibid: 65). Here,
Vasudevan seems to be interpreting the combination of codes in
purely textual terms by suggesting that the icon and the tableaux
simply facilitate access to the pleasures of the modern. He offers a
stronger and more suggestive reading later, observing that 'there is
a strong tendency to subordinate movement and vision toward a
stable organization of meaning, in an iconic articulation. This has a
parallel in the way in which the narrative reorganizes the family so
as to secure a stable position for the middle class hero' (ibid: 72).
This reading links the textual strategies to 'a certain normalizing
discourse and hegemonic closure' (ibid: 72). It points in the direction
of an active mobilization of the 'familiar' in the service of a hegemonic
cultural project. Vasudevan rightly rejects any sociologically inspired
allocation of the pleasures deriving from the use of these different
codes to different segments of the audience and emphasizes the
difficulty of separating traditional and modern modes of address
(ibid: 72).
One of the aims of this book is to carry this project forward by
foregrounding the political dimension of the problem of textual form.
The aesthetics of frontality and its interface with realist conventions
of narration have to be seen in the light of the individual subject's
position within different political orders and the corresponding
constraints and protocols of spectatorship. The realist barrier that
the proscenium arch represents as well as the degree of integration
and linearization of the narrative are both determined by a social
competence related to the generalized figure of the citizen and the
constraints and compulsions of cultural production and
commodification in capitalist societies.
The difference between the aesthetics of frontality and the
aesthetics of realism may be formulaically represented as follows:
In the frontal spectacle! the performer is the bearer of a message
from the Symbolic, and the performance a vehicle for its transmission
to the spectator through the direct contractual link established in
the theatre. In the realist narrative, the Symbolic, in its contractual
aspect, is represented by the citizen-spectator, whose interpretive
authority brooks no challenge from within the frame of representation. This requires some elaboration. [16]
The question is: what is the nature of the fictive contractual relation
that sustains the film text as performance? The answer suggested by
the above formula is that in performances governed by the frontal
aesthetic relation, a message/meaning that derives from a transcendent
source is transmitted to the spectator by the performance, whereas
in the realist instance, no such transcendent source of a meaning/
message can be posited. Instead, the text is figured as raw material
for the production of meaning, the latter task being the spectator's
by right. Thus, in the first case, the performance as a whole (i.e.,
including the activity on stage and in the seats) is an apparatus for
the devolution of a message/meaning that pre-exists any performative
instance; whereas in the latter, the performance as a whole is an
apparatus for the production of meaning through the combined
activity of the artist/producer and the spectator on the text as raw
material.
Consequently, in the first case textual integrity is provisional,
and derives not from any internal articulation of its elements but
solely from the control exerted by the transcendent point of
emanation of the message; [17] whereas in the latter instance, such a
transcendent point of devolution of meaning being absent, the text
must achieve an internal articulation that guarantees its identity as a
separate individual product.
The realist aesthetic is governed by the latter fiction. In it the
spectator has the opportunity, the rip,ht, to repeat the production
process-the processing of raw material to generate meaning-that
has already been accomplished by the producer/artist. Even if all
the spectators arrive at the same meaning, they must be assumed to
have done so individually, through their own labour of interpretation. [18]
This is the philosophy that is expounded in Bazin's theory of
realism, for instance. In Bazin's rendering of the problem, the threat
of a direct, interpreted, communication comes from a political source:
the politically committed director. Like God, whose messages are
communicated directly through the mediation of the performer, the
director too can present action in the form of an unambiguous
message:
While analytical montage only calls for him [the spectator] to follow
his guide, to let his attention follow along smoothly with that of the
director who will choose what he should see, here [in the cinema of
'depth'l he is called upon to exercise at least a minimum of personal
choice. It is from his attention and his will that the meaning of the
image in part derives (Bazin 1967: 36).
Bazin associates the freedom of choice provided by depth of focus
to the 'liberal and democratic . . . consciousness of the American
spectator' (Williams 1980: 44). But he is also clear that it is a question
of a purely formal freedom of choice. What analytical montage
presents, far from being false, is 'consistent with the laws of attention'.
But in being pre-selected, 'it deprives us of the privilege, no less
grounded in psychology, which we abandon without realising it,
and which is, at least virtually, the freedom to modify our method
of selection at every moment' (ibid: 42, emphasis added). The
director's freedom to choose is thus in conflict with the spectator's
and such a choice amounts to 'a clear standpoint on reality as such'.
What is the danger that this represents? It is the danger of a realized
individuality, as opposed to which a virtual one formally reiterates
the availability of choice, and in order to be able to do so, must
forever desist from actually making a choice. Individuality must
always be provided for but never realized.
The freedom in question is thus not an 'objective' freedom,
verifiable by reference to the diversity of choices made by subjects.
It is a potential, given through and testifying to the privilege of
citizenship. The director, in order to respect the individual's freedom
must curb her/his own freedom, must in other words, merge his/
her own identity into the invisible frame of the state, clearing the
ground for the full unfolding of the reality of nation/civil society.
At the same time, Bazin argues that this freedom given to the
individual spectator to make his/her own choice from a field of
objects does not result in a diversity of choices, because there are
'laws of attention' which assert themselves, and in practice, ensure
that more or less the same choice is made by all. Thus, not only the
director but the citizen too is duty-bound to restrict his/her freedom
to a virtual plane. While reality is 'by definition' diverse, the perception
of this diversity, as an act of citizenship, must not lead to a diversification
of perception. To admit that the eye's choice of objects from a field
of perception could be arbitrary and unpredictable would be to
jeopardize reality itself and would lead to anarchy.
Bazin's theory foregrounds the relationship between a political
system and an ideology. In the case of the Indian popular cinema,
we encounter a situation that seems to correspond to the non-realist
model that Bazin criticizes. It is tempting at this point to take the
sort of line that Noel Burch (1979) has elaborated in relation to
Japanese cinema, and conclude that the distinction represented by
frontality could be made the basis of a theory of the Indianness of
Indian cinema. Such a conclusion would, however, pre-empt the
exploration of the political dimension of cultural production. By
ignoring the political dimension, we ignore the immense range of
cultural possibilities that exist between the poles of 'western' realist
or modernist practice and 'traditional' or non-western 'survivals'.
We would thus end up reducing politics itself to a western cultural
predilection.
The book is divided into two parts. Part I, consisting of Chapters 2,3
and 4 is an investigation of the conditions of possibility of the
dominant textual form of popular cinema, commonly referred to as
the 'social'. Chapter 2 is devoted to the economic conditions-the
prevailing mode of production, the mode of manufacture adopted
and their role in the reproduction of the dominant textual form.
Chapter 3 is a reading of this form as a symptom of the ideological
resolution of conflicts within the social formation, of producing and
representing the :consensus-effect' that sustains that formation.
Drawing on the theories of realism and melodrama, I propose that
the dominant form is a compromise formation reflecting the
coalitional nature of political power. The definition of the spectator's
position within the cinematic apparatus is discussed here with
reference to the notion of citizen and the continued and broadened
effectivity of the temple-centred institution of darsana. In a discussion
of women's melodrama, it is argued that the social, in its all-inclusive
character, can also function as an instrument of active resistance to
generic differentiation.
Chapter 4 reinforces the argument about the non-contingency of
the emergence and effectivity of the dominant form by taking up a
peculiar feature of Indian censorship, the prohibition of kissing.
This is shown to be a displaced prohibition of representations of
the 'private' in the bourgeois sense, which facilitates the perpetuation
of an ideological community-effect. The minimal unit of the private
domain is the nuclear family, whose rise to pre-eminence coincides
with the dissolution of pre-capitalist patriarchal enclaves and the
emergence of the modern state as the sole supervizing authority
over the family as the site of biological reproduction and
socialization. [19] From the point of view of the pre-capitalist elements
of the coalition, such a re-organization of the social represents a
curtailment of its scopic privileges. Thus, while the resolution of the
popular film narrative involves the constitution of the nuclear couple,
the couple is reinserted into the space of the clan or the family in its
political form.
This general theoretical framework serves in Part II, as a point of
departure for a conjunctural analysis, of the developments in the
film industry during a brief period of political crisis from the late
sixties to the mid-seventies. The project is to develop a historical
construction showing the broad lines of transformation of the field
of film culture. In Chapter 5, I characterize the crisis as a
disaggregation of the social or a breakdown of the consensus
established and maintained by the ruling coalition. The dominant
textual form also came into crisis in this period under the twin
pressures of state intervention in cultural production and social
changes brought about by political upheavals. The industry
responded to this crisis through a process of internal segmentation,
which created two proto-genres, the new cinema and the middle
class cinema, while also leading to a transformation of the dominant
textual form in the direction of a populist aesthetic of mobilization.
The Film Finance Corporation, a state agency, entered feature film
production as part of a strategy of cultural intervention, forcing the
industry to respond in the manner described. This period thus marked
the emergence of a developmentalist realism which produced a
spectatorial point of view coinciding with the gaze of the state. It
also led to the consolidation of a middle-class cinema, in which the
private, as the space of middle-class identity, was elaborated. The
popular cinema, on the other hand, went through a phase of
uncertainty before regrouping around a figure of mobilization, a
charismatic political-ideological entity embodied in the star-persona
of Amitabh Bachchan. Aesthetically, these three segments represent
statist realism, the realism of identification, and the melodrama of
mobilization and counter-identification respectively.
Chapter 6 traces the process of construction of the star-figure of
Amitabh Bachchan and the manner in which it was deployed in the
evolution of an aesthetic of mobilization. Chapter 7 takes up the
middle-class cinema of identification, whose generic specificity
derives from the effects of ordinariness, familiarity, and realism. This
cinema addresses the middle-class subject as a beleaguered entity,
facing a threat to her/his identity from the encroachments of the rest
of society, in particular the glamorous world of popular culture, and
the politically awakened masses. These films also deal with the
problem of private space and the related problem of the possibility
of middle-class spectatorship. Chapter 8 concludes the study with
an analysis of the first three films of Shyam Benegal as instances of
an evolving developmental aesthetic employing a statist realism.
Although the developmental narrative comes into its own only with
Manthan (1976), both Ankur (1974) and Nishant (1975) contribute
to its construction by employing strategies of distancing which
produce the peasant/rural poor as an object of study and sympathy.
These three segments or genres arose in a moment of disaggregation
which rendered the old integrated modular text of the feudal romance
obsolete. However, this was by no means an irreversible process,
nor were the three segments established on a permanent basis. The
aim of my project is to demonstrate the manner in which segmentation
functioned as a mode of resolution of the crisis at the level of the
industry, and to identify the aesthetic possibilities it generated as
well as the new strategies of containment that emerged as a result.
As an analysis of developments in a conjuncture, it is not intended
as an assertion of the absolute novelty of each of these 'aesthetic'
practices. On the contrary, the argument foregrounds the way in
which all three segments drew from previously existing practices of
signification and narrative codes in their attempt to meet a demand
for new narratives that was Widely perceived to have arisen among
the audiences.
Finally, as suggested above, this mapping of the field of popular
cinema has become possible now in part because the social
conditions described in the book are fast disappearing as global
capitalism has been unleashed on the subcontinent with
unprecedented haste. Having constructed a theoretical edifice for
the study of popular cinema, we are thus also faced with the task of
dismantling it, of witnessing its certitudes dissolve in the flux of
contemporary events. In the final essay that forms the epilogue to
the main text, a symptomatic reading of two recent films, Damini
and Roja, is undertaken, to bring to light, in their formal structure,
an allegory of real subsumption that points to the possible direction
in which certain new players, functioning by new rules and
employing new strategies, are attempting to move the film industry.
[1] See Rajadhyaksha, 'Neo-traditionalism: Film as popular Art in India':
-Portrait painters began using the (photographic) print only to get a good facial
likeness. after which they would paint upon the photograph and reintroduce earlier
decorative conventions. like planar surfaces, flattened walls and floors. What is more
interesting ... are the more "documentary" pictures taken by Indians. These inevitably
use flat planes, emphasising surface. seldom using perspective to suggest a point of
entry into the composition or a pathway for the look, jettisoning many of the standard
principles of "balance" or symmetry that the Europeans observed (Rajadhyaksha,
Framework 1987, p. 33), See also Geeta Kapur. 'Mythic Material in Indian Cinema'
(JAI 14/15: 79-107)·
[2] See Higson (1989) for a discussion of the idea of national cinema, with particular
reference to Europe. In a European context, the so-called national cinemas are often
weak. state-sponsored efforts to counter the Hollywood hegemony as the popular
cinema for the majority of Europeans is Hollywood. In India, until now, Hollywood
cinema has only enjoyed a restricted audience. Thus. there is a stronger case for
identifying Indian cinema as a national cinema. The problem here is one of internal
segmentation: raising Hindi cinema to the status of national cinema can only be at
the cost of ignoring major regional film industries such as those of Bengal, Maharashtra,
Tamil Nadu, etc.
[3] This needs to he qualified. There has been a popular audience for 'foreign films'
right from the early days of Indian film history. In the colonial era, the government
favoured measures to discourage Indian audiences from flocking to the American films
which showed the ruling race in an unfavourable light. In this context British policy on
cinema, inspired by fears of social disorder, was not unhappy with the trend towards
mythologicals (See Baskaran nd). Although the mythologicals may have served their
purpose, this did not destroy audience interest in the foreign product. (One wonders if
the Nadia films were not designed with an eye on such divided aesthetic loyalties of
audiences.) At present, in most cities, there are, apart from the front rows of the
exclusively 'foreign film theatres', one or two halls which specialize in reruns of popular
Hollywood films (mainly action films) as well as, increasingly, soft porn probably
produced exclusively for Third World urban markets. There has also always been a
large popular audience for Hollywood and non-Hollywood action films, with stars like
Jean-Paul Belmondo. Terence Hill and Bud Spencer, Bruce Lee, Jackie Chan, and
Schwarzenegger acquiring their own significant fan following. Hindi films sometimes
try to assimilate the content of these films, though not always successfully.
[4] Strictly speaking, we should be speaking of Indian cinemas, rather than one
cinema. There is some amount of film production in every major Indian language
and there are at least six important non-Hindi film industries, although not all of
them are thriving at the moment: Bengali, Kannada, Malayalam, Marathi, Tamil and
Telugu. Nevertheless, Hindi cinema has functioned as a site of production and
exploration of national identity and ideology, and depends on the talents and finances
drawn into it from the other language cinemas. Hindi cinema has also assisted state
policy by spreading knowledge of Hindi, the projected national language across the
country. As an industry with a national market, it also attracted talent from all parts of
the country, especially from non-Hindi speaking regions like Calcutta and Madras,
giving Bombay cinema an undeniable national character.
[5] Satyajit Ray, among others, has noted the 'artificiality' and inauthenticity of
Bombay cinema, attributing this to its lack of a specific cultural base, as it has to cater
to a multitude of culturally distinct audiences. From the viewpoint of a realist aesthetic,
of which Ray was an untiring champion, this is no doubt true. But since we are
speaking of an aesthetic that (as will become clear later) is distinctly and consistently
non-realist, such an accusation is premature. Authenticity is a distinctly modern
problem. Even in the regional cinemas, a substantial number of films are made in the
'Bombay' style. Thus it seems that what is acutely manifested in Hindi cinema is not
exclusive to it, and that we must take into consideration not only the lack of linguistic
specificity but also the problems of a transitional social formation.
[6] A .K. Ramanujan, the late poet and scholar, is reported to have remarked once:
'I do not believe in god; I believe in people who believe in god' (Karnad, RUjuvatbu
1994: 40). Ramanujan was more sensitive than most people to the forms in which
ideologies were effective in the national discourse. It is not surprising therefore that
he should have formulated so well, in a proto-narrative form, a key ideologeme of
modern India whose effectivity can be traced in a range of discursive' sites where it
may not always be so explicitly formulated.
This formulation has the distinct advantage of providing, in its very syntax, a
glimpse in miniature of the articulating, structuring effect of this act of suspension of
disbelief. The caesura that separates the two segments of the formulation is also the
link that reveals the structured, hierarchical relationship between them. We notice
here a syntactical relay across the gulf of the caesura, of a subjectivity that first posits
and then suspends itself in order to make place for the concluding phrase, 'those
who believe in god'.
Belief and unbelief alone are not in question here; they also stand in for a range
of meanings associated with the two proposed segments, including the binary of
tradition and modernity. The speaking subject here is clearly located in modernity
and through the double-barrelled proposition, establishes a relation with the other
term, a relation of compromise, a relation in and through which a certain crisis is
sought to be resolved. In short, it proposes that the eroding power of modernity, of
which the speaker's disbelief is a sign, shall be reined in, suspended, as a gesture of
goodwill towards the community of believers, as a declaration of truce, a precondition
for the constitution of a nation out of these two segments.
This strategic suspension or disavowal of modernity proposes a fictive contract
that either supplements or takes the place of that other fictive social contract (Balibar
1992) which, since the French Revolution, has served as the blueprint of political
modernity. What is proposed here is a contractual relationship between two segments
of the population, rather tl,an between all individuals, separately defined as Citizens,
equal in 'all' respects. The individual, defined in modern political theory as a
combination of a political function (citizen) and a pathological, feeling, suffering,
experiencing subject is here replaced by two segments of the population, which
separately embody these two elements, requiring the act of belief as the bond that
will realize the nation. Thus, it is only as a corporate entity composed of these two
segments, only in its totality, and not in respect to each individual, that the modern
political entity is here realizable.
[7] See Dhareshwar's reading of Ananthamurthy's story, 'Suryana Kudure', in
'Postcolonial in the Postmodern' (EPW 1995).
[8] In a note of 1958, entitled 'The Basic Approach', Nehru attempts to rethink
some of his fundamental views on modern society. Written at a time when he was
grappling with the crisis in Kerala following the setting up of the first elected Communist
government there, this text has been described by his biographer S. Gopal as signifying
'a reversion to the earlier Nehru of the 1920s, the conventional Hindu untouched as
yet by rationalist ideas and the unquestioning worshipper of Gandhi... He was
now a socialist but was seeking to mix his left-wing ideas with a sophisticated form
of religious commitment' (Gopal 1984: 62). Present-day neo-Gandhians, who pit
Gandhi against Nehru, fail to see this complementarity, and the fact that Nehru
himself was the original neo-Gandhian. Rejecting communism because it sacrificed
the interests of the individual in the name of society, Nehru proposed a paradoxical
model in which 'opportunity is given to the individual to develop, provided the
individual is not a selected group, but comprises the whole community" 'In such a
society,' moreover, 'the emphasis will be on duties, not on rights' (Nehru 1983: 285).
The confusion and lack of conviction are rounded off at the end when, having
introduced a Vedantic notion that supports the idea of society as an organic whole,
the author concludes: 'But obviously it does not solve any of [life's] problems and, in
a sense, we remain where we are' (ibid: 286). We will see how the ideology of formal
subsumption served, in the context of passive revolution, to produce the reassurance
that 'we remain where we are'.
[9] See in this connection reflections (in Balibar and Wallerstein 1991) on how when
national unity cannot be founded on linguistic homogeneity, racist or other foundations
will he sought. See also Deshpande's essay, 'Imagined Economies' (JAI 1993: 5-36) for
an argument about the erosion of the idea of the nation as a 'community of producers'.
[10] In this context it is interesting to note Foucault's contention (Foucault 1982:
208-26) that the specificity of the modern state lies in the combination of two forms
of power, which he calls the totalitarian and the pastoral (derived from the Church),
one directed at the population as a whole, the other focused on the individual.
[11] The term formal subsumption is usually employed to refer only to capitalist
relations of production. In that area, Jairus Banaji (1990) was one of the few to
employ the distinction between formal and real subsumption in an essay on agrarian
relations in colonial India that formeu part of the famous 'mode of production' debate,
see also Alavi (1990). I use the term in a far more general sense, to refer to a relation
between capitalist and pre-capitalist domains not only in itself but as it is represented
and reproduced In Ideology.
[12] See for ego David Cook (1990) and Eric Rhode (1978).
[13] For instances of this approach, see Kakar (1980), O'Flaherty (1980) and Misra (1985, 1988/89).
[14] How firmly this approach is rooted in western practices of 'othering' is
demonstrated by the difference between the goals of ethnographic popular culture
studies in the west and in a country like India. In the west such studies (of reception)
are engaged in re-affirming the freedom of the 'free individual' by demonstrating the
automaticity and inevitability of audience resistance to ideological interpellation. The
individual subject is free because she is so constructed as to never completely fit the
position that the text offers her. On the contrary, non-western subjects are distinguished
by being completely at home in their ideological environment, the films they see
corresponding exactly to their needs. The very notion of cultural 'need', which figures
prominently in this context, is an indication of the closed system of demand and
supply (the perfect market) that is being assumed. Among those who have employed
the idea of cultural need are S. Bahadur (1982, 1985), A. Nandy (1987-8), R. Thomas
(1985, 1987). Reception studies/ ethnographies include S. Dickey (1993), Pfleiderer
and Lutze, and a 'quickie' by Dissanayake and Sahai (1992).
[15] In what follows only a few texts from which this study derives a problematic
are discussed. Apan from the texts discussed below, mention may be made of writings
by P Bandhu (992), V. Dhareshwar and T. Niranjana (1996), A. Nandy (1987--8),
M.S.S. Pandian (1992), S.V. Srinivas (1996), R. Thomas (987), and P. Willemen (1993),
which evince a shared concern for theoretical advances in the study of Indian cinema
even as they differ vastly in their approaches. The writings of film-makers like Ritwik
Ghatak, Dadasaheb Phalke, Satyajit Ray, Mrinal Sen, Kumar Shahani are also of
theoretical interest.
More compilations of texts from the early decades of cinema history, such as
Bandyopadhyay (1993) and Basu and Dasgupta (1992) are an urgent necessity. So is
the project to make available to the national public the writings on cinema that exist
in the regional languages, especially Bengali, Hindustani, Marathi, Telugu and Tamil.
[16] (There is a third, intermediate possibility. emblematized in the didactic aesthetic
(Brecht, Eisenstein).
[17] [E]very continuity is effected via the gaze [of the spectator] Rajadhyaksha,
The Phalke Era, JAI 1987: 70).
[18] Recent film theory thus makes a virtue out of necessity when it claims as its
own discovery the rgct thgt spe(tgtors are active producers of megning rather than
passive recipients of it. This productive bhour of the spectator is assumed hy the
realist text and does not constitute either a sign or a guarantee of resistance.
[19] The nuclear family's dominance must be understood as ideological. As Michele
Barret and Mary Macintosh (1990) point out, in reality, this form is not statistically
predominant even in the advanced capitalist countries.
PART I
2. The Economics of Ideology: Popular Film Form and Mode of Production
There is a good deal of writing on the economics of the film
industry, some of it by professional economists. [20] This
constitutes a valuable body of information on the sources of
finance, the roles of various agents (producers, distributors,
exhibitors) in the industry, the relations of power and dependency
that develop between these agents as a reflection of their relative
financial position, the revenues accruing to the government from
the industry, the avenues for legitimate and reliable finance, etc.
When we place these details alongside the actual cultural content of
the films, the ideologies they circulate, there are, however, some
questions that arise that have so far remained unaddressed. These
questions are neither strictly economic, like the ones just described,
nor purely cultural, but belong to a border area between them,
overlapping with both. This is the area with 'which this chapter is
concerned: the point at which political, economic and ideological
instances intersect.
The film-maker Kumar Shahani has remarked: 'The biggest
problem seems to be that we are working within a capitalist frame
work and we do not have a capitalist infrastructure. It is all run on
highly speculative lines, on some systems of trading and circulation
of money' (Rizvi and Amlad 1980: 13). Shahani's remark points to
an extremely vital link between the mode of organization of the
industry and the opportunities for experimentation afforded by that
industry. Thus to focus on economic questions relating to the industry
is not simply to 'flesh out' the background to cultural production
but to uncover the nature of the nexus between economic, ideological
and political forces that shape the conditions of possibility of cultural
production in India.
In exploring this area, our point of departure will be the dominant
textual form of the popular Hindi cinema, the form that has enjoyed
pre-eminence in the Bombay film industry for nearly four decades.
It is a form that would be familiar to anyone who has watched even
a small number of the Bombay films. Even in other languages,
especially in films from the south, the same textual form serves to
organize the cinematic spectacle to a large extent. In the last few
years, the industry has been undergoing changes which may lead to
mutations of this form, or the introduction of new ones, but as yet
the form associated with what I will call the feudal family romance
has by no means exhausted itself.
Let us try to define this form. A definition of form, as opposed to
a description of content, should be such as to account for, among
other things, the narrative structure, the organization of elements
within the structure, the means employed to carry the narrative
forward from one stage to the next and those by which narrative
closure is achieved.
The feudal family romance employs a narrative structure that
goes back to the 'romances' that preceded the advent of modern
realist fiction in the capitalist west. [21] The romance was typically a
tale of love and adventure, in which a high-born figure, usually a
prince, underwent trials that tested his courage and at the end of
which he would return to inherit the father's position and to marry.
This narrative structure occurs, not in its original form, but in the
form that it acquired in popular theatre, where the entertainment
programme would include the narrative interspersed with other
elements like the comic routine, music and dance, etc. It was the
Parsi theatre that first popularized this form in India. Indian cinema,
however, did not adopt this form straightaway. It could not possibly
do so in the silent era, but even after the introduction of sound, the
adoption of this form was a gradual process. It stabilized roughly
during the 1950s, and was to remain unchallenged until the beginning
of the 1970s, when new elements were introduced, without, however,
completely discarding the old form.
At its most stable, this form included a version of the romance
narrative, a comedy track, an average of six songs per film, as well
as a range of familiar character types. Narrative closure usually
consisted in the restoration of a threatened moral/social order by
the hero. This form was flexible enough to include a wide range of
contingent elements, including references to topical issues, and
propaganda for the government's social welfare measures (to please
the censors). Thus, it should not be thought of as being necessarily
and completely a bearer of feudal values, even though the overall
narrative form derived from romances of the feudal era.
However, Bombay, as well as other centres of film-making have
also witnessed campaigns against this form even during the period
of its dominance, in favour of 'realism', a term which was defined in
a variety of ways. For people in the industry who were dissatisfied
with the dominant form, the model to emulate was Hollywood: in
periodicals like Screen and Filmfare, film-makers would confess to
a preference for films that were realistic and justify their own inability
to make such films by blaming the poor taste of the audience.
Whenever big-budget films failed, leading to a crisis, the press would
repeat its advice: the audience has rejected ,the old masala film, it
wants realistic, authentic stories, not songs and dances. Film-makers
were urged to work with a ready script and adhere to short, tight
schedules. Producers would try, every few years, to unite and impose
order on the industry's functioning, to regulate the work schedules
of stars, to co-operate in reducing the duplication of themes, etc.
In spite of this recurring effort, the so-called 'formula film' held
on to its position of pre-eminence. The question that arises therefore
is how and why this form was able to dominate the scene for so
long. In this chapter, we will investigate this question primarily from
the economic angle.
Before proceeding with the analysis, I will set down for convenience, the general conclusions the study arrives at:
(i) As regards the production sector, I will argue that the mode
of production in the Hindi film industry is characterized by
fragmentation of the production apparatus, subordination of
the production process to a moment of the self-valorization
of merchant capital, the consequent externality of capital to
the production process, the resistance of the rentier class of
exhibitors to the expansionist drive of the logic of the market,
and the functional centrality of the distributor-financier to the
entire process of film-making.
(ii) The Hindi film industry has adopted what Marx calls the
'heterogeneous form of manufacture' in which the whole is
assembled from parts produced separately by specialists, rather
than being centralized around the processing of a given
material, as in serial or organic manufacture. This is of
significance to the status of the 'story' in the Hindi film.
(iii) There is evidence of an ongoing struggle between two broadly
defined tendencies within the industry, one committed to an
ideological mission in keeping with the goals of the
postcolonial state's controlled capitalist development and
aspiring to the achievement of a homogenized national culture,
the other moored in a pre-capitalist culture, employing a
patchwork of consumerist and pre-capitalist ideologies and
determined to maintain its hold over the production process
from the outside. In this context the role of the state as the
primary agent of capitalist development becomes crucial. The
unfolding of the struggle between these two contending forces
has involved appeals for particular forms of state intervention,
a campaign for realism and melodrama, and concerted efforts
to establish the production sector on an independent basis. It
is a struggle, in other words, to effect an adequation of the
political, economic and ideological instances.
In the run-up to independence, a section of the industry expected
that the government of free India would recognize the potential that
cinema held as a medium of mass education and would give it the
same encouragement that was envisaged for other industries. It was
felt that a modernizing nation would need a modern cultural
institution to undertake the requisite ideological tasks. In 1945, five
producers from Bombay, Calcutta, Lahore and Madras undertook
an expedition to Europe and America to study the conditions of the
film industries there. Their report (Report of the Indian Film Industry's
Mission to Europe and America, nd) was full of admiration for western
efficiency, and concluded with suggestions that would be repeated
by industry spokespersons for decades to come. Government support
was sought for establishing the industry on a 'stable and progressive
foundation'. The state was urged to supply finance, to launch the
indigenous manufacture of raw film and equipment, to start a film
council and a film institute (which had been proposed before but
had been squashed in the Legislative assembly just before the
publication of the report); and lastly, a 'Central Film Academy and
Research Institute' was proposed to 'combat ... anti-Indian propaganda
vehemently carried on abroad especially in the United States before
and during the last war' (Mission: 59--60).
The report projected the industry as a partner in the about-to-be
independent country's campaign to modernize and project a good
image abroad. This was in conformity with the model of socio
economic progress that was emerging as the chosen path for India,
and was embodied in Nehruvian socialism. Among others this
consisted of a combination of measures to develop indigenous capital,
to enable it by protection and other state-initiated economic measures
to consolidate itself, while launching a social programme of
progressive education, the gradual emancipation of the population
into an awareness of the rights and responsibilities of social
democracy. But the Nehruvian state did not do for the film industry
what it was committed to doing for other industries. Nehru himself
had remarked that the film industry was not a priority for the new
nation,[22] causing considerable anxiety in industry circles. Despite
attempts to portray the industry as sharing the government's (and
in particular Nehru's) views about the role of cinema, and the
assertion that it was the state's duty, in a capitalist society, to develop
entertainment facilities, nothing concrete materialized.
The need to establish film-making as an industry was emphasized
by Phalke [23] earlier in the century and continues to be a recurrent
motif in debates on the future of Indian cinema. To gain 'industry
status' is to acquire legitimacy in the eyes of the state, to be accorded
the privileges of a successful native industrial venture. In practical
terms such a recognition would translate into availability of
institutional finance and a collaborative approach on the government's
part.
It is not as if the state was unaware of the uses of cinema as a
tool of mass education. Building on the existing infrastructure for
colonial propaganda film production, the Films Division expanded
into a gigantic machine producing newsreels and documentaries for
screening in commercial theatres and other places. This was also a
source of revenue, since a small fee was charged for each screening.
Thus the state policy conformed with the imperative of reproduction
of conditions of formal subsumption. The industry's demand was
for initiatives that would enable a transformation of the prevailing
film aesthetic. The state's response was to impose a parasitical
propaganda element on every screening, which was meant to take
care of education in modernity, leaving the form of the feature itself
untouched.
Following the Film Enquiry Commission report, however, a Film
Finance Corporation (FFC) was set up in 1960. With a budget that
was too small to earn it a major role in the industry, the FFC gave
out insufficient loans to producers who consequently ended up with
incomplete films and unrepayable loans. Later, a revised policy of
financing low-budget, non-commercial films was implemented,
inaugurating the era of the 'new cinema,' which will be discussed
later on. As far as the mainstream cinema was concerned, the FFC
brought about no change in the existing state-industry relations.
The institution that was expected to change this state of affairs was
the Film Council, also recommended by the Film Enquiry Committee
(FEC) report. Without the 'political' alliance between the state and
the industry that the Film Council would have represented, the
economic intervention via the FFC was ineffectual. However, though
the industry as a whole clamoured for the economic assistance
promised by the FFC, only a few producers were willing to enter
into an institutional alliance with the state that would impose
obligations on both parties.
Similar ideas for government-industry co-operation had been
floated even before independence. Fazalbhoy's review reports, for
instance, that the Indian Motion Picture Congress of 1939 was
envisaged as a permanent body that would function as a 'central
organisation' of the industry as recommended previously by the
1927 ICC report (Fazalbhoy nd: 84-5). This central body was, in the
eyes of it proponents, a symbol of the will to lead the film sector
into the industrial era, of the industry's self-image as a national
institution with developmental responsibilities (ibid: 96-7). The 1951
Report of the Film Enquiry Committee (FEC Report), reviving the
idea, observed:
On the organizational side we would recommend that early steps
should be taken to set up a statutory Film Council of India as the
central authority to superintend and -regulate the film industry, to act
as its guide, friend and philosopher, and to advise the Central and
State governments in regard to various matters connected with
the production, distribution and exhibition of films. Such a Council,
we envisage, will give the industry the necessary stimulus and
inspiration to regulate its affairs on healthy and constructive lines,
ensure that organizationally it functions in an efficient and business
like manner, ensure professional conduct and discipline in its various
branches and enforce standards of quality which would make the
film a cultural agent and an instrument of healthy entertainment (FEC
Report 1951: 187-8).
The Council had to regulate the industry without controlling it. It
was to have statutory powers and the authority to institute research
projects, training institutions, a 'story bureau', a casting bureau, a
production code administration on the lines of the one in America,
etc. (ibid: 189-94).
This measure came up for consideration frequently and was
blocked each time by the resistance of a large section who claimed
that control rather than benign regulation was the government's
real motive. Throughout the fifties, sixties and the early seventies,
the idea of a Council was discussed in the film press, with a mounting
sense of urgency as the Indira Gandhi regime unfolded its 'socialist'
agenda. Support for the idea came from established film-makers
like V. Shantaram, Raj Kapoor, Satyajit Ray, Mohan Segal, etc. and
from the technicians' and cineworkers' unions which stood to gain
from a well-organized industry. It is possible that some of those
who openly supported the idea were motivated by a fear of
displeasing the government. Opponents of the plan were people
with a more traditional business approach like Sunderlal Nahata,
Chandulal Shah and lastly, J. Om Prakash, who as elected head of
the Film Federation of India, warned his membership that they would
have to achieve internal unity in order to ward off the threat of a
Film Council. [24]
Clearly, the long-term benefits that might accrue from a stable
infrastructure were not very attractive to those whose interests were
best served by preserving the anarchic backward capitalism that
reigned in the industry. Behind the stated fear of government control
was a real apprehension of having to forego the benefits of a
substantial inflow of black money. It became clear in the course of
this conflict between the supporters and opponents of the proposal,
that the industry was not ready for a transformation of the prevailing
relations of production and power. That the proposal came to nothing
is not surprising: even its supporters were not ready to make a
crusade of it. Their reluctance was reinforced by fears that the Indira
Gandhi regime was contemplating radical measures like
nationalization and licensing of producers. In 1980, the Report o/the
Working Group on National Film Policy (NFP Report) dismissed the
Council idea as ill-advised and instead recommended 'indirect'
measures to improve quality (Report 1980: 20) [25] Nevertheless, while
it lasted, the idea of a Film Council served as a measure of the
changing relations between government and industry. It became
the focus of a discourse of industrial advancement tied to the project
to develop a new, bourgeois aesthetic, a developmental vision of
cultural production and state-backed capitalist growth.
The Organization of Production
The film texts that reach us as finished products are made possible,
not only by 'cultural' factors, but also by the mode of production
that prevails in the industry, and in the society in which that industry
operates. Janet Staiger (1985), who has done an exhaustive study of
the Hollywood mode of production, begins by asserting that the
socio-economic 'base' does not enjoy any privileged role as determinant
in the emergence of technology and ideological forms, as Jean
Louis Comolli (1993) had argued. Instead, following John Ellis (1992)
and Geoffrey Nowell-Smith, she regards the conditions of film
practice-ideological, economic, political and technological-as 'a
series of histories' constituting 'the terrain of possibilities' (Staiger
1985: 87-8).
Staiger argues that we cannot simply assume that the 'group
style' that dominated Hollywood film-making was made possible by
historical conditions extraneous to it. It is equally possible that certain
production practices were adopted because they were the best for
the particular style of film-making that the industry desired (ibid:
88). Staiger is right in rejecting the economic determinism implied
by the argument that the style is just a reflection of the adopted
mode of production. However, she does not take up the same
question in a larger context: that is to say, 'do the socio-economic
conditions prevailing in the society as a whole have anything to do
with the choice of style and form?
Staiger identifies a series of 'systems of production', i.e. the modes
of combination of the 'factors of production' in the Hollywood film
industlY. She traces the ways in which the labour force, the means
of production, and financing combine in different ways to constitute
in different periods of film history, specific 'systems of production'
organized around the central function of a particular skilled member
of the firm: the 'cameraman' system of production, the director system,
the 'director-unit' system and so on (ibid: 85-153, 309-64).
In order to determine what systems of production may be in
operation in Bombay, it is necessary to first understand the relations
between the different sectors of the film industry and the way
production is organized within the network formed by these sectors.
The FEC report of 1951 notes that unlike the concentration of
production in the hands of a few concerns in Hollywood, 'India is
distinguished by a plethora of producers' (FEC Report: 64) The figures
cited show the extent of fragmentation:
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Source: Report of the Film Enquiry Committee, 1951: 64, 323-4The average number of films made per producer was highest in
1939 at less than two. By 1948 the average had dropped to just over
one film per producer. Not only were there a large number of
producers turning out one or two films a year, but a significant
number of them were 'newcomer independents' afflicted by a high
rate of 'infant mortality'.
The production sector of the industry can thus be divided into
two broad segments consisting of a tiny group of 'established'
producers and a large number of independents. This has been the
general trend at least since 1939, that is to say, before India was
drawn into the war effort. YA. Fazalbhoy's Review (nd) published
soon after the 1939 Indian Motion Picture Congress that was held in
Bombay, shows that under-capitalization was very much the norm
even in the 'studio era', thus reducing the importance of the break
that was attributed (by Barnouw and Krishnaswamy (980), for
instance) to an influx of black money that lured stars away from the
studios during the Second World War years.
To begin with, Fazalbhoy traces the entry of independent
producers to the early thirties when the arrival of sound suddenly
freed the Indian language film from competition with imported films
and led to its undisputed leadership and a vast expansion of its
market. Thus,
every qualified and unqualified man rushed into film production
and over f()ur hundred pictures were made in some of the earlier
years. Very soon came a glut in the markd and a number of studios
and producing companies closed down because their products could
not be sold profitably. The industry has not yet recovered from
the depreSSion that came in the train of these successive disasters
(Review, nd).
He concludes with the now familiar prescription that organization
'on more scientific principles' and 'better facilities for finance' could
alone prevent the high rate of failure of the production companies.
The Indian producer, according to Fazalbhoy,
is usually satisfied if he can take one picture in hand at a time and
follow it up to its end through many months of hard labor. The
economies in overhead expenditure that come from producing a
number of pictures at a time have necessarily to be sacrificed (ibid).
Establishing the industry on a firm capitalist basis, with high capital
investment and mass production were seen to be crucial but the
industry's 'internal organization' was too weak to achieve this and
thus could not attract the support of the government and the public.
If the extremely small units of the present day succeed in expanding
sufficiently to ensure economic working or if they merge into larger
units, they can not only get sufficient financial support, but also secure
such an important voice in commercial matters that governmental
authorities will scarcely be able to ignore them (ibid: 7).
Related to these symptoms of economic disorder and fragmentation
is the question of how the individual film itself is put together:
Studio facilities being limited, the lack of pre-planning adds to delays
and necessitates last minute improvisations (Fazalbhoy Review: 10-11).
Dialogue, role development and even the story's line of progression
were being decided during the production. The NFP report, published
in 1980, did not see any change in this regard (NFP Report: 17).
Thus, while a large number of films are produced every year, there
is no 'mass production' in the strict sense of the term. The importance
of this detail will make itself felt as we proceed.
The studios, an important cornerstone of the film industry, were
in a position of unquestioned dominance in the 1930s, when the
film world was 'beginning to have the look of an organized industry'
(Barnouw and Krishnaswamy 1980: 117). Why were they then unable
to hold on to their position of strength when it was challenged by
the independent newcomers' As it is usually understood, the strategy
of the newcomers was based on a shrewd calculation of the role of
the star in the success of a film. The stars, whose incomes in the
studios were moderate, were lured away with the offer of huge
sums, thus drawing the studios into a competition from which they
never recovered: The elevation of the stars to the status of
independent values, capable of a sort of self-valorization, upset the
control over the production process which had enabled the studios
to maintain their methods and (non)disciplines of work. This was
also the occasion for the entry of 'black money' into the industry.
The newcomers, backed by the tainted surpluses of blackmarketeers
(later they would be joined by smugglers), offered a part of the high
payment to the stars in the form of unaccounted money, which
would be 'tax-free'. During the last years of British rule, this practice
was even regarded as a patriotic act (ibid: 127).
But there is another reason for the loss of dominance: although
the studios were large well-organized production centres, they
functioned on what Barnouw and Krishnaswamy call the 'one-big
family' principle. 'The big companies of the 1930s, like the Phalke
company before them, seemed to be extensions of the joint family
system. Many of the companies had, in fact, clusters of relatives'
(ibid: 117). Thus, these companies were functioning in a market
economy, producing commodities for mass distribution, but the
production relations were based on kinship loyalties.
From the trends noted above it would be reasonable to conclude
that the transformation wrought by the influx of independent
producers intensified rather than caused the dispersed mode of
functioning of the industry. The independent producer was at best
a small-scale capitalist entrepreneur who could depend on the
availability of low-wage casual labour and freelance acting talent
with enormous wage differences between the stars, the 'character
actors' and the 'extras' and could rent all the requisite technical
services and equipment. The star, who was previously only one of
the more important units of congealed value (or 'symbolic capital')
to go into the product, now became the primary source of value.
A separate distribution sector for the Indian film industry was a
late development. In the silent era, when Indian films formed only
a small segment of the total films exhibited in the country, only
imports were put on the market by distributors. A distribution sector
for Indian films only emerged with the birth of the talkies and an
increase in Indian language film production. Distribution and
exhibition are the two sectors of the entire process that are Widely
acknowledged to be the most profitable. The proliferation of small
and short-lived production companies with no fixed capital and
limited working capital has meant that the distributors' profits have
emerged as one of the main sources of finance for film production [26]
The separate existence and the relation of dependence between the
distribution and production sectors ensures that capital remains
permanently dissociated from the production sector which it
subordinated to its own self-valorization. Capitalist enterprise is still
in its emergent form here and for all practical purposes remains a
system akin to the 'putting out system' of early capitalism, where
production is subservient to distributors' capital which is advanced
to producers, the product then belonging to the financier.
Film distribution was not the main occupation of those who
entered the business. Most of them were moneylenders who turned
distributors in order to recover their money:
The 'minimum guarantee system', which is supposed to assure the
producer a minimum return on each film, is also not as favourable
to producers as it appears. The amount that is fixed as the minimum
guarantee in this transaction is usually the amount loaned by the
distributor to the producer during the making of the film. As a result
the producer often gets no revenue from a film after production
because the minimum return has already been given in the form of
loans. It was also in the distributors' interest 'to see that returns from
pictures are not so excessive as to enable the producer to pay them
off' (ibid: 48).
The exhibition sector's role in this scenario largely complements
that of the distributor. In the first place, distributors, to secure their
long-term interests, establish control over theatres. A syndicate of
distributors has been in operation in Bombay, monopolizing the
theatres. The rise of the multi-starrer, and the saturation release
strategy led to rental increases which reinforced the monopoly of a
few distribution houses (NFP Report: 24). Theatres were scarce in
any case because of unfriendly construction rules. Even when new
ones were constructed all over India during the seventies after the
rules were relaxed, demand continued to exceed supply in densely
populated cities.
There also emerged an intermediary class of 'theatre contractors'
who booked theatres and sold time to distributors at higher prices.
The logic of the industry also gave rise to the staging of 'fake jubilees'
in some centres to create a good impression on audiences in late
release centres. In 1957, Filmfare decided to focus on the 'exhibition
racket'. The sharp rise in rentals-between 1955 and 1957 according
to the magazine, the average rental went up by Rs 700 in the case of
small and second-run theatres and by Rs 2000 in the case of first-run
houses-was the most tangible index of what was seen as a racket
involving various forms of deceit. [27] In 1972, echoing the Indira Gandhi
government's slogan of 'Garibi Hatao', a Filmfare editorial entitled
'Zamindari Hatao' returned to the question of the black money hoards
of the exhibitors and the exorbitant rentals. It pointed out that even
foreign film theatres demanded black money payments when they
screened Hindi films. It wondered how long the 'socialist government'
would tolerate such 'antisocial' activities. The title pointed to the
links between theatre owners and a more traditional, British-created
form of landlordism. The government, which had recently proclaimed
its commitment to ending feudal practices was called upon to smash
the power of theatre owners and bring them into the modern capitalist
economy as rationally-functioning entrepreneurs.
This brief account of the economic structure of the Bombay film
industry demonstrates the dominance of merchant capital and the
fragmentation and heteronomy of the production sector. Against
this background we can now turn to a consideration of the form of
manufacture widely adopted by the industry and its significance for
the understanding of Indian film ideology.
[20] Panna Shah (1981), R.D. Jain (1960), M.A. Oommen and K.V Joseph (1991),
Manjunath Pendakur (1990), Someswar Bhowmik (1986); reports of the inquiry
commissions appointed by government are also a good source of such information
and analysis.
[21] See McKeon (1987) for a detailed discussion of the romance form as precursor of the novel
[22] Filmfare, 28 November 1952, p. 5
[23] See the translations of Phalke's writings published by the National Film Archives
of which a selection has been reprinted in Continuum 2.1 (988/89) 51-73. Especially
significant is the fact that Phalke conceived of Indian cinema as part of the Swadeshi
campaign to develop indigenous industry. For a further discussion of Phalke and
swadeshi, see A. Rajadhyaksha, 'The Phalke Era', JAI (1987).
[24] Screen, 12July 1968, p. 1; 19July 1968, p.13; 14 February 1969, p.1; 16 May
1969, p. 1; 23 May 1969, p. 8; 14 November 1969, p. 1; 14 August 1970, p. 1;
23 October 1970, p. 1.
Also Filmfare, 4 April 1952, p. 4; 27 May 1955; 6 January 1956, p. 5; 3 February
1956, p. 3; 17 February 1956, p. 3; 25 May 1956, p.19; 16 October 1964; 30 October
1964, p. 5; 17 January 1969, p. 7; 11 April 1969, p. 5; 4 July 1919, pp. 27, 29, 31;
1 August 1969, p. 23; 5 December 1919, p. 7; 16 January 1970, p. 7; 28 August 1970,
p. 5; 11 September 1970, p. 5; 17 December 1971, p. 7; 2 May 1975, p. 9.
[25] B.K. Karanjia, as editor of Filmfare and the FFC chair, had championed the
proposal, revived the idea in a 1987 article and harked back to the regulation vs.
control debate. However, the advent of television, the liberalization measures of the
Congress regimes, a new culture of vigorous middle-class consumerism and the
industry's scramble to survive in a competitive environment had meanwhile so
trdnsformed the scene that the idea of state-supported capitalist growth seemed
distinctly odd.
[26] Note that financing of production by distributors is by no means a peculiar
feature of the Indian scene This was commonly the practice in Hollywood and
elsewhere. What is important is the industry's status in relation to that sector.
The chief characteristic of distribution in India is that to a great extent
the firms handling the work are merely departments of financing
houses... Since the returns from a picture will be recovered only
after it is in the market for some time the studio must have sufficient
funds to carry on its activities. The financiers who stepped· in with
this help took as security the returns from the picture and in the
majority of cases retained the distribution with themselves
(Fazalbhoy Review: 28-9).
[27] Filmfare, 24 May 1957, p. 3
The Heterogeneous Form of Manufacture
Marx makes a distinction between the heterogeneous and the organic
or serial forms of manufacture. The first, heterogeneous mode is
characterized by the separate production of the component parts of
a product and their final assembly into one unit, while in the second
a given raw material passes through various stages of production
assigned to various workers or units within an integrated serial
process (Marx, Capital I: 461-3). In Hollywood, as Staiger points
out, the organization of production 'most closely approximates serial
manufacture', and features mass production (although far removed
from the 'assembly-line rigidity' of large industry) and a detailed
division of labour, that is to say a division of labour developed in
the factory production process and either intensifying or deviating
from the more generally prevailing social division of labour. In
Hollywood, the 'detailed division of labour mode became dominant
when commercial film-making started emphasizing the production
of narrative fiction films after 1906' (Staiger 1985: 93). The comparison
with Hollywood is crucial because it establishes the centrality of the
question of narrative to the 'economic' questions being considered
here.
A broad equation can be established between each of the two
film industries under consideration and a 'fundamental form of
manufacture'. If Hollywood is dominated by serial or organic
manufacture, Bombay is dominated by the heterogeneous form.
Marx's example for the heterogeneous form is watch-making. The
components of the watch are produced by different and separately
functioning skilled workers, and assembled into the final product. If
we consider that the Hindi film is conceived in this way, as an
assemblage of pre-fabricated parts, we get a more accurate sense of
the place of various elements, like the story, the dance, the song,
the comedy scene, the fight, etc. in the film text as a whole. On the
other hand, what makes this method of functioning unsuitable for
Hollywood is the fact that a material substratum-the story-is the
point of departure of the production process and its transformation
into a narrative film is the final goal of that process. The needle,
Marx's example for serial manufacture, is distinguished by the fact
that the base material of the product is present from the beginning
to the end of the process. In the watch the whole's relation to its
material components is that of an ideal signifying process (the
measurement and indication of time) to its material means of
realization.
It is striking that the typical film produced by the Bombay film
industry should bear so close a resemblance, in terms of its relation
to 'raw material', to the example of watch-making. Here we encounter
the limits of the analysis we have been pursuing so far, which is
focused on the internal economic organization of the industry. The
fragmented, episodic structure of the Hindi film text reminds us that
beyond the combination of the mode of production and form of
manufacture, there arises a problem of narrative that can only be
resolved at the level of the social totality.
To summarize the argument, it is my contention that while the
Hollywood production process is structured around the primary
operation of transforming a given raw material, the story/scenario,
into a film, in the production process most familiar in Bombay, the
separate development of the components of the film text render
this process relatively unimportant. Indeed it could be said that the
story here occupies a place on par with that of the rest of the
components, rather than the pre-eminent position it enjoys'in the
Hollywood mode. The written script, which enabled 'disjunctive
shooting schedules' and other measures aimed at economy and
efficiency and necessitating the division of the task of writing into
several stages is one factor of extreme importance to the Hollywood
production process, whereas everyone who writes on Bombay
cinema notes, that this is conspicuous by its absence there. The
script 'became more than just the mechanism to pre-check quality:
it became the blueprint from which all other work was organized'
(Staiger 1985: 94).
Contrast this with the numerous and constant complaints in
Bombay about the lack of a fully-developed script and the equally
frequent and shortlived euphoria about signs of change. In the early
1950s, in the wake of one of the recurring production crises, the
'stereotyped films' were condemned universally along with the
absence of 'co-ordination' and 'powerful or realistic theme(s)'. [28] A
'silent revolution' was discovered, demonstrating audience
dissatisfaction with the existing formula films and the search for
new formulas based on realistic stories [29] was launched. Story writers
were said to be coming into their own with producers launching a
search for 'original story material'. [30] The actor and left-wing cultural
activist Balraj Sahni argued in an article that the screenplay and not
the story was the vital element in' film-making. 'I cannot imagine',
he wrote, referring to one of the conventions of Bombay film-making,
'how the dialogue writing can be separated from the screenplay
writing.' Sahni linked his idea of the pre-eminence of a holistically
conceived screenplay with a 'revolution in men's minds' that had
placed 'man' at the centre of the world. He urged film-makers to
study the realist drama of the west, which 'will teach our screen
writer the 'method' of realism' and help to emancipate him from 'his
feudal outlook'.[31]
Each of the component elements of the Hindi film is capable of
much internal variation but their consistency from film to film is
ensured by the fact that these variations are not demanded by the
narrative. Thus, there are an infinite variety of songs, many extremely
talented musicians with a tremendous capacity for blending different
traditions of music and creating a seemingly endless supply of catchy
tunes. But the lyrics are written in a language which has its own set
repertoire of images and tropes for themes like romantic love,
separation, rejection, maternal love, marriage, etc. The songs adopt
a literary' style which has a predilection for certain recurrent motifs:
the mehfil, shama/parwana, chaman, bahar, nazaaren, and so on.
This repertoire of images is drawn from the frozen diction of romantic
Urdu poetry.[32] It is the task of poets, who figure here as traditional
artisans with control over their own means of production, to supply
these songs.
Dialogue, similarly, employs its own register of terms and idioms.
Here we may observe one of the reasons why discussions of the
need for a script also combine an exhortation to find realistic stories.
For although it is rarely done, it is not impossible to prepare a fully
detailed script for the kind of film described so far. But the problem
lies elsewhere: the kind of narrative contexts that the given dialogue,
lyrics, dances and stock characters make possible do not require a
prepared script, simply because the variations in them are caused
by innovations internal to the traditions of dialogue-writing, Urdu
lyric-writing and dance history rather than the external pressure of
the particularities of a narrative. The encounter between the good
and bad elements in the fight scene is also a stylized enactment that
follows its own logic of elaboration. Within the virtual space of the
fight, what is enacted is a choreographed ballet, credited to 'fight
composers' who have their own star value.
We are now in a position to state more precisely the manner in
which a 'heterogeneous form of manufacture' operates in the Hindi
film industry. It does so to the extent that the cinematic instance is
not the dominant one in the production of the film text; to the
extent that the component elements of the text arise in traditions
that have a separate existence or in traditions that, arising in the
context of film itself (like the star system), acquire an independence
that retroactively determines the form of the text. The different
component elements have not been subsumed under the dominance
of a cinema committed to narrative coherence. The heteronomous
conditions under which the production sector operates are paralleled
by a textual heteronomy whose primary symptom is the absence of
an integral narrative structure.
Genre and Industrial Organization
In this context let us consider an interesting paradox. Most writers
on the Indian cinema agree that during the studio era, while there
was a weak but noticeable tendency to generic differentiation, post
independence history shows a tendency for generic distinctions to
gradually weaken as a dominant form, most commonly known as
the 'social', comes to reign supreme.
Rosie Thomas has described the emergence of the social succintly:
By the 1930s a number of distinctly Indian genres were well
established. These included socials, mythologicals, devotionals,
historicals, and stunt, costume, and fantasy films. As song and dance
are a central and integral part of films of all genres, the term musical
is seldom used. Although genre distinctions began to break down in
the 1960s, they are still relevant, not only to an understanding of the
range of films made today and in the past, but because the form of
the now dominant socials has in fact integrated aspects of all earlier
genres (1987: 304).
Thomas's definition of the social indicates that the term is convenient
rather than appropriate:
The social has always been the broadest and, since the 1940s, the
largest category and loosely refers to any film in a contemporary
setting not otherwise classified. It traditionally embraces a wide
spectrum, from heavy melodrama to light-hearted comedy, from films
with social purpose to love stories, from tales of family and domestic
conflict to urban crime thrillers (ibid).
This form not only subordinated the other generic tendencies to
itself externally (i.e. by restricting the number of films with a distinctly
different generic identity and/or by relegating them to the more
provincial or sub-cultural exhibition outlets), but also by an internal
subordination, whereby films in the dominant form included within
themselves, fragments of genres like the thriller, the detective film,
the gangster film, the costume drama and the devotional. The
transition from studio production to the dominance of independent
producers is one of the factors cited for the rise to pre-eminence of
the 'social'.
Thus, on the one hand, the dominance of a few studios yielded
to the new, extraneously backed power of a multitude of independent
one-film producers, resulting in a fragmentation of the industry. On
the other hand, in a parallel and contrary development, a tendency
to generic differentiation, which was supported by the competing
studios' desire to give a distinct identity to their products, was reversed
and a super-genre swallowed up all the rest. Comparing the studio
era with the situation at the start of the sixties, B.R. Chopra, one of
the established producers in the industry, commented:
In the past, producers were financed by progressive men who were
interested in keeping up a banner like that of New Theatres, Prabhat,
Ranjit, Sagar Movietone and Bombay Talkies. gut today the financier
advances money only to one single picture which has become a Unit
by itself regardless of the banner under which it is made. [33]
We can ignore the suggestion that the financiers of the past were all
progressive. What is interesting in this passage is the idea that the
new mode of film production had led to the conception of each film
as a single Unit. The use of the capital letter suggests that what is
being referred to here is a conception of each film in its comprehensive
singularity, its status as a product specific to the particular combination
of financier-producer-director-stars and undetermined by the need
to distinguish it from products of a multitude of other similar
combinations that together made up the Bombay film industry. Thus
arises the ideology of the all-inclusive film, whose vision of the
world tends to be multi-faceted, episodic and loosely structured.
The post-independence Bombay film's aesthetic has often been traced
by critics to Sanskrit dramaturgy but here we glimpse the historically
more significant material determinations of the dominant film form.
The structuring of a film text around a single linear strand of
narrative with one dominant affect-pathos, comedy, action, mystery,
music, romance, horror-indicates the logic of a production process
based on product differentiation and the development of 'special
needs'. Where such a process has not advanced beyond the
elementary stages, where an industry is composed of a large number
of individual capitals 'not bound together by any objective social
interconnection' (Banaji 1990: 237), the conditions for the planned
differentiation of products do not exist. These two modes of capitalist
production (by a firm and by individuals functioning in temporary
alliances) thus result in two different modes of commodification.
In the Hollywood mode, the commodity unit is the individual
film. Each film is marked by a high degree of internal unity and the
values and skills that enter into its production are organized into a
stable hierarchy, whose primary effect is that of a tightly-organized
coherent narrative. By contrast, the independently-produced Bombay
film is marked by the relative autonomy retained by the various
elements that flow into the production process. [34] The system of film
songs has an autonomous existence, as we have seen, and so do
the dialogue and the star image.
This means that the process of commodification operates along
lines that are determined by an unevenly-developed market
capitalism, fragmenting the film text into its component parts. Thus
the individual film tends to function more as a space for the exhibition
of a combination of autonomous talents or values. [35] This space is
organized by means of a minimal narrative framework.
Returning to the relation between the production practices and
ideology, it is necessary to ask whether the haphazard and
individualized mode of production that has survived in Bombay for
such a long time is necessitated by the kind of ideology that the
industry is committed to disseminating. So far, it has seemed as if
the economic conditions of the film industry constitute a series of
drawbacks, failures and constraints, an image produced by the
industry's own perceptions. The analysis rests on a presupposition
that the economic realities were acting as a constraint on the type of
film that could be produced by the industry. But it is possible to
pose a different question: if it is said that Hollywood, when assigned
(or assigning itself a certain ideological task, [36] developed a mode
of production that would facilitate its achievement, can a similar
statement be made about the relationship between the ideology of
the Indian film and its mode of production? The question, in other
words, concerns the instrumentality of the production process to an
ideological goal: can we assume that this is true of all situations?
The evidence points to two conflicting answers: on the one hand,
there is the perceived failure of the attempt to gain mastery over the
production process, to make it serve a determinate ideological project;
on the other hand, the very impediments placed in the way of such
consolidation by the powerful financiers may be said to have
contributed (with whatever degree of 'intention') to the perpetuation
of a backward capitalism in production and pre-capitalist ideologies
in which relationships based on loyalty, servitude, the honour of
the khandaan (clan) and institutionalized Hindu religious practices
form the core cultural content. Thus, a state of affairs that appears
to be the result of a series of 'failures' [37] may well be the one that the
particular state form obtaining in India makes possible. Given this,
it is difficult to agree with the oft-repeated assertion that the popular
Indian film is 'precisely tailored to the tastes of the local audience'.[38]
Having examined the economic structure of the film industry,
we have seen that beyond the distinctly economic constraints on
this cultural institution, there remains the problem of narrative whose
explanation has to be found outside the narrow framework of the
industry's mode of production. We have seen that the prevailing
mode of organization of the industry perpetuates itself because the
dominant aesthetic form does not require the kind of integrated
production process, which becomes imperative where the narratives
are particularistic, focused on chunks of the real. Why does the
standard Hindi film take the form it does? Why has it proved so
difficult, and yet to some so necessary, to integrate the film text
around a central, particularistic narrative?
The advocates of realism, narrative integrity, linearity and other
virtues function in the history we have recounted as the would-be
agents of a bourgeois revolution. Their repeated campaigns, all ending
in failure, are symptomatic of the return, at every step, of a logic of
form that is beyond their control, beyond the reach of the solutions
they propose, a logic that could not be grasped in its totality because
it is itself located at the level of the social totality, and determines
the discursive possibilities available to cultural producers. Now,
perhaps, as the basic conditions are changing, we may be able to
catch a glimpse of this logic.
What we observe in Hollywood, during the era of 'classical
Hollywood cinema', is a historic turn in the logic of production
whereby stories were situated at the beginning of the production
process, in the position which, in other industries, is occupied by
'raw material'. This positioning of the narrative as the pre-eminent
factor in the process, was what made it possible for Hollywood to
establish, for about thirty years, a system of efficient mass production
that has been the envy of the rest of the world. Such a shift, however,
was facilitated by the fact that the aesthetics of realism itself was
capable of being re-imagined in these terms. Realism's political
significance becomes clear in this light: Andre Bazin, perhaps the
most influential theorist of the cinema, associates realism with the
maintenance of the values of liberal democracy. In his way of
representing the true nature of realism, we glimpse the traces of a
conception of realist performance as the occasion for production of
meaning by audiences. Bazin manages to at once acknowledge the
productive, creative role of the author, and negate it, by investing
the right to interpret and produce meaning in the spectator as
sovereign citizen. Such a conception of the aesthetic process is
inconceivable without the historical process of capitalist expansion
which gradually renamed every bit of the world as 'raw material'.
The genius of Hollywood was to have discovered a way to combine
the real process of transformation of raw material with the replication
of that relation within the sphere of ideology.
How could the Indian industry reproduce that kind of unique
historical event? Contrary to the fictive performance contract that
prevailed in the west, what prevailed here can be represented as
shown in the chart below. In this structure, there is no scope for the
raw material relation: the representation of 'chunks of the real' which
are made available for interpretation. The devolution of meaning
requires no large-scale production system. There is a political problem
here which outweighs all the efforts focussed on finding economic
or purely cultural solutions to the industry's problems. Only if and
when that transcendental point of emanation of meaning ceases to
regulate the discourse of cultural texts will the occasion arise for
searching for other ways of organizing the text. And when that
happens, it may no longer be necessary or desirable to repeat the
history of Hollywood: other possibilities may have emerged by then.
1. Relay of Meaning (Heterogeneous manufacture) |
2. Production of meaning (Serial manufacture) |
---|
|
|
|
|
|
|
[28] Filmfare, 7 March 1952, p. 6
[29] Filmfare, 2 May 1952, p. 38.
[30] Filmfare, 16 May 1952, p. 37-R
[31] Filmfare, 30 May 1952, p. 39.
[32] Film lyricists produce versions of ghazal, qawwali, thumri and other musical
forms with a distinctly 'filmy' flavour. Other traditions drawn from are those associated
with Hindu weddings and other rituals and various folk forms. See Dale (1996) for a
brief account of the almost 1000-year history of the ghazal.
[33] Filmfare, 29 Decemher 1961, p. 19.
[34] But see Alexander Doty's (Wide Angle 102), 'Music Sells Movies' which points to a minor trend in Hollywood that seems to parallel ours.
[35] This explains the otherwise peculiar function of film titles in the Hindi cinema.
Titles are often abstract, symbolic words and phrases: Kismat (Fate), Pyar ka Mausam
(Season of Love), etc. They bear a relation to the text that is metaphoric and disjunctive,
rarely metonymic. They are witness to the non-specificity of narratives. As such
within a few years of the release of a film, the title becomes available for re-use. On
the other hand, the point about a title like Junglee (The Wild One) is that it refers to
a character trait of the hero which is quickly shown to be superficial. It is a sort of
brand-name through which a star persona is identifiable.
[36] The details of which need not concern us here. There is a vast amount of
writing on Hollywood ldeology. Apart from J. Staiger (1985), who makes the specific
point mentioned here, see G. Mast and Cohen (1992), B. Nichols (1993), and
P. Rosen (1986) for a wide selection of representative writings.
[37] On the problems arising from the use of 'failure' as a concept in historiography, see G. Spivak (1988).
[38] Nick Roddick, 'Sticky Wicket for Indian Films', Screen International, No 634 (January 9-16,1988), p. 15.
3. The Absolutist Gaze: Political Structure and Cultural Form
The question of nationalism (or more precisely, the formation
and the chances of consolidation of nation-states) in
post-colonial countries has been the object of reflection in
much recent work. In the 'Notes on Italian History' Gramsci developed
the concept of 'passive revolution' as a 'criterion of interpretation'
(Gramsci 1971: 114). In these notes, Gramsci was grappling with a
central problem in the critique of political economy related to the
development of capitalism beyond the borders of the primary
capitalist states and involving a 'transmission' of 'ideological currents'
from the 'more advanced countries' to the 'periphery' (ibid: 116-17).
These reflections on 'passive revolution' and the related concept of
'war of position' have proved to be a very important point of
departure for current thinking on the subject.
In one of the most ambitious applications of these concepts to
the question of the postcolonial nation-state, Partha Chatterjee has
argued, in Nationalist Thought and the Colonial World 'that passive
revolution' is the general form of the transition from colonial to
post-colonial nation-states in the 20th century' (Chatterjee, 1986: 50).
In elaborating this thesis, Chatterjee notes how, according to Gramsci,
there are 'organic tendencies of the modern state' which seem to
favour the forces which carry out a protracted ... 'war of position'
rather than those which think only of an instantaneous 'war of
movement' (ibid: 47). The open confrontation associated with the
'war of movement' does not suit the interests of emergent bourgeoisies
in the underdeveloped peripheral regions. Under such conditions
there are two possible options: either the pre-capitalist sites of
resistance have to be modernized as a pre-condition of the
establishment of a modern nation-state conducive to capitalist growth;
or a nation-state has to be established as the first step, to be followed
by a process of reform from above which will gradually modernize
the nation and expand the domain of capitalism.
In adopting the second approach, the national state banks on
the colonial state machinery, which it inherits through the 'transfer
of power' that marks the transition from a heteronomous state
formation to a (relatively) autonomous one. An alliance of dominant
classes [39] mobilizes the masses in support of its programme of develop
ment. However, this mobilization, and the transformation that it
envisages, are limited in two 'fundamental ways':
On the one hand, it does not attempt to break up or transform in any
radical way the institutional structures of 'rational' authority set up in
the period of colonial rule, whether in the domain of administration
and law or in the realm of economic institutions or in the structure of
education, scientific research and cultural organization. On the other
hand, it also does not undertake a full-scale assault on all pre-capitalist
dominant classes; rather it seeks to limit their former power, neutralize
them where necessary, attack them only selectively, and in general to
bring them round to a position of subSidiary allies within a reformed
state structure (Chatterjee 1986: 49).
An interventionist state apparatus becomes the principal instrument
of capitalist transformation in the absence of bourgeois hegemony
over civil society (which is to say, in the absence of civil society).
Capitalist control of the state apparatus is curtailed by the coalition
within which the bourgeoisie has to function, and in which it can
only pursue 'reformist and "molecular" changes' (ibid: 49).
Neil Larsen has also turned to the 'Notes on Italian History' in
talking about the Latin American nation-states. Both Chatterjee and
Larsen identify colonization as the crucial factor in the 'state first'
model of capitalist development. The state in post-colonial societies
'finds itself enmeshed in an acute crisis originating in its own abstract
negativity as an autonomous power'. Its principal tasks are the
'conquest of civil society' and the concomitant constitution of the
'unitary bourgeois subject' (Larsen 1990: 73).
The thesis that 'passive revolution' is the characteristic mode of
transition to (and further development of post-colonial nation-states
enables us to retain a dialectical approach to the question of national
autonomy/dependency. One of the problems faced by contemporary
cultural theory is how to balance the perception of the cultural
autonomy of post-colonial states with the reality of their dependent
status in global capitalism. Even as we witness the steady erosion of
the economic and political autonomy of these nations with the
expansion of multinational capital and the military-political power
of the NATO bloc, cultural theory takes on the responsibility of a
compensatory assertion of absolute cultural autonomy for these
beleaguered entities. [40] The paradox here is that the sources of this
autonomy are seen to reside in the irreducible cultural differences
between previously independently developing civilizations and
communities, that is, in whatever already existed before the advent
of a homogenizing capitalism. On the other hand, within the limits
of a capitalist order the possibility of a difference and autonomy in
a modern sense is predicted on the construction of a new national
culture, itself dependent on political and economic autonomy.
Contrary to such axiomatic assertions of cultural autonomy
therefore, this study will assume that there is a complex dialectic of
autonomizing and heteronomizing tendencies within the field of
mass culture where cinema is situated, and that the cultural forms
arising from what Gramsci calls the 'transmission' of 'ideological
currents' are a symptom of this dialectic. In particular, in a discussion
of cultural forms, we must pay attention to the question of the
production (and reproduction) of new subjectivities compatible with
generalized capitalist development. The 'Citizen Subject', as Balibar
has argued, is the elementary unit of the abstract State, an ideal unit
whose actual realization is never complete, even in the most advanced
of the capitalist countries. Nevertheless, this 'utopic figure' is,
according to Balibar, 'the actor of a permanent revolution', a figure
whose very positing, by the bourgeois revolution, inaugurates an
unceasing struggle for the equality which was the unrealized premise
of that revolution's philosophy (Balibar 1992: 54).
Although the Citizen-Subject remains an incompletely realized
utopic figure in all instances, it is also the case that this non-realization
itself takes specific forms in different nation-state formations. I will
try to elaborate this by reference to Indian culture, where it can be
observed that the concept of 'citizen' remains an ideal attached to a
unique individual, rather than an attribute that is automatically
assumed to belong to all who inhabit the nation-state. Of course, in
the political sphere, every citizen votes and thereby realizes his/her
'citizenness'. However, this sphere of symbolic equality is qualified
not only by the real differences in wealth that undermine the equality
(and indeed necessitate the discourse of equality as a disguise), but
also by the uneven combination of ideologies which reproduces
other political subject positions.
Post-independence Hindi narrative cinema has been dominated,
as stated earlier, especially in the 1950s and 1960s, by a form that
can be described as the feudal family romance. The dominant status
of this form in popular cinema is a symptom of the nature of power
in a ruling alliance in which the bourgeoisie is only one of several
constituents. It is a compromise formation specific to the mutually
beneficial co-existence, in independent India, of a colonial elite
with a pre-capitalist social base and a bourgeoisie aspiring to the
status of the dominant (if not the sale) partner in the coalition. The
dominance of this form is evidence of the suspension of the process
of re-constitution of the social around the figure of the citizen.
The feudal family romance, however, survives alongside
tendencies towards the consolidation of realist and melodramatic
aesthetic modes. While the feudal family romance is itself a
'melodramatic' form (corresponding to the stage melodrama of early
capitalism), its romance form, hierarchical mode of address and its
configuration of social space are in conflict with the aesthetic project
represented by the new melodrama and realism. However, this
conflict does not coincide with the idealist notion of a conflict
between tradition and modernity. Rather, it represents a conflict
between two ideologies of modernity, one corresponding to the
conditions of capitalist development in the periphery, and the other
aspiring to reproduce the 'ideal' features of the primary capitalist
states. The following section will situate the feudal family romance
in relation to the competing modes of film melodrama and realism
in an attempt to chart the ideological forces at work in the project of
Indian film culture. My attempt is to understand these cultural forms
in relation to the processes of modernity, namely the formation of
the modern state, the transformation of the social space into a value
generating order, and the project of expanding the field of operation
of the figure of the citizen.
Realism and Melodrama
Both realism and melodrama have been acclaimed as aesthetic forms
bearing an intimate relation to the democratic revolution. For a long
time, it seemed as if realism alone was worthy of this distinction but
in recent years, since the publication of Peter Brooks' The
Melodramatic Imagination (1976) and a series of essays on film,
beginning with Thomas Elsaesser's 'Tales of Sound and Fury', (see
Landy 1991) the tide has turned in favour of melodrama. However,
this shift has not been accompanied by any explanation of how and
why these two forms can both claim to be the representative aesthetic
form of a democratic society. The 'feminization' of mass culture has
been shown to be a feature of cultural theory in the Modern West
(Huyssen 1986). Thus, the gendered polarization of culture into a
masculine sphere of autonomous modernist works of art, and a
feminine sphere of heteronomous and formally diffuse mass culture,
has led to an affirmation of melodrama as a feminine form and its
pleasures as the denigrated but real and valued pleasures of female
audiences.
However, melodrama, which in its early manifestations was too
diffuse and fragmentary to be called a form in its own right, achieved
its highest level of formal consistency precisely at the moment
when it came to be specifically addressed to women, in the
Hollywood women's melodrama (Gledhill 1987: 6) and in similar
films made by the Bombay industry. On the other hand, a study
of Indian film melodrama shows that in its most fragmented,
patchwork texture, its most 'feminized' appearance going by
Huyssen's argument, it was addressed to a wide, undifferentiated
audience. Thus women's melodrama appears to be a specific
branching off from a popular form; its achievement of a certain pre
eminence for a period in the history of Hollywood cinema may
serve as an index to the prevailing social relations in American society,
but the question of the conditions of possibility of melodrama remains
unresolved.
The relation between melodrama and realism can be best
understood by reference to the fiction of the social contract and the
field in which the contract is held to be effective. Many of the early
European and American stage melodramas were aristocratic
romances. [41] In the search to identify a 'melodramatic imagination' it
is possible to miss the fact that this 'form' does not derive its
distinguishing properties from its thematic content, but from features
that attest to its origins in a transitional social formation. It is the
undifferentiated mass audience on the one hand, and the thematic
eclecticism and episodic narration on the other that give melodrama
its specificity (ef. Elsaesser on the many points of origin of the
melodrama). It is futile to look for any 'essential' qualities of
melodrama, any identifiable melodramatic imagination. As Mary Ann
Doane (1987) has observed, the term melodrama has occasioned so
many divergent explanations and applications that its usefulness as
a critical term may well be doubted (Doane 1987: 71). While feminist
film criticism has employed the term to designate the '50s family
melodrama' of Hollywood, it has had a longer history in drama
criticism as theatre has been the 'natural' habitat of the genre. In
film criticism, while initially, as Pam Cook (Melodrama and the
Women's Picture 1991) observes, melodrama was studied within
the auteurist critical tradition, feminist intervention led to more
generalized theoretical projects attempting 'a historical appraisal of
the genre in cinema as a whole' (Cook 1991: 249; Gledhill 1987: 5).
Beyond this, the very clear-cut genre differentiation that is
characteristic of Hollywood cinema was itself seen to be overridden
by the melodramatic worldview that all these genres shared (Landy
1991: 15). Thus, it could be said that all popular cinema is tendentially
capable of being described as melodramatic. [42]
The current accumulation of research seems to suggest in the
case of Hollywood that no 'pure' melodrama exists in a separate
state. 'Melodrama was at best a fragmented generic category and as
a pervasive aesthetic mode broke genre boundaries' (Gledhill 1987: 6).
Melodramatic and realist codes seem to occur in combination.
Nevertheless, there remains the question of the different values
associated with these two aesthetic modes. The realist aesthetic
occupies a privileged place in the western imagination. In particular,
the post-World War II emergence of Italian neo-realism on the
international scene led to the equation of realism with democratic,
anti-fascist ideologies while popular forms were described as escapist
and corrupting (Landy, British Genres 1991: 19). To attribute such
political functions exclusively to any aesthetic form is essentialist
and anti-materialist; no aesthetic mode can be inherently democratic
or reactionary. But the very existence of this hierarchy as well as the
evolving compromise between the two aesthetic modes is indicative
of the determination of the formal possibilities in capitalist culture
by the hierarchies entailed by modern social structures.
Every representation of reality is not a realist representation.
Realism is thus not so much a matter of the object of representation
but a mode of textual organization of knowledge, a hierarchical
layering of discourses. Colin MacCabe (1985), whose essay on realism
elaborates this thesis, notes that the hierarchy of discourses in the
'classic realist text' is 'defined in terms of an empirical notion of
truth'. In this type of text 'the narrative prose [here it is the literary
realist text that is in question] functions as a metalanguage that can
state all the truths in the object language ... and can also explain
the relation of this object language to the real' (MacCabe 1985: 34-5).
The object language belongs to a world of indirection and opacity
that is compensated by the transparent metalanguage. This
metalanguage MacCabe describes as 'unwritten', not because it is
not present in the novel but precisely because of its ambition to
become a transparent medium for making visible the meanings
immanent in the object language-world. In thus 'denying its own
status as writing' (ibid: 36), the metalanguage of realist representation,
I suggest, exactly corresponds to the in-betweenness of the figure
of the citizen, who, as Balibar has observed can, by definition, be
neither singular not collective. [43] The citizen-subject is a combination
of the abstract unit of the bourgeois polity with the material,
'pathological' subject.
A difficulty arises when this definition of the classic realist text is
sought to be applied to cinema. Here there is no manifest equivalent
of the written discourse that aspires to 'unwrite' itself, the meta
language that, aspiring to a condition of absolute transparency, is
nevertheless obliged to go through the materiality of writing.
However, the camera's work of narration, 'which 'shows us what
happens', functions as a metalanguage, providing 'the truth against
which we can measure the discourses' (MacCabe 1985: 37). 'The
narrative of events-the knowledge which the film provides of how
things really are-is the metalanguage in which we can talk of the
various characters in the film' (ibid: 38). What is significant here is
the implication that in cinema the metalanguage moves closer to
the condition of invisibility, while remaining identifiable in the traces
of the work of narration.
But it is not only in cinema that such a potential disappearance
of the metalanguage is observable. In his investigations of 'peripheral
modernity', Neil Larsen has demonstrated how, in its further
adventures within the literary domain, the metalanguage proves that
it can indeed conserve all its ideological effects even as it completely
disappears from the space of the text itself. Larsen's analysis of a
story by Juan Rulfo, 'La Cuesta de las Comadres', while tracking the
changing disguises of the metalanguage of realism, also introduces
the element that is crucial to its broadened understanding: the
question of the state.
The story is narrated by an old farmer in a regional dialect [44]
(corresponding to the 'object languages' whose reception the metalanguage of realism tries to mediate). It recounts 'what at first appear
to be two unrelated series of events: the sudden and unexplained
depopulation of the small community of ranchos named in the title,
and the equally suspicious activities of Remigio and alidon Torrico,
the two local caciques who have remained behind' (Larsen 1990:
57). This story, with its surprise ending, in which the narrator comes
round to confessing to a murder, catches the reader unawares. 'For
a reader attuned to the narrative signposts and motivations of a
conventional prose realism, the initial effect produced by 'La Cuesta
de las Comadres' is one of perplexity and shock' (ibid: 58). The
reader is left without the reassuring mediation that a metalanguage
provides. The source of the shock, thus, is the 'uncodedness' of
violence 'within the cultural whole' (ibid: 59). A second reading that
is aware of the ruse, Larsen observes, may suggest 'that this sense of
an interior plenitude of spoken cultural substance is not self-sustaining
but rather the effect of the absence of any obvious rationalizing
authority on the level of the narrative discourse as a whole' (ibid:
59), in other words precisely that hierarchizing discourse of the
metalanguage that is at once there and not there. But if it is not
there in the text, where has it gone, and how does it produce its
effects in absentia? Larsen's argument is that while it has disappeared
from the horizontal axis of the narrative, its effects are produced on
a vertical axis, from a place outside and above the text.
The erasure of 'direct authorial word' from the horizontal axis of the
narrative ... appears ... to he the result of its transfer or displacement,
to a paradigmatic position from which it is able to govern the flow of
narrative as if through filtration. The semic material upon which
this vertical writing operate.s is not composed of words or meanings
in the standard morphological sense but of whole narrative
utterances, macroscopic blocks of a store of oral narrative, which the
invisible authorial writing selects and arranges in a predetermined
syntax (ibid: 61-2).
Thus the appearance of popular language independently of a
dominating metalanguage does not constitute a freeing of the former
from the latter. 'The transparency of writing to its regional object,
understood transculturally as a failure or at least a deferral of the
bourgeois episteme, perhaps tells us something we are loath to
hear-that this same "cognitive structure" has now learned to
represent itself exclusively in the cultural/aesthetic signs of its Other'
(ibid: 62).
Larsen relates the 'aesthetics of vertical writing' to 'the politics of
the state as nonstate' (ibid: 63). When the rationalizing discourse of
realism does not appear, it is because 'the state, the very center of extra
literary authority, has itself become a horizon of representation' (ibid: 67). In
the transition from the classic realist text of European literature to
this realism of peripheral modernity marked by a strategic suspension
of rational mediation, the missing link is the figure of the citizen
which, in its in-betweenness, performed the double function of the
state-collective, and voice of narration, the present discursive agent
of a self-absenting authority. The citizen as the mediating figure
between state and individual is an elusive mechanism of social
organization in conditions of underdevelopment. The 'regional and
"barbaric" circuitries' that resist the formation of 'civil society'
necessitate a different hegemonic strategy: 'the consensual stability
of civil society must be sought through the direct control of these
non-state circuitries themselves rather than through the traditional
atomizing approach of the liberal metropolitan states (constitution
of the modern 'citizen')' (ibid: 63).
From here we can proceed along two diverging routes to the
further critique of realism. The first would remain within the
framework of the discursive hierarchies of the realist text,
encompassing both the classic realist text of the western tradition
and the vertically controlled realist representations of peripheral
modernity. The various 'nationalist realisms' like Italian neo-realism,
and the realist experiments in Indian 'new cinema' as well as the
manifestoes of realism like Bazin's which emphasize its political
liberalism, fall within this problematic [45] Most extensively elaborated
in the writings by and about the Italian neo-realist film-makers, this
aesthetic movement finds itself functioning as one of the mechanisms
of the modern state's hegemonic project, giving substance to the
state's claim to represent the 'nation' that it encompasses. The nation,
which Robert Fossaert described as 'the discourse of the state, [46] is
produced by various means: aesthetic realism is one of them. The
land and the people, represented in their objective there-ness,
constitute this substance.
The second route open to the critique of realism is the one isolated
by MacCabe in his second essay on the subject. In a discussion of
Hollywood cinema, MacCabe reminds us that by the Bazinian
definition, these films are not realistic. However, the case for
Hollywood realism is made, as already mentioned, by considering
that the goal of realism, 'a transparency of form'-is achieved by
Hollywood through cinematic practices of signification, whereas
'Bazin's criteria for distinguishing between films can only be based
on non-filmic concerns' (MacCabe 1985: 60), i.e considerations of a
qualitative kind centred on 'any narrative procedure which tends to
make more reality appear on the screen' (Bazin).
Although by making visible the productive role of the camera
and the suppression of contradiction in the realism of the Italian
school, MacCabe makes a case for the fundamental unity of neo-
realism and Hollywood realism, there is a secondary axis of difference
between these two modes which the essay comes close to denying
but eventually leaves open. If, then, we assume that there is ga
significant difference between these two modes of realism, how can
this be defined? I have suggested above that the distinguishing mark
of the first mode, which for convenience can be called nationalist
realism (or realism arising at the level of the political instance), is its
engagement in the project of producing the nation for the state. The
Indian new cinema of the early seventies, especially the first three
films of Shyam Benegal, employs this mode (see Chapter 8).
The second mode, identified with Hollywood, and more pertinent
to our immediate concern, which serves as an ideal that the popular
Hindi film sometimes strives to emulate, arises in the context of a
desacralized social order where the free individual is the elementary
unit. Here the determining factors include the organization of society
into a self-reproducing value-generating order, a mode of regulation
of the free circulation of individuals by means of a symbolic equality
and citizenship. The realist imperative in this context consists in
according primacy to the features of a rationally-ordered society
relations of causality, progression along a linear continuum marked
by motivation, credibility, and action submitted, in the ultimate
instance, to the narrative possibilities arising from the operation of
the rule of law; the realist text in this sense is a sign of bourgeois
hegemony.
This form of realism, contrasted with the melodrama of the
standard Hindi film, bestows an immanent unity (as opposed to a
unity that derives from a transcendental plane) on its content. Coming
into its own with the consolidation of the modern state, it is
distinguished by a transformation of the field of perception such
that the spectator's gaze is attracted by the unfolding of a sequence
of events focussed around a central character, and whose meaning
is constructed through the diegesis, under the aegis of legality.
In such 'rational fictions', the motivation of episodes in their
sequencing ensures that a legally justifiable spectacle ensues as a
result. Principles of credibility, necessity and relevance hold sway.
Such a form does not tolerate 'extraneous' interpolations. The
effectivity of the social contract is symptomatically manifested in the
agreement to subordinate spectacle to the rules of credible, causal
progression of narrative. The narrative contract is a clause of the
social contract. Through its operation, the rationality of the bourgeois
world is demonstrated and ratified. Narrative restraint-credibility
is a chastisement of non-rational ambitions. To flout the norms of
narrative credibility is to flout the law.
I shall employ the term mise-en-valeur to designate this work of
textual organization that produces the real as rational. [47] When Bombay
film-makers talk about realism, they have in mind precisely this
project of a mise-en-valeur which would streamline the standard
film text with its episodic and fragmentary form deriving from stage
melodrama, eliminate features that interfere with a unified linear
narration, achieve a system of generic differentiation which would
break up the heterogeneous components of the 'social' super-genre
and enable their separate development and exploitation, [48]
subordinate the quasi-autonomous factors of the production process
to the overall supremacy of the main narrative trajectory and so on.
Mise-en-valeur operates at the level of the economic and legal
instances of modern social formations. It has two sides, deriving
from these two instances. On the one hand, the legal instance imposes
the requirements of credible, rational progression of narrative and
subordination of the 'moral' world to the functioning of the legal
system. On the other hand, the economic instance calls for
streamlining and product differentiation, a rational distribution and
ordering, across the text, of affective values, a textual economy that
favours internal unity. In combination, these two logics make possible
a realism that differs from the politically inspired national realism.
However, these two modes of realism are not always to be found in
a pure form. Instead, it would be accurate to say that individual
texts lean more strongly towards one or the other. At one extreme,
the spectator's gaze coincides with the frame itself and operates a
vertical control over the space o(the narrative, and in the process
approximates the relation of state to nation. At the other extreme,
the random configurations of the narrative are focussed by anchoring
the spectator's gaze in a relation of identification with a central
character, and thus the citizen as the individual embodiment of the
legal order is called into being.
[39] See Pranab Bardhan (1984) and Achin Vanaik (1990) for a discussion of the
dominant classes that constitute the ruling coalition in India. The bourgeoisie, the
rich farmers and the professional classes have been identified by Bardhan (1984: 40-
53) as the three principal constituents of the ruling coalition. See also Francine Frankel
(1978) and Sukhamoy Chakravarty (1987).
[40] Such, for instance, is the spirit behind the opening argument of Thomas (985).
Ashish Nandy's theory of popular Indian culture is also based on a similar assertion
of an incommensurability of traditional and modern (cultural sectors.
[41] A typical example is 'A Tale of Mystery' written by Thomas Holcroft in 1802 and
based on a French original. Some of the most common plot devices of popular Hindi
cinema are to be found in this play, in which an alliance between good aristocrats is
threatened by the machinations of an evil aristocrat. J.B. Buckstone's 'Luke the Labourer'
(826) also has a familiar plot involving the downfall and restoration of a virtuous
landowning family. Both the plays are included in Michael Kilgarriff's The Golden
Age of Melodrama (1974), 34-52; 94-127.
[42] Today, the subgenre of the domestic melodrama is emphasized exclusively in
attempts to define the filmic genre. Historical epics, gangster films, and horror films
are seen as different genres, distinct from melodrama. This is at least partially a result
of the tendency ... of certain theorists to consider late nineteenth-century British
and American melodramas as the precedent for filmic melodrama. Once the earlier
history of melodrama is considered, we see the immense importance of the historical,
supernatural, colonial, criminal, and mystery melodramas. They provide the
antecedents for the historical epic, the gangster film, and the horror film. It certainly
is necessary to consider the wide range of expression and subgenres that constitute
the nineteenth-century melodrama' (Turim: 156). The Hindi cinema, compressing as
it does the entire history of melodrama into a few decades of film production, is a
uniquely appropriate site for the exploration of this cultural form.
[43] 'The citizen properly speaking is neither the individual nor the collective, just
as he is neither an exclusively public being nor a private being' (Balibar 1992: 51).
Here mention must he made of Elizabeth Deeds Ermarth's Realism and Consensus
in the English Novel which argues that 'fictional realism is an aesthetic form of
consensus' maintained by 'the agreement between the various viewpoints made
available by a text' (Ermarth 1983: ix-x), such agreement witnessing the existence of
a cohesive community. Ermarth does not regard this consensus as a 'consensus
effect', nor does she relate its emergence to the figure of the Citizen and the fiction
of the contract, although in linking realism to the emergence of the Subject/Object
duality (ibid: 77), she could he said to indirectly acknowledge the connection. Because
her notion of 'consensus' is tied to the idea of 'community', Ermarth's use of the term
remains ideological and does not connect the production of the consensus-effect
with the destruction and dispersal of 'communities' at the beginning of the history of
capitalism, a connection which enables us to see that the consensus-effect is an
ideological evocation of community in the service of the dispersed mode of cohesion
specific to contractual bourgeois society.
[44] An English translation (without the 'dialect', of course), entitled 'The Hill of the
Comadres' is available in Juan Rulfo (1967): 17-28
[45] Harry Levin's cryptic observation, that realism has some connection with 'real
estate' (Levin 1963: 68) begins to make sense in this context.
[46] Cited in Larsen (1990): 70.
[47] I have chosen this term because it resonates with the other term - mis-en-
scene - that has become the standard term in English for the organization of profilmic
space. The association helps to understand the meaning of the second term, which
pertains to the text as a whole and the way in which the elements within that whole
are organized. However, the term is not my own: it was used by the French colonial
administrator Gallieni to describe a stage in the process of colonization that followed
after the first stage of 'pacification' which involves the military. In the second stage,
the administrators take charge, in order to dissolve the traditional communities, to
establish a new pattern of relations between the colonizer, the colonized and the
natural resources of the pacified region which would be conducive to a modern
system of value-generation (see Gallieni 1949: 242-7). While my use of the term is
somewhat different, there remains an area of overlap with Gallieni in so far as the
ongoing project of modernization in peripheral countries like India continues to be
centred on precisely such a reorganization of human and natural 'resources' into a
capitalist production system. Indeed, the term can be applied to the general process
of capitalist expansion around the globe, which proceeds with a similar mix of
coercion and administrative initiative and is directed towards the elimination of
blockages in the circuit of value-generation, like traditional communities' resistance
to the development of new needs. A link is thus suggested here between political
economic processes and the transformation.g registered in the cultural sphere.
[48] See an article by Dadasaheb in Filmfare, 8 January 1954, p. 11 which
recommends that shorter films with no songs be shown along with shorts on the
music and dances of India; Chetan Anand (Filmfare, 25 May 1956) said each film
should be in two versions, of which one would be 'short, dramatic, intense and
thematic' and suitable for export to the West; during a period of raw stock shortage
film-makers were urged fo make use of the situation to produce 'shorter, more
integrated film." Filmfare, 24 August 1962, p. 3.
The Feudal Family Romance
Indian film melodrama, and its most important precursor, the Parsi
theatre, [49] together compress the almost 200-year history of European/
American melodrama into less than 100 years of discontinuous
evolution. Indian film melodrama has affinities not only with the
film melodrama of the west, but also, and more significantly, with
the stage melodrama of early nineteenth-century Europe and America.
David Grimsted's study of American melodrama in the first half of
the nineteenth century is helpful in tracing the formal and thematic
similarities between this tradition and Indian cinema.
Thus Grimsted observes that early American melodrama's 'class
structure remained generally feudal and predominantly populated
with kings and peasants, lords and ladies'. Within this broad
framework, variations were possible, 'slaves, peasants, and mechanics
were all allowed at times its most elevated' roles' (Grimsted 1968:
208). Characteristic situations included babies being switched in their
cradles, children thrown into rivers and rescued by gypsies, servants
or monks who were sworn 'to 20 years of secrecy', secret marriages,
princes in disguise, etc. (ibid: 175). While 'it was a belligerently
egalitarian feudalism', the twists and turns of the plot would succeed
in cancelling this egalitarian displacement, most commonly through
last minute disclosure of the lowly character's noble birth (ibid: 208).
The dislocations of social rank which enable narrative movement in
these melodramas are also found in fairy tales and aristocratic
romances; the incipient egalitarianism of these plays could also be
read as a mechanism of aristocratic self-legitimation, a way of figuring
the prince's or noble's organic relationship with his subjects.
A similar feudal structure provides the basic framework for a
majority of Indian film melodramas. From the immensely popular
Kismet (1943) made by Bombay Talkies to the early post-independence
Andaz (1949) and Awara (1951) and further, to the dominant feudal
family romances of the 1950s and 1960s, this basic structure reasserts
itself. In most films this structure appears in an attenuated form but
occasionally one encounters it in all its splendour.
Khandan (Bhim Singh 1965) is a good example. The narrative
centres round the threat posed to the unity of a feudal landowning
family by the intrusion of alien values embodied in the figures of
the villain and his sister played by Pran and Mumtaz, the Singapore
returned relatives of the landlord's selfish wife. Their arrival signals
the introduction of greed, western social norms and dress, the
conversion of traditional wealth into cash, speculative business
ventures (Pran takes cash from his aunt and invests it in a circus)
and a voyeuristic sexuality. In contrast to the folk rhythm of the
songs sung by the villagers, the Mumtaz character and her lover,
wear tight shiny clothes and sing a fast dance number full of English
words in a setting that looks more like a city park than a rural
landscape.(see clip here)Their coming is preceded by the arrival of a poor orphaned
woman (Nutan) who, while working as a servant, nurtures the
handicapped hero and shows herself worthy of admission into the
family. The conflict of values results in a partitioning of the joint
family's property between the two brothers, who had till then lived
together in harmony.
The villain's attributes are significant: his name, Navrangilal,
signifies a changeable, unstable nature, while his parentage (born
of an Indian father and a mother who is seen as non-Indian because
Goa, her place of birth, was still a Portuguese colony) indicates a
new national type that is antithetical to the organic and longstanding
heritage that the landowning elite claimed for itself. On arriving in
India, he declares it his 'fatherland' and is reminded of the preferred
description, 'motherland'-the latter signifying a way of relating to
the land that is characteristic of the countryside.(see clip here)
Preceding the villain's arrival, the landowning class's preferred
relation to modernity is articulated in the course of a family chat.
While the older members of the family talk ironically about the
'darkness' that electricity has brought to the community, the hero
(who was paralysed when he climbed up an electric pole to retrieve
a kite) refers to the benefits of electricity, signalling a possibility of
assimilation of the technological aspects of modernity into the old
order.(see clip here) The social order ushered in by the new national type,
represented by Navrangilal, however, is firmly rejected. The
celebration of Janmashtami and readings from the Ramayana indicate
this class's conception of the legitimacy of its socio-economic power.
Another more contemporary source of legitimation is Gandhianism,
with its emphasis on the stability of village communities, and the
role of the wealthy as trustees. The power of the modern to destroy
this order derives from certain weaknesses internal to the order,
such as the absence of male heirs (since the hero is the son of the
younger brother, the line of inheritance is not direct, thus creating a
gap which the wife's family tries to widen in order to appropriate
the wealth) or, as in the case of the hero, a debility caused by the
advent of modernity. The restoration of the old order at the end
coincides with his being cured of this handicap. The feudal order
has its own scopic regime which comes into conflict with that of the
new order, The voyeuristic look is prohibited. With the arrival of
Pran, however, we are presented with the only voyeuristic
composition in the film, where Pran in the foreground, with his
back to the camera, looks at Nutan, her body framed internally by a
door, as she sweeps the yard.(see clip here)
This basic narrative structure, where the unity and jouissance of
the feudal family, its control over its accumulated wealth, is threatened
by usurpers and modern values, is repeated in numerous films of
this period. The stability of this structure in the period preceding
the early 1970s is proved by films like An Evening in Paris (1967)
and Love in Tokyo (1966), where, even though the action unfolds
against an international setting, the essential features of the feudal
family structure remain firmly in place. From the organic space of
the north Indian village to the high-tech tourist spots of the world,
the feudal structure displays a mobility that demonstrates how
powerful its ideological hold was and to an extent still is. This
structure could incorporate consumerism and other 'modern' features
without damage as long as it did not slide into a position of affirmation
of new sexual and social relations based on individualism. The
'foreign' values that came in for vicious criticism occasionally were
a code word for democracy and a capitalism based on the
generalization of free labour.
The powerful hold that this structure has had on the narrative
possibilities of the Indian cinema is evident in that an emerging
middle-class ideology opposed to the feudal family structure still
requires a staging of this conflict between the feudal and the
democratic as in Rajkumar Santoshi's Damini (1993; see Chapter 9).
In such films, which stage a transition from the aristocratic melodrama
to a democratic version, we are reminded that melodrama is not
inherently democratic, as some commentators have argued, but is a
structure within which a struggle between classes, between old and
emergent forces, is enacted. Thus we must posit a break between
early melodrama, with its aristocratic themes, and the middle-class
melodrama, in which we encounter a form that has made a
compromise with the dominant realist aesthetic.
Of the crime films of the fifties, Kala Pani (Raj Khosla 1958) [50]
also employed a broad democracy versus feudalism approach, in its
organization of the detection plot. The detective story is one of the
popular forms that teaches the cultural values of the new capitalist
hegemony. In his cultural writings Gramsci referred to the absence
of a detective story tradition indigenous to Italy, and the consequent
popularity of serialized detective stories from other countries, which
is viewed as a symptom of the failure to constitute a new national
culture (Cultural Writings 1985: 254-5; 359-62; 369-74) [51]. In India,
Guru Dutt and Dev Anand, together with directors like Raj Khosla
tried their hand at the detective film. Although these films-like
Kala Pani and C.I.D. (Raj Khosla 1956)-had a very elementary
plot, the narratives had a distinct anti-aristocratic thrust.
In Kala Pani, the hero's investigation of a 15-year old murder for
which his father was wrongly convicted, unfolds in a social space
characterized by the coexistence of the feudal and the modern in an
uneasy consensus enforced by the feudal elements who continue to
control the institutions of the modern state. On the side of the good
are the hero, his parents, his lover (the daughter of a lodge-keeper),
and his friends (who include a penniless poet, a retired and penitent
police officer and a waiter). The feudal order is represented by a
Dewan, who is the real murderer, and his lawyer, also a colonial
aristocrat as his title ('Rai Bahadur') suggests, who represents the
colonization of the democratic legal apparatus by feudal interests.
There is also the in-between world of the courtesans, where the
murder took place, peopled by ambiguous figures like Kishori, who
blackmails the Dewan with an incriminating letter and later surrenders
to the new values represented by the hero, by assisting him in his
search for justice.
The occasion for the narrative is the discovery' by the hero that
his father, whom he believed dead, was alive and serving a life-term
for murder. This secret had been maintained by his mother and
uncle, both of whom were anxious to spare him the shame of
dishonourable parentage. Kala Pani thus revolves around the
distinction between honour (which has to be maintained by secrecy,
by suppression of the unpalatable) and conscience (which requires
the uncovering of truth, the coincidence of word and reality). In this
struggle the legal system is democracy's ally, although it must be
freed from the control of the feudal class. In a revealing scene, the
Dewan suggests to his lawyer that they eliminate the intruding hero,
who is digging up the past, whereupon the lawyer reminds him that
the aristocratic order does not exist anymore. The murder took place
in 1943, linking the aristocratic order with the era of British rule.
The police officer who convicted the hero's father declares that he
had borne the guilt of having wrongly accused an innocent man
and had resigned from his job at India's independence, so that its
fledgling legal order would not be tainted.(see clip here)
The 'truth' that the hero of Kala Pani seeks is a legal truth, based
on the legal discourse's emphasis on precision of language. As such
it enables an escape from the moral categories of shame and sinfulness
which, in their diffuse and flexible application, do not allow for
exoneration. Thus, the father's immorality is beyond question: even
if he did not kill the courtesan, he frequented the brothel. Sinfulness
is established on the basis of such association. But the question that
the hero undertakes to solve is a legal question, concerning his
father's guilt in the murder of a courtesan. It is this shift, from the
morality of sinning by association to the legality of guilt by
commission, that reactivates a legal apparatus and a new style of
narrative involving investigation (the hero poring over newspaper
reports that are 15 years old), and mystery. It also mobilizes the
nation, represented by the newspaper and the reading public, against
the diffuse biradari and samaj (community) which allocate honour.
Such instances notwithstanding, the family romance centred around
aristocratic or otherwise exemplary figures retained its hold through
the sixties.
Early melodrama tends to privilege the moral sphere over the
legal (Grimsted 1968: 225-6). One striking feature of Andaz (1949)
is the position occupied by the legal structure vis-a-vis the moral
imperatives of the feudal family. [52] The heroine, who transgresses
the feudal moral code by engaging in a series of covert romantic
exchanges with a stranger during the absence of the man who is
pre-ordained to be her husband, ends up killing the stranger in
order to prove her innocence and is tried and sentenced to prison.
In the end she declares her punishment as justly deserved, not for
the murder, but for her transgression of the moral code. Here the
law is figured as being in consonance with the feudal family's
worldview, rendering a justice that restores a moral order that is,
strictly speaking, beyond its jurisdiction.
Speech in the early melodrama is conventional, contrived,
excessive. 'Even when a specific object was mentioned, the reference
was usually both metaphorical and highly conventionalized.' It was
a language suited to the idealized, extraordinary world that was
represented, a world of moral absolutes which did not afford a
'taste of real life' because 'Elevation was the primary aim' (Grimsted
1968: 231). Language in melodrama is not derived from realist
speculations about the necessities of the situations and characters
represented. The characters are objects of emulation or disapproval
rather than identification. [53] As such they speak a language suited to
the primary function of representing the conflicts of a moral order.
They are, as Paul Willemen has suggested, agents or functions, rather
than characters' in the realist sense, and as such they are conceived
in a non-psychological manner, liberating them from the obligation
to speak like 'real people' (Willemen 1993: 185; Elsaesser 1991: 69).
Discussions of Hollywood melodrama have not paid much
attention to this question of language or dialogue, which is all
important in considerations of western stage melodrama. There is a
reason for this: in Hollywood melodrama, the camera's role as an
instrument of signification and the visual codes of representation
acquire primacy over the dialogue, which is reduced to a
complementary function. In the movement towards the consolidation
of a separate genre of women's. melodrama, there also occurs a
subordination of the stage melodrama's textual anarchy to the control
of a realist aesthetic code. [54] The excesses of dialogue are in the
process pared down considerably. The feudal family melodrama of
Indian cinema, however, retains the autonomous signifying function
of dialogue intact. Dialogue-writing is a specialization in the Indian
film industry, with its own minor star system. In Chapter 2, I argued
that this pattern of autonomization of skills and talents led to the
prevalence of the heterogeneous form of manufacture in the Bombay
film industry. The narrative structure of the feudal family romance is
an effect of this separation. This feudal order claims a divine sanction
for its power and authority, a claim that is reinforced by the references
to the epics and their semi-divine heroes (although historically, the
power and wealth of the landowning class derives from the social
order instituted by British colonial rule). Representations of this order
and the threats posed to it are enunciated from its own point of
view, while making this point of view coincide with the will of a
divine authority. Thus speech in such a configuration can only be
already interpreted speech, whose meanings are readily visible on
the surface (d. Barthes 1973) on myth). By contrast, in the realist
text the spectator/reader holds the interpretive authority (at least
formally) and is therefore presented with a speech that is immanent
to a represented scene.
At stake here is also the feudal order's firm resistance to the
'invention of the private' which is a mark of the transition to a
modern state. For speech in melodrama is cleansed of its private,
interpersonal character and elevated to the status of a symbolic
discourse. According to Peter Brooks, melodrama penetrates the
'surface reality' of everyday life to get 'under the surface of things'
where a 'mythological realm' of 'large moral entities' comes into
play. From this topography, Brooks, derives the notion of a 'moral
occult' that is the stuff of melodrama. Perhaps it would be more
accurate to say, of the early western stage melodrama and Indian
film melodrama in any case, that it aspires to the transcendental,
ceaselessly sublimating the realities of existence into mythical moral
categories because these are the currency of human interaction in
the pre-modern symbolic order maintained by the church and the
monarchic state. The language of melodrama reduces practical activity
to a mythical residue.
Due to its rigid commitment to a moral project, this primary
narrative segment of the early melodrama cannot, as Grimsted put
it, give us a 'taste of real life'. However, these plays incorporated
scenes representing ordinary life situations, with recognizable people
speaking a more familiar language. 'Less elevated in principle and
sentiment than the heroine', these characters were either servants
(in European plays) or simply poor people, 'lively, good-natured
and often in love with one another'.
In contrast to the characters in the central structure of the melodrama,
they partook more of purely human qualities and less of superhuman
virtue or subhuman baseness. The good were likely to be worldly
wise, and the bad to have a roguish charm. If seldom many-sided
human beings, neither were they moral abstractions (Grimsted
1968: 183-4).
This aspect of early melodrama too is reproduced in the Hindi film.
The above description could be applied word for word to the 'comedy
track' that was a standard feature of Hindi cinema all through the
sixties. Comic characters played by Johnny Walker, Tuntun, Agha,
Manorama, Dhumal, Bhagwan, Mehmood, Rajendranath, Jagdeep,
etc. figured in these comedy scenes often as servants in the feudal
household, or as the hero's or heroine's accomplices. The hero's
male friend and"the heroine's female companion often went through
a romance that ran parallel to the main narrative and involved some
very worldly negotiations and deceptions in which, for instance, the
female comic's father, who aspired to marry his daughter to a social
superior, would be deceived into agreeing to the comics' alliance.
The hero's comic accomplice is often conceived of on the lines of
Hanuman, the monkey-assistant of the epic hero Rama. [55] This fact
perhaps led some critics to regard the comedy track as a distinctly
Indian feature deriving from Indian theatrical traditions. However,
the association with Hanuman is an additional coding of a feature
integral to the structure of the melodramatic form, just as the feudal
family's colonial wealth and power is given a divine legitimation by
associating it with the moral order of the epics.
The Structure of Spectation
What the two modes of realism discussed above share is a premise
that the world represented on the screen is, in Christian Metz's (986)
words, a world that is seen without giving itself to be seen. This
premise, the true mark of realism, is what distinguishes it from
melodrama. The difference emerges sharply in a little story told by
Rossellini, about how he deals with non-professional actors:
I watch a man in life and fix him in my memory. When he finds
himself before a camera, he is usually completely lost and tries to
'act', which is exactly what must be avoided at all costs. There are
gestures which belong to this man, the ones he makes with the same
muscles which become paralyzed before the lens. It is as if he forgets
himself, as if he never knew himself. He believes he has become a
very exceptional person because someone is going to film him. My
task is to return him to his original nature, to reconstruct him, to
reteach him his usual movements (Rossellini 1979: 98).
While Rossellini wants to capture this person as he really is, the
latter, upon seeing the camera, instantly begins to pose for it, to
speak to it. He then has to be taught to 'be himself'. This story could
be read as a parable about the difference between realism and
melodrama. Rossellini's approach is that of the realist, who wishes
to capture a reality that does not give itself to be seen, while the
ordinary man cannot relate to the camera's presence without
attempting to create an ideality - a combination of proper demeanour
and proper speech-that, in his eyes, would be worthy of public
circulation. It is not that the man 'forgets himself'; on the contrary, it
is only when confronted by a camera that he remembers his existence
and seeks to produce, from within himself, the distinction between
what he really is and what must be represented. Realism disapproves
of this because it wishes to retain the task of representation for
itself. Melodrama, like the peasant before a camera, can be defined
as a representation that gives itself to be seen.
But this realist convention is also the primary requirement of
the voyeuristic look of the spectator in the cinema. As Laura Mulvey
has argued, the separation of the object from the look directed towards
it is central to the constitution of the 'active' voyeuristic aspect of
scopophilia. 'Although the film is really being shown, is there to be
seen, conditions of screening and narrative conventions give the
spectator an illusion of looking in on a private world' (Mulvey 1975: 9),
of 'unauthorized scopophilia' (Metz 1986: 264). Taken in its double
function as both a voyeuristic relation and a realist convention, this
structure of spectation is distinguished by a displacement of the
contractual relation from the site of the performance to a place
outside it. There is no longer a contractual coming together of
performer and spectator for a mutually agreed purpose. Instead,
there is established a contractual link between the members of the
audience, including the film-makers, thanks to which the object
world can be represented in its there-ness. It is this latter contract
that is at the base of the metalanguage of realism and it is because
of the operation of this contract that it is possible for the metalanguage
to effectively disappear in its material aspect without eliminating
any of its effects.
But there is a second, narcissistic aspect of scopophilia which is
a function of ego libido (Mulvey 1975: 10), and involves the
mechanism of imaginary identification with an ego ideal. This
mechanism has the narrative function of organizing the field of
perception around a central figure with whom the spectator identifies.
It could be argued that this mechanism functions to supplement the
invisible metalanguage of the contract with an internal contractual
relation. This is necessary because the contractual relation that
supports the metalanguage does not include all in its purview, and
IS mostly closed to subaltern subjects, especially women (but also
the lower castes and the proletariat in general), who are regulated
by the contract without being its signatories. [56] Excluded from the
abstract space of the social contract, the subject requires another
kind of anchoring in the real, another axis of relation with the world,
which subtends the performance relation. The star, who, despite
appearances, is best understood as a reality reference for the subject,
is one such 'charismatic' supplement (Dyer 1991). As Mulvey
observes, 'the cinema has distinguished itself in the production of
ego ideals as expressed in particular in the star system, the stars
centring both screen presence and screen story as they act out a
complex process of likeness and difference' (Mulvey 1975: 10).
The contractual space ends where the domestic space begins.
This is the space of femininity and love, the space where modern
film melodrama unfolds. The two limits to the contract's effectivity
are thus the family and the world of the subaltern. These are the
sites in which many modern narratives are situated, although the
watchful eye of the citizen's law is always present, whether in the
form of male characters representing the rational world or an invisible
frame of intelligibility coinciding with the sphere of the state.
This structure of spectation in which the spectator occupies an
isolated, individualized position of voyeurism coupled with an
anchoring identification with a figure in the narrative is specific to
western popular cinema and a small tendency within Indian cinema.
Turning to the Hindi feudal family romance we find that its
organization of the look differs from the above model in being
governed by a pre-modern institutionalized structure of spectation
embodied in the tradition of darsana. There is no study of the
politics of darsana (literally 'seeing') that would enable us to identify
its principal characteristics. [57] But in its most widely employed sense,
darsana refers to a relation of perception within the public traditions
of Hindu worship, especially in the temples, but also in public
appearances of monarchs and other elevated figures. Typically this
structure is constituted by the combination of three elements: the
divine image, the worshipper and the mediating priest. In common
parlance, the act of going to the temple is perceived as involving
the 'taking' of darsana (darsan lena) by the devotee and the 'giving'
of darsana (darsan dena) by the divinity in question. (This is in
Hindi. In the south Indian languages the equivalent expression
translates as 'making' or 'doing' darsana) The practice signifies a
mediated bringing to (god's) presence of the subject, who, by being
seen by the divine image, comes to be included in the order instituted
and supported by that divinity. The mediation of this relation by the
priest is not incidental but is integral to the structure. The priest
performs the task of bringing the devotee to the divinity's attention.
In this structure, the priest has monopoly over the verbal invocation
by means of which the perceptual link between devotee and divinity
is brought about and rendered meaningful.
The devotee's muteness is a requirement of the entire process.
The devotee's look, moreover, is not one that seeks to locate the
divinity, to inspect it and be assured of its existence. It is not a look
of verification but one that demonstrates its faith by seeing the divinity
where only its image exists and by asking to be seen in turn. It is
not surprising that in the more individualized modes of worship
that have developed on the fringes of this central institution, the
devotees close their eyes and connect with the deity through words.
This development constitutes a threat to the monopoly over language
that the priest enjoys in the orthodox structure but given the
persistence of this monopoly over language(s) in other spheres of
modern society, there continues to operate a set of relations akin to
those characteristic of the temple darsana structure.
Before the transformation of the cinematic field in the crisis of
the early seventies, the darsana structure imposed a set of protocols
of perception that differed from the two inter-related aspects of
scopophilia. In the first place, contrary to the voyeuristic relagion, in
the darsanic relation the object gives itself to be seen and in so doing,
confers a privilege upon the spectator. The object of the darsanic
gaze is a superior, a divine figure or a king who presents himself as
a spectacle of dazzling splendour to his subjects, the 'praja' or people.
Unlike the hero of the democratic narrative, who is, by common
understanding, 'any individual subject', the hero of the feudal family
romance is not chosen randomly by the camera but belongs to the
class of 'the chosen' in the extra-filmic hierarchic community.
The object of the darsanic gaze is only amenable to a symbolic
identification: 'in imaginary identification we imitate the other at the
level of resemblance-we identify ourselves with the image of the
other inasmuch as we are "like him", while in symbolic identification
we identify ourself with the other precisely at a point at which he is
inimitable, at the point which eludes resemblance' (Zizek 1989: 109).
Imaginary identification, however, is enabled by the comedy track,
where more familiar, less exalted figures enact a more worldly drama
of everyday life. The structure of this staggered identification process
powerfully links up, as already noted, with the relation between
Hanuman and Rama in the Ramayana, especially as elaborated in
popular discourse. This aspect particularly is strongly apparent in
the regional cinemas of the south where male comic actors often
declare an abiding loyalty to the reigning male star, both on screen
as well as off. [58]
It is in relation to the figure of the woman, according to Mulvey,
that 'the gaze of the spectator and that of the male characters in the
film are neatly combined' (Mulvey 1975: 12), giving rise to the 'split
between active/male and passive/female' (ibid: 11). It is crucial to
determine how Hindi films, while inviting the darsanic gaze, are
able to deal with this form of voyeurism. One explanation is that
typically the Hindi film combines two modes of representation
('realist' narration and a series of punctuating tableaux) as Ravi
Vasudevan has insightfully argued. As such it can include scenes of
voyeuristic fixing of the female figure as object, while elsewhere
asserting the unavailability of the female figure for the spectator's
enjoyment. But there are other clues that point to another possible
explanation. One such clue lies in the fact that the erotic exhibition
of the female figure is mostly confined to the presumably non-diegetic
space of the song. (Where it is not so confined, the voyeuristic look
is attributed to the villain, as in the Khandaan scene discussed above
and is coded as irredeemably evil.) The song-and-dance is a form of
spectacle that belongs to the order of contracted performances like
stage dances, cabarets and the striptease. As such it calls for a direct
perception of the spectacle rather than a perception mediated by
the identificatory relation. The frontal orientation of the screen image,
especially in the song-and-dance sequences, makes the erotic
spectacle less capable of functioning as a device of male-to-male
identification. This is not to say that the Hindi film narrative does
not privilege the male; however, this privilege does not derive from
such cinematic strategies.
Another deployment of the darsanic gaze can be seen in Hindi
cinema of the post-70s, especially in the Amitabh Bachchan films.
The most interesting example of this is the 1989 film Main Azad Hun(Director: Tinu Anand), which is a remake of Frank Capra's
Meet John Doe (1941) with an original darsanic twist that is different
from the many variations on the ending that Capra is said to have
tried [59] In the Hindi version Azad dies. In the original, John Doe is
prevented from committing suicide by the intervention of the reporter
and the people, who assure him that the movement bearing his
name will continue and will succeed in its mission of asserting the
rights of 'the common man'. But it is not the difference between
dying and living that makes the ending of the Hindi version so unique.
It is the fact that, after his death, Azad's Videotaped message to the
people (who are figured not as 'other John Does' who are inspired
by him as in the Capra film but as followers, or more precisely,
fans) is played on a giant screen in a sports stadium in a drama of
resurrection and apotheosis staged by the reporter and her associates.(see clip here)
This mode of inviting the darsanic gaze is characteristic of the populist
films of Amitabh Bachchan. But in Main Azad Hun, made after
Bachchan's political decline had begun, the power and charisma of
the popular hero is appropriated by his managers who wield his
image as a weapon in the political struggle for the people's support.
The popular hero's relation with the people is thus mediated by a
priestly class consisting of journalists and other middle-level agents.
Thus, in the Hindi film the gaze is mobilized according to the
rules of a hierarchical despotic public spectacle in which the political
subjects witness and legitimize the splendour of the ruling class. In
the horizontal organization of the image-series that characterizes the
realist narratives, the spectator's gaze is powerful in its active
voyeuristic holding of the image but at the same time its control is
forever threatened by the possibility that the distance that separates
the look from the object may widen into an unbridgeable gulf. The
pleasure of voyeuristic capture derives from the overcoming of this
very threat. However, the despotic spectacle creates its own field of
perception into which the subject must enter in order to see and be
seen-the spectator's gaze here is not threatened by the perils of
voyeurism.
In a society of castes and traditional ruling elites, the 'private'
cannot be represented in public (or, to put it differently, images
cannot be represented from a 'private' point of view) because such
a representation violates the ruling class's scopic privileges (this is
taken up in detail in Chapter 4). In this context it is pertinent to
recall that for the British colonial government, cinema censorship
became important not only to suppress overtly nationalist and anti-
colonial films made in India, but also to prevent the colonized from
seeing images (especially in American films) of white people engaged
in activities that exposed the well-kept secret that the white race
was also human. Ruling classes protect themselves by claiming to
protect their women and it was the 'damage done to the image of
British women through the films, mainly American, screened in India'
that led to the introduction of pre-censorship of films in 1918. Indeed,
the recommendation by W. Evans that 'films suited to an Indian
audience' (Baskaran, nd) should be encouraged was not unrelated to a
perceived need to wean Indian audiences away from the films about
white society which made them contemptuous of British authority. [60]
The history of Indian cinema shows that it has not been easy to
overcome this injunction against the subordination of spectacle to
an individualized point of view. [61] Far from being a 'natural' derivative
of India's cultural heritage, therefore, the Indian popular film is the
product of a specific political conjuncture whose historical force
has not yet been exhausted. A struggle for the reorganization of film
spectacle around an individualized point of view has been waged
by a section of the industry. The universalization of the figure of the
citizen is the political goal whose ideological supplement is the point
of view narrative. However, in the early decades of independence,
the 'public' spectacles staged by the 'social', with their emphasis on
corporate identity, retained their position of dominance. At times,
when new generic tendencies emerged, threatening to segment the
audience, the 'social' reasserted its dominance through strategies of
annexation that re-installed the absolutist subject at the helm of the
narrative. Sholay achieved this in the seventies, against a sudden
eruption of 'cowboy' and bandit films featuring small-time villains
and cabaret dancers in leading roles, addressed to a predominantly
proletarian B-movie audience (see Chapter 6). But there was an
earlier instance of a similar 'return of the social' in the sixties, which
demonstrates the centrality of the absolutist gaze to this super-genre.
Here it was the middle-class audience that posed the threat of
'secession' from the consensual 'social'.
Why Rajendra Kumar Had to Die
In the detection plot of Kala Pani, we have seen how the individual
hero's quest opens the space for a point of view narrative. Another
generic tendency could be seen, beginning perhaps in the late fifties,
and representing a move towards a Hollywood-style women's
melodrama whose subsequent fate is illustrative of the nature of the
struggle mentioned above. Films like Chirag Kahan Roshni Kahan
(Devendra GoeI 1959), Dhool ka Phool (Yash Chopra/BR Films 1959),
Dil Ek Mandir (Sridhar/Chitralaya 1963) centred on the question of
women's position in a modernizing society. These and other films
represented an unmistakable generic tendency, with the actor
Rajendra Kumar, who acquired a reputation as a 'women's star' often
playing the male lead. These films were notable for their promotion
of middle-class consumerism in the course of narratives of love,
betrayal, sacrifice and reunion. Of these Dhool ka Phool is perhaps
the most remarkable. It tells the story of a woman who, abandoned
by her lover, gives birth to a child, whom she in turn, abandons in
a moment of fear and helplessness. Brought up by a kind old Muslim
who is ostracized by his community and spurned by the Hindus for
his act of kindness, the child becomes the focus of a narrative
movement that ends with the Muslim man handing the child over to
the mother, while the father is punished for his crime by being
denied access to the child. Chirag Kahan Roshni Kahan concerns a
forbidden romance between a widow with a child and a man who
becomes fond of her child. In Dil Ek Mandir a forgotten romance is
rekindled when a woman accompanies her husband to the hospital,
where he is treated by her former lover. In all these narratives we
see an attempt to represent the woman's point of view or to centre
the narrative on a woman caught between desire and an oppressive
tradition.
Raj Kapoor breaching the bond between Dilip Kumar and Nargis in Andaz
(Mehboob 1954). Courtesy National Film Archive of India, Pune.In Dil Ek Mandir the narrative movement is facilitated by a serial
attention to the three main characters' points of view. Each of the
characters is shown in interaction with the other two. Thus Rajendra
Kumar and Meena Kumari have to work through the unfinished
story of their romance; Meena Kumari has to establish her devotion
to her husband; and Raaj Kumar (the husband) extracts a promise
from Rajendra Kumar that in the event of his death the latter would
marry Meena Kumari. The issue of widow remarriage is introduced
in the form of a pact between two men about the future of a woman. [62]
Although the film finally restores the status quo and eliminates
Rajendra Kumar, its narrative structure is especially designed to allow
for the elaboration of the thematics of love as a relation of mutuality
in conflict with the compulsions of marriage. The husband's legitimacy
is restored only after a full acknowledgement on his part of the
legitimacy of his wife's relation with the doctor.
[[Guilty of love, Gopal (Rajendra Kumar) is full of remorse on hearing that
Sundar (Raj Kapoor), presumed dead at the front, is alive and about to
return home.
Sangam (Raj Kapoor 1964). Courtesy National Film Archive of
India, Pune.]]
[[Radha (Vyjayanthimala) is horrified when she realizes that Gopal (Rajendra
Kumar) has written a love letter to Sundar in her name.
Sangam (Raj Kapoor
1964). Courtesy National Film Archive of India, Pune.]]
In 1964, a year after Dil Ek Mandir, Raj Kapoor released his
megafilm Sangam. Critics regard this as a turning point in Kapoor's
career because it was seen to mark the beginning of a shift away
from the 'progressive' orientation of the fifties, when in collaboration
with the socialist K.A. Abbas, he made films like Awara and Shree
420, towards big-budget extravaganzas (d. Chakravarty, 1993: 216).
However, Sangam was an important event in Indian popular
film history for a different reason. It represented a decisive (though
not irreversible) generic reannexation of the fledgling' women's
melodrama by the national super-genre called the social, a genre
predicated on the deployment of the absolutist gaze. This conquest
was staged through a combination of strategies. The first of these
was the expansion of the representational space of the narrative to
include the defence of the nation-state as a factor in the unfolding
of the story, thus reducing the family as site of melodramatic thematics
to a position of unmistakable subordination. Secondly, the text
incorporated a long segment, with little narrative value, shot on foreign
locations and offering the pleasures of consumerism on an intensified
scale. Thirdly, buttressed by these extraneous sources of power, the
plot expanded to include both pre-and post-marital romantic conflicts.
In Dil Ek Mandir, the narrative begins after the marriage and thus
makes the pre-marital romance an event in the past, which the
characters must come to terms with in the present narrative. In
Sangam, the woman's romantic inclinations are allowed to develop
before the marriage, thus opening up the possibility of choice and
the need to find justifiable ways of denying her that choice. In thus
giving itself a nearly irresolvable problem of woman's desire, Sangam
risks more than the other women's melodramas mentioned above,
but manages to find a resolution through the deployment of the
compulsions of patriotism. The film can therefore be read as an allegory
of resistance to generic differentiation where the latter tendency
represents the fragmentation of the social body into 'interest groups'.
The central device of this narrative strategy is the unseeing hero,
the 'blind' lover, played by Raj Kapoor, This is the figure of absolutist
subjectivity, more visibly mobilized here than anywhere else, but
nevertheless a characteristic ingredient of the popular film. The story
begins with the three main characters as children, the two boys
vying for the attention of the girl who gives early indications of
being attracted to Gopal (Rajendra Kumar). While both the males
are attracted to Radha (Vyjayantimala),[63] they are also attracted to
each other by a strong homosocial bond of dosti, which in Hindi
cinema functions as the code of fraternity that binds men into a
separate society. The code of dosti takes precedence over that of
heterosexual love and in case of conflict, the latter must yield to the
former. Thus, in a conflict over love between male friends, the woman
remains out of the picture, while the two males decide between
themselves who will have her (another instance of this thematic is
to be found in Naya Daur). The bond of dosti is then, a prototype
of the compact among men that institutes the social contract.
The conflict in Sangam arises not because both the men fall in
love with the same woman, but because one of them establishes a
reciprocal love relation with the woman before settling the issue of
who will have her with the other man, thus breaching the code of
dosti. The most difficult representational dilemma that the film creates
for itself arises as a consequence of the above breach of the code:
since the woman, Radha, has clearly expressed her love for Gopal,
the film must justify both his breach of commitment to her, as well
as the union between her and Sundar (Raj Kapoor), which takes
place after she has been silenced by the combination of dosti and
national honour. The segment in which this transfer of rights over
the woman occurs begins with Sundar joining the Air Force as a
pilot during a war. His plane crashes and he is declared dead, leaving
the field open for a romance to develop between Gopal and Radha.(see clip here)
Just as the romance is about to take a significant turn, Sundar returns,
having survived the crash and made his way back into Indian territory.
When the three meet together again, a shocking revelation is made.
Recounting his experience of the crash and subsequent escape from
enemy territory, he tells Radha that the only thing that preserved his
courage in the most trying circumstances was a letter she had written
to him after he left for the warfront. Radha, however, did not write
the letter. It was written by Gopal in her name. Gopal stifles her
protests by lying and pleading silently with her not to betray the
secret. This scene reveals to the audience an obscene secret that
resulted from a conflict between the two codes of dosti and love.(see clip here)
From Radha's point of view a redeeming resolution would be an
open declaration by her and Gopal of their love for each other. But
the narrative drive is towards another resolution that, forcing Radha
to marry Sundar, then turns to the elimination of Gopal (who now
becomes an unpleasant memory from her past) and in the process,
her complete submission to a love that she did not reciprocate but
which, backed by the might of the state, never encounters the need
to justify itself. Gopal's claim on Radha is delegitimized by the act
that betrays his vacillation between the two codes of dosti and love.
Sangam was released two years after the surprise attack by China,
which shattered many illusions and exposed the vulnerability of the
new nation. The tensions with another neighbour, Pakistan, were to
erupt in war in the following year. Thus the film was topical, but
unlike patriotic films such as Haqeeqat, it did not take on the burden
of nationalist propaganda in a straightforward manner. "Instead, it
employed war in order to resurrect an absolutist subjectivity as the
anchoring point of national unity. It used war as the legitimizing
ground for an assault on the domestic enclosure, prising it open to
insert the absolutist imperative, to repudiate the sanctity of mutuality
and reciprocity as signs of true domesticity.
On the other hand, any austerity implied by this negation of
domestic love by the imperatives of absolutism is compensated by
the lavish consumerism, the access to the pleasures of western
capitalism that the heroine enjoys, as a reward for her sacrifices. The
long segment shot abroad, mainly devoted to tourism, to consuming
the sumptuous sights and pleasures of advanced capitalism, and, not
least, to the pleasure of representing India to the outside world, stands
in sharp contrast to the forebodings of a duty-bound, self-sacrificing
career for the woman that the plot might have prepared us to expect.
In effect the father has overridden the son's desires, and kept the
woman for himself, a truth that the film does not fail to acknowledge,
if only indirectly, in the humorous song 'Main kya karoon ram
mujhe budha mil gaya'.(see clip here) By being blind, Sundar remains powerful.
He does not look for an answering desire in Radha to confirm his
own; nor does he see the ample evidence of Radha's preference for
Gopal. Both Radha and Gopal, on the other hand, are rendered
powerless by being reduced to their own particular points of view.
Both become guilty by simply having desired each other because
their desire, in its mutuality, has the effect of shutting out the world
around it, of making them, but especially him, forgetful of the duty
of the patriot [64].
It is a fellow-soldier at the front who tells Sundar the story of his
betrayal by a friend who, entrusted with the protection of the soldier's
wife, had an affair with her, a story that Sundar regards as repeating
itself in his own life when he learns of the relationship between
Radha and Gopal. Perspective or point of view here gets coded as
self-interest, self-absorption, a mark of deception and guilt. This
coding is not entirely mistaken in so far as Metz has defined cinematic
voyeurism as a 'shamefaced voyeurism'. But the power of the
injunction against individualized perspective is an extension of the
power of a state whose authority rests not on the consent of citizens
but on a pact entered into by the '(pre)chosen'. [65]
The Hindi women's melodramas were male-centred, as is
indicated by the presence of Rajendra Kumar in many of them. But
at the same time they raised the question of women's desire, and
albeit with adequate patriarchal scaffolding, broached questions
connected with the emancipation of women from the oppression of
feudal orthodoxy. To that extent Rajendra Kumar himself came to
stand as an emblem of female desire. It is thus not a coincidence
that in Sangam the death of Rajendra Kumar also extinguishes Radha's
desire and cleanses her marriage with Sundar of the dishonour that
her desire represents. The quasi-autonomous woman's film thus
gets re-annexed to the social genre which symbolizes the form of
national integration favoured by the coalition of modern and pre
modern ruling elites.
The mobilization of the state apparatus in the service of a
perspective-free national subject's enjoyment also reminds us that
Raj Kapoor had a special status in Nehruvian India especially because
of the role played by his films in providing a cultural dimension to
Indo-Soviet friendship. Raj Kapoor was able to get the help of the
Air Force as well as shoot some scenes during the Republic Day
parade, both involving a scale of operations that few Indian film
makers could dream of seeing through at the time. Sangam was
also the first and probably the most lavish of a series of sixties films
to be shot on foreign locations, which implied a whole range of
government approvals.
The killing of generic differentiation begins, of course, at the
level of film budgets. The low-cost women's melodrama has to
compete with a big-budget social which incorporates the former
and thus provides a combination of pleasures for a wider audience.
It drags the fledgling genre into a space where its freedom to explore
women's issues is constrained by the national concerns that relativize
their importance. But the difference in expenditure also translates
into a difference between the types of social space represented in
the text. The crucial scene where Gopal's obscene secret is revealed
shows how in the 'public space' of the social super-genre a woman's
questions must remain unasked. When Sundar declares that it was
Radha's letter that kept his courage up at the battlefront, Radha
begins to deny having written the letter. But she is cut short by
Gopal who jumps in to 'remind' her that she had given him the
letter to be mailed to Sundar. This is accompanied by a beseeching
look that asks her to go along with the lie. At this point there is an
extended exchange of looks between Radha and Gopal during which
Radha's face registers first perplexity, then suspicion and finally a
full realization of the murky horror of the betrayal that she cannot
even protest against. Although this scene is explicit enough to give
us a clear indication of Radha's recognition of her betrayal and
secret prostitution, Sangam succeeds in finding a resolution without
answering the woman's unasked but obvious question. The fact
that Sundar does not see this long exchange of looks indicates that it
belongs to a world of privacy that cannot intrude upon the narrative
as public spectacle. The spectator's own muteness is signalled by
the fact that his/her witnessing of this private moment remains
unacknowledged by the narrative.
The dominance of this spectatorial relation is thus a symptom of
the continuation of the despotic/monarchic organization of public
space. In the next chapter we will see how this mode of organization
of public space is reinforced by means of a prohibition of
representations of kissing.
[49] Balwant Gargi 1962: 154-61. Also relevant is Gargi's discussion of the regional
theatres, particularly that of Bengal. See also Anuradha Kapur (1993).
[50] See Vasudevan (1993) on the significance of the Indian crime film of the
1950s,
[51] The relation between hegemony and aesthetic forms is also touched upon by
Roy Armes (1971), who observe.g that the 'prevalence of short story over novel, in
Italy as in Germany, is a reflection of wider issues: until quite recent times any sort of
coherent social view has been impossible because of the political disunity of the
country' (p. 23).
[52] See discussions of Andaz by Ravi Vasudevan (1993) and Paul Willemen (1993).
[53] From the beginning, melodrama, as a theatrical tradition, was defended as a
means of popular education, in which 'people were not shown the world as it is, but
rather as it should be' (de Pongerville, a French writer, cited in Hyslop 1992: 65.)
Hyslop discusses the debate over melodrama in which Pixerecourt, known as the
'father of melodrama', defends it as an instructional medium with a high moral purpose.
She argues, against Peter Brooks and Thomas Elsaesser, that the 'democratic' nature
of melodrama cannot be taken for granted (pp. 67-8).
[54] Thus E. Ann Kaplan notes that 'in the modern period (unlike melodrama in
other cultures), in Europe and North America the genre used realism. This was because,
in order to consolidate its power, the bourgeoisie desired art that mirrored its
institutional modes. forms, rituals, making them seem natural, nonideological, "given".'
(Kaplan 1992: 12). For a very useful comparative history of national melodramatic
traditions, see Maureen Turim (1993).
[55] Hanuman. the very emhodiment of devotion and dedication to the master's
GIUSe, is the presiding deity of hachelor cluhs, hire-cycle shops and lower-class
hody-huilding cults. As the quintessential subaltern suhject, he is the figure of
identification for the Bajrang Dal, the vigilante arm of Hindu nationalism.
[56] See Kant (1983), pp. 61-92 on who can he a citizen, i.e. a signatory to the
contract.
[57] I have come across only two studies of darsana, by Diana Eck (1981) and
Lawrence Bann (1981), neither of which. however, deals with the political dimension
of this institution of spectatorship. Ravi Vasudevan has also noted the significance of
the notion of darsana to the study of popular Indian cinema.
[58] Dwarakish, a popular comic actor in Kannada films, was once shown with an
open shirt revealing a vest on which the face of Rajkumar, the top male Kannada film
star, was printed. This recalls the popular calendar image of Hanuman ripping open
his chest to reveal the image of Rama in the place where his heart should be.
[59] See Charles Wolf: (1989) for the story of how the film's ending became a
national issue, and for a sampling of variations on the ending.
[60] See also the Report of the Enquiry Committee on Film Censorship 1909; Margaret
Dickinson and Sarah Street's Cinema and State: The Film Industry and the British
Government 1927-84 (1985), shows that the British had their own ideas of nationalism
which included a sense that the colonies were part of the 'nation', although this
claim was made only in the context of a perception that 'trade follows film', that
audiences were 'hypnotised into purchasing items' they had seen in American films,
But there was the additional fear of exposure of the 'private' realm of white society
to Indian eyes. In a parliamentary debate on the subject, Lord Newton declared:
'Imagine what the effect must he upon millions of our coloured fellow citizens in
remote parts of the world who perpetually have American films thrust upon them
which frequently present the white man under the most unfavourable conditions'
(Dickinson and Street 1983: 10). Then as now, American films represented a 'cultural
invasion', though for different reasons.
[61] 0n the centrality of narrative point of view as well as point of view narration
to cinema's aesthetic identity, see Jacques Aumont, Quarterly Review: 11.
[62] When this pact is first broached there is a barely visible cutaway to a church
seen through a window and lit by a flash of lightning, suggesting that widow remarriage
has Christian sanction and thereby mitigating the scandal of a husband's proposal of
his own wife's marriage to another man. At the same time, it also points to the fact
that in India, for historical reasons, the reforms associated with modernity are perforce
also linked up with a Christian world-view.
[63] The characters' names reinforce the allegorical reading: It is not just any couple
but the mythical, ideal couple Radha and Gopal, that must he split in order to re
assert the privileges of Sundar. to suhmit the conjugal scene, once again, to the
inspection of an absolute authority.
[64] The unseeing male lover is a frequently encountered figure in the Hindi film.
Only rarely, as in Deedar, is he actually blind. In Deedar (1951) the blind hero meets
a destiny that is the very antithesis of the all-powerful Sundar's in Sangam. His love
proves incapable of winning the woman back from her mutual love relation with a
doctor. However, his powerlessness there signifies a sacrifice that ennobles him and
makes him the patron of the couple. Thus, in Deedar the blind lover, through his act
of self-effacement (he finally becomes blind again and retreats from the scene of
love), creates a space for the constitution of nuclear couples. By contrast, in Sangam,
the blind lover's tyranny breaks the couple in order to reaffirm by force the unity of
the nation. A more detailed study of the 'blind lover' would be required in order to
draw out all its implications for a national ideology. The hero of Chhalia and the
Muslim character in Dhool ka Pbool are also relevant to this problematic, as is, of
course, the legendary Devdas.
[65] Mehboob's Andaz where similarly the heroine's illicit (because) desiring, relation
with another male ends in the latter's death, is more open in its affirmation of the
feudal family's drive to maintain its status. There too Nargis and Dilip Kumar were
linked by a mutual, intimate and guilt-ridden exchange of glances and Raj Kapoor
was blind. The blind hero who represented the feudal family in Andaz has become
the patriot in Sangam.
4. Guardians of the View: The Prohibition of the Private
In the post-independence era, a much discussed feature of the
censorship code for Indian films has been the prohibition of
scenes of kissing. As the enquiry committee on film censorship
led by G.D. Khosla reported in 1969, this prohibition was based on
an 'unwritten rule' (Report 1969: 93). The written rules prohibited
'excessively passionate love scenes', 'indelicate sexual situations'
and 'scenes suggestive of immorality', all of which were derived
from the British code of censorship applied in Britain as well as
(with modifications) in British India (ibid: 20). No reference to kissing
as such, as a target of prohibition, is to be found in the censorship
guidelines.
In the first place, the ban on kissing may be related to a nationalist
politics of culture. The most frequently offered justification of this
informal prohibition has been that it corresponds to the need to
maintain the Indianness of Indian culture. Kissing is described as a
sign of westernness and therefore alien to Indian culture. In keeping
with the logic of this justification, this principle has never been
applied in the censorship of foreign films. Further, there has been
the occasional Indian film shot abroad, in which the Indian characters
have to observe the ban, while the usually white couples, who
appear in the background are allowed to break the rule (for eg Raj
Kapoor's Sangam). The 'double standard' whereby foreign films
were censored according to a different code was justified on the
basis that the audiences for these films were different from the ones
for Indian films, with some even arguing that this was appropriate
since 'foreign pictures cater to a higher stratum of society' (ibid: 82).
There also appears to have been (at least in the late sixties, when
the committee was doing its work) significant popular support for
this ban, with a survey revealing that 51 per cent 'expressed the
view that kissing scenes should be deleted from Indian films even if
kissing and embracing was a natural part of the story as against
33.3 per cent who voted for a more 'liberal' code (ibid: 83). According
to the gender division of votes, more men (52:45) voted for a
stricter code than women.
Discussion in the film magazines in the wake of the committee's
report proved to be quite revealing of the opinion within the industry.
The committee's recommendation to lift the ban did not meet with
the sort of universal welcome that might have been expected from
an industry that was supposed to be united in its objection to the
excesses of censorship. Indeed, many notable film personalities wrote
articles opposing the introduction of scenes of kissing. [66] It was not
until the mid-eighties that films began to appear in which some
awkward and perfunctory kissing scenes were included, as if to
merely register the lifting of the ban.
[['I am an Indian girl and according to Indian custom, that ... that's only after
marriage.' Sharmila Tagore denies Shammi Kapoor a kiss in
An Evening in Paris (Shakti Samanta 1969). Courtesy National Film Archive of India, Pune.]]
One must avoid the temptation of concluding, as some
'enlightened critics' have done, that the lifting of the ban in itself
represents some form of liberation, although the existence of the
prohibition would seem to validate the 'repressive hypothesis'
(Foucault 1987). The standard opinion is that the ban on kissing is a
manifestation of a form of prudery, a residual Victorianism in Indian
culture which constitutes a national embarrassment. But, as everyone
acknowledges, there is a great deal of sexual 'vulgarity' in Indian
films. The so called 'cabaret dance', and other song and dance
sequences are evidence of a sexual permissiveness that contradicts
the idea that Indian censorship is a transparent reflection of a Victorian
attitude to sexuality.
How do individual films negotiate this prohibition? For it is an
observable fact that whatever the self-appointed interpreters of 'Indian
culture' may say about the cultural status of kissing, the very fact
that a prohibition must be imposed in order to keep it out of sight
means that the culture in question is not as homogeneous as it is
made out to be. At the level of content, then, we see in Indian films
(at least) three different ways of dealing with the ban. The first way
is to stage the prohibition itself, as in the scene from Hrishikesh
Mukherjee's Ashirwad (1969), where as the lovers move towards
each other for a kiss, a fade out overtakes them and prevents, not
the act itself, but its appearance on the screen.(see clip here) In such films In this way the film
reminds us of the ban and at the same time ridicules it. This is the
cinematic equivalent of the 'enlightened' attitude, disdainful of the
meaningless prohibition but resigned to the power of the bureaucracy
to impose it. It hints at the non-coincidence of representation and
its content, in the process representing censorship itself as an
extraneous limit, a constraint that curtails representations but does
not determine them.
Another approach is to thematize the prohibition as a cultural
truth and a duty, thereby inscribing it within the represented content,
instead of treating it as a political act of curtailment. This happens
for instance, in An Evening in Paris (1967), where the contrast
provided by the foreign location, with its alien mores, serves to
highlight the uniqueness of the national culture and the responsibility
of the characters to uphold it. Thus, the heroine in this film invokes
Indian custom to refuse the hero's demand for a kiss.(see clip here) In such films
the reality implied by the prohibition is literally produced as truth at
the thematic level. The idea of cultural/moral duty is a striking feature
of this approach and points to the elevation of particular moral
codes in force among some Hindu castes to the status of a national
truth. It is significant that the threat posed by a transgression of
custom is not only to the family or the institution of marriage, but to
the nation itself, as if the expansion of the sphere of sexuality
threatened to break open the national borders and destroy its identity.
As such it raises the question of the nature of the relation between
sexuality and national identity and reminds us of Fanon's assertion,
in the course of a discussion of the, contestation over the veil in
Algeria, that the 'phenomena of resistance observed in the colonized
must be related to an attitude of counter assimilation, of maintenance
of a cultural, hence national, originality' (Fanon 1965: 42). This need
for counter assimilation as a guarantee of national originality focusses
on women's cultural behaviour. It is women who are regarded as
the guardians of the national culture, it is women's appearance that
becomes the mark of distinction. Thus, while colonialism leads to
changes in men's clothing (with the European shirt and trousers
becoming standard at least in cities), what women should wear
becomes a subject of national debate.
But there is a third way of negotiating the prohibition which
complicates the picture. Typically this approach is employed in song
sequences: the dancing couple retreat behind a bush or a tree and
after a pause the heroine emerges into the frame wiping her lips.
This public confirmation of a private act has cultural associations
with a certain feudal practice of communal eroticism that consists of
the display of the marks of sexual initiation on the female body. In
the 1992 film Beta, the heroine's sahelis (female companions), singing
in chorus, ask her to explain a series of marks on her body-the
smudged bindi, the crumpled clothes, etc.(see clip here) This form of eroticism,
which displays the female body for communal inspection, consists
of a retreat of the sexual act itself to a zone of privacy while exhibiting
the evidence of its consummation. And, not surprisingly, the alleged
sexual conservatism of Indian censorship has not prevented such a
display of the female body in spite of Widespread public protests.
What is it that makes the kiss so objectionable while other forms of
sexual display pass the censors without much difficulty?
Here it is necessary to recall one more complicating factor - the
informal nature of the prohibition. Such unwritten rules have a way
of themselves seeming to be the obscene result of some illicit
cohabitation. For one cannot help but ask who thought up such an
idea, how it came to be adopted by a group of people licensed to
exercise moral authority, who gave the sanction to this at the level
of the government, and how it was possible after all this to keep it
informal. Viewed from this angle the issue suddenly explodes into
questions about the nature of informal authority in a democratic
society, the nexus between the state (which is understood to be
functioning according to written and legislated codes) and other
sources of authority which function on the strength of less
systematized but no less effective modes of power. In brief, the
prohibition of kissing, a meaningless prohibition of a harmless act,
may well reveal some dirty secrets of the state.
We have so far desisted from attempting to verify the truth claim
on which the prohibition is based, i.e. the claim that kissing is alien
to Indian culture. Such a claim would be impossible to verify and
raises questions about the attempt to imagine a homogeneous 'Indian
culture' in a country with such a variety of ethnic, religious and linguistic
groups. But should we venture to take a step in this direction, we are
at once reminded that no one is really making such a claim. We
discover a vagueness that goes hand in hand with the appearance
of a dirty secret that the whole business of enforcing the ban takes
on as we approach it. The secret that it most reminds us of is that of
the Emperor's new clothes, one that could be held up as the truth as
long as it went unscrutinized. As soon as the child declares that the
emperor is naked, what is revealed is not the 'truth' but the fact that
community consensus is what maintains the social order intact. By
breaking the silence, as Slavoj Zizek has pointed out, we disrupt the
'intersubjective network' without which our very existence as a
community is endangered (Zizek, Looking Awry 1991: 11).
But even this imprecise justification has a further significance.
Thus, a witness who was interviewed by the censorship inquiry
committee, justified the prohibition in these words:
You cannot have the same yardstick both for the western films and
for the Indian films. There have to be two standards. Our culture is
different from the western way of life. Our dresses, our emotions,
our background arc different. For instance in India, when two people
meet, they do not begin to embrace and kiss each other in public,
though they may do so in private. In the west, people do embrace
and kiss in public (Report 1969: 81).
The meaning of the private/public divide that emerges from this
explanation is worth examining in detail. This witness's confusion
of the categories is not simply an error of thinking but an imprecision
integral to the nature of the prohibition and its social function. The
error consists in equating cinematic representation with the
representation of the public sphere. In this account there is no
recognition of the possibility, which we otherwise take so much for
granted, that while the representation circulates in public spaces, it
need not necessarily be of the public. Far from being an idiosyncratic
view, this idea is actually an accurate description of the consensual
ideology that undergirds the popular cinema as a national institution. [67]
The contradictory attitudes to kissing (which is banned) and the
erotic display of the female body as spectacle (which is widespread)
in the popular cinema is explained by this very ideology of the public
sphere. The female body as spectacle is a public representation, a
putting before the public. of an erotic imagery that does not violate
the code that prohibits the representation of the private. This is
because (1) such spectacle occurs in song-and-dance sequences
which are conventionally coded as contracted voyeurism, rather
than an unauthorized view of a private world; and (2) where they
are not so coded, they serve, as Mulvey has pointed out, as points
of narrative arrest. Kissing on the other hand, and by extension the
details of a sexual relation between two people, belong to the realm
of the private. It is significant that among the recent popular films
that feature scenes of kissing this occurs usually in the song-and-
dance sequences, as if the intention were to embed this in a stylized
space where the kiss would become another novel movement in a
dance.
It is not without significance that of all the features that attract
the censor's scissors the prohibition of the kiss alone is justified by
an argument for cultural non-correspondence. On the other hand,
as Kumar Shahani has pointed out, the word shudra is not allowed
to be used in a film although it refers to a real social hierarchy
(Shahani, Framework 30/31: 88). This is also an unwritten rule in
the censorship code. It would therefore be fruitless to speculate
whether there is some validity to the truth claim made in this regard:
the truth is of little consequence here because if the criterion of
cultural authenticity is applied, far more than the kiss would have to
be deleted from every Indian film. What is more to the point is to
ask why this realist demand is made in relation to this particular
representation.
The Invention of the Couple
In reality then, what the prohibition targets is the representation of
the private through a meaningless ban on kissing. In order to
understand what this means it is necessary to survey the history of
capitalism and colonialism leading to the organization of the private
that came to be a distinct feature of capitalist societies: the nuclear
family, centred around the couple. Some remarks by Alain
Grosrichard are extremely pertinent here: Grosrichard speaks of the
'invention of the couple' by Rousseau who, like many French writers
of his time, was preoccupied with the spectre of despotism (1979:
222-3). How does this 'invention' of the couple solve the problem
of despotism?
Grosrichard's book consists of a complex analysis of the European
'fiction' of Asiatic Despotism. Instead of trying to demonstrate the
falseness of this discourse by marshalling contrary historical evidence,
he asks what function this fantasy served for the Europeans who so
assiduously pursued this idea of the despotic regime. Such an
approach enables him to locate Montesquieu, Rousseau, Voltaire,
Diderot, Bernier and other writers' preoccupation with the nature of
despotism in relation to their fears about the degenerate monarchies
that they were witness to. It also succeeds in recreating the picture
of this despotic regime as one governed by a chain of command
which runs from God down to the last position of power in local
communities. The absolute power of the despot allows no scope for
challenging his authority, but the despotic regime is at the same
time rife with transgressions. These transgressions take the form of
a subterranean proliferation of 'perversions' which survive through
the elaboration of secret codes of communication. Absolute power
thus begets rampant decadence. The European thinkers who
recognized this relation concluded that any transformation of the
microsocial would depend on a permanent securing of the state
against the recurrence of despotic regimes. The despotic regime is
founded on an acknowledgment of the psychoanalytic assertion
that 'there is no sexual relation': here the relation of the phallic
authority to the members of the harem is mediated by the eunuch,
who is the sexual 'in-between', and polygamy is one of its necessary
consequences.
In response to this, Rousseau (and Diderot) construct the couple,
as an accomplishment of the impossible (sexual relation). The couple
is the 'political subject' that guarantees a State that is free from the
risk of despotism (Grosrichard 1979: 223). Here we may recall Carol
Pateman's argument in ?be Sexual Contract, which asserts the dependence of the social contract on a (logically) prior sexual contract.
The sexual contract, it is to be noted, is not a contract between the
man and the woman who form the couple, but between the men,
who all agree to recognize one another's right to a space of (despotic)
sovereignty: the family and the woman who, within it, becomes the
man's property (Pateman 1988: 2). It is this dual contract that alone
produces the conditions of possibility of a modern state, where the
phallic power is not incarnated in the living body of a despotic king
but instead is distributed among the male contracting members of
society, the fraternite that formed the third element of the slogan of
the French Revolution. Thus the very stability of the post-despotic
state rests on the stability of the micro-despotism of the nuclear
family. The fiction of contract marks a transition from the rule of
fathers to the rule of brothers (ibid: 77-9).
The cinema, emerging in the historical space of the modern, is
committed, as Raymond Bellour has said, to the endless reproduction
of the couple, in narratives that bring about or restore the conjugal
scene (Bellour 1980: 183). However, while the cinema in the west
has only to re-present the transition from the familial to the conjugal
- 'the resolution of Oedipus' - as an endless cyclical process that
has already been inaugurated (Bellour 1986: 78), in Indian cinema
the modern state is present as only one of several patriarchal
authorities competing for domination. As such we find that in the
dominant filmic narrative the drive towards the affirmation of
conjugality is reined in by the restoration of the clan to its position
of splendour and power; the couple, in other words, is repeatedly
reabsorbed into the parental patriarchal family and is committed to
its maintenance. The modern family romance occurs in the popular
Hindi film only in an embedded form, under the aegis of the
compound authority of a feudal and a modern patriarchy. This is
amply illustrated by a phenomenon that has been often noted, that
in Hindi films (at least in the sixties), the 'police always arrive late'.
In other words, the climax of the romance would usually consist of
a battle between the hero and a primary villain, with lesser villains
being fought by the hero's accomplices in the background. And the
police usually arrive only in time to witness the decisive defeat of
the villain and to endorse the justice'rendered in their absence. This
phenomenon tends to be read as a satire on the incompetence of
the police. But something more is involved here: the late arrival of
the police attests not only to the endorsement of a feudal system of
justice by the representatives of the modern state, it also enacts the
formal alliance between these two sites of power which retain their
separate identities. Thus, to borrow Marx's terminology from a
different context (Marx, Capital, 1977: 1019-28), here the subsumption
of the feudal family romance in the modern is only formal, not real.
Real subsumption would render the family a transitory functional
entity committed to re-enacting the conjugal scene in the lives of
its children, after which it must, as Hegel says, dissolve itself (Hegel
1967: 117-22).
The 'new family' in Hegel takes the place of the old one which
was committed to 'preserving the family and its splendor by means
of fideicommissa and substitutiones (in order to favour sons by
excluding daughters from inheriting, or to favour the eldest son by
excluding the other children),' a proclivity that Hegel characterizes
as 'an infringement of the principle of the freedom of property ...
like the admission of any other inequality in the treatment of heirs'
(Hegel 1967: 121). The family that does not dissolve itself into the
families of its children and instead regards its own enjoyment as the
ultimate aim contravenes the ethical life that Hegel is elaborating as
the integral external embodiment of the modern state. The old family
institution 'depends on an arbitrariness which in and by itself has
no right to recognition, or more precisely on the thought of wishing
to preserve intact not so much this family but rather this clan or
'house' (ibid: 121) or, in the Indian context, the khandan, gharana
or vansh.
The kiss that seals the Christian marriage and inaugurates a zone
of privacy, thereby dissolving all other intermediate claims to authority
except that' of the state, is the very same kiss that is prohibited on
the Indian screen, between Indian citizens. The private is only
invented in and through this relationship of the family to the state
(the end result of the contract that inaugurates the new patriarchy),
whereas in the old family, which is also, at the same time, an
authoritarian regime, the private does not exist. As such the unspoken
('informal', like the prohibition) alliance between the modern state
(which is only formally in place) and the numerous premodern
points of power and authority (which could also be stated in another
way: the state is the embodiment of the alliance of premodern centres
of power and has no substance of its own) prohibits the invention
of the private, the zone of intimate exchange and union, where in
the Hegelian ideal, the members of the couple become as one.
Thus, while the spectacle of the female body poses no threat to this
informal alliance that constitutes the Indian ruling bloc, the scene of
intimate exchange where bourgeois female subjectivity (the 'law of
woman' being for Hegel the 'law of the inward life' and opposed to
the 'law of the land', finding its proper sphere of influence in the
family, which is the woman's 'substantive destiny') may emerge,
challenges the claim of the intermediate patriarchal authorities to
unrestricted control over the space of conjugality.
As a space marked by a discursive shift (the appearance of private
languages, the possibility of unsanctioned practices), the private is a
self-enclosing libidinal exchange that various authorities seek to
oversee. [68] Any representation of this private space and its activities
in the public realm thus constitutes a transgression of the scopic
privilege that the patriarchal authority of the traditional family reserves
for itself. Such a representation threatens to draw a circle around
the couple, thus realizing its autonomy, its independence from the
self-appointed sanctioning authority and at the same time makes
the modern state the overseeing authority and the guarantor of the
couple's autonomy. This moment also marks the inauguration of
the history of realist voyeurism.
The prohibition of kissing, as we have seen, is attributed to 'Indian
culture'. The prohibition, according to this understanding, blocks
the centrifugal force unleashed by the kiss that would threaten the
integrity of the culture. Absence is translated as a negative injunction.
We are dealing here with what psychoanalysis terms the 'Big Other',
which Zizek describes as 'the agency that decides instead of us, in
our place', an invisible hand, which in our case takes the form of
Culture (Zizek, For They Know Not 1991: 77). The prohibition of
certain practices is attributed to this Other of the symbolic network,
by reference to which what is prohibited is also said to be non-
existent. This paradoxical prohibition of the non-existent is the basis
of the consensual formation that ensures the stability of the
community's identity.
Why must the non-existent be prohibited? It is a question of
desire, of a certain tendency of desire that cannot be integrated into
a homeostatic system (such as the nation-state is envisaged to be), a
desire that threatens to break out of the limiting circuits of the national
body to seek its fulfilment 'elsewhere', this elsewhere being, precisely,
the culturally non-specific, deterritorialized space of modern
consumer culture.
Going beyond this we must pose the question that brings the
historical into the picture, that is why this specific prohibition is so
important to the stability of the social formation. Why should the
ban be anything more than a meaningless act that was stupidly
continued for a long time? Indeed, if the ban on kissing as such is
the issue, there is nothing more to be said about it. But if it is
acknowledged that this meaningless prohibition extends beyond
the kiss to a certain notion of the 'private', and that it is imposed in
the service of an informal alliance of patriarchies, then the picture
becomes more complicated.
In Basu Bhattacharya's Anubhav ('Experience' 1971), a film which
self-consciously attempts to deal precisely with this question of a
'private space', the problem that threatens the family is defined by
the heroine as the lack of lagao (attachment) between husband and
wife. The couple then proceed to create this absent connection,
which consists in producing a space of intimacy, of closed or restricted
exchange. The problem of the couple is the problem of the formation
of a middle class, where the possibility of restricted exchange is
predicated, paradoxically, on the possibility of the free circulation
of autonomous subjects. It is the initial free pact between 'consenting
adults' as the law puts it that is the condition of possibility of a
private space.
[[A middle-class housewife, trying to set her house in order, encounters a
remainder from the past: Dinesh Thakur and Tanuja in
Anubhav (Basu
Bhattacharya 1973). Courtesy National Film Archive of India, Pune.]]
Thus, in Anubhav the wife's pre-marital romance with the man
who has now re-entered her life as her husband's employee, consisted
in no more than 'a few hours of conversation' in which the subjectivity
denied to her in her parental home found a space to emerge. Having
resolved to restore the space of intimate exchange between herself
and her husband, the heroine's first act is to dismiss all the servants.
The servants have occupied and fully control the domestic space. In
their midst the marriage is a daily spectacle and their intrusive
presence is the mark of a lack of closure in the relationship. They
stand in for a traditional overseeing authority, penetrating the conjugal
space with the inspecting glance. [69] While in the eye, of this overseeing
authority the marriage retains the external features of conjugality
cohabitation, economic co-operation, etc. - its internal substance is
absent, the love or lagao that guarantees a nuclear family's autonomy.
It is the Hegelian ideal of the Christian marriage, distinguished by
spiritual unity that is represented as an absence. In bringing it about,
support is drawn from the only servant who refuses to leave, claiming
for himself a special status in the family: he is the non-intrusive,
supportive remainder of the dissolved parental family.
It is in the context of a state-form in which the relations between
the citizen and the state (itself guaranteed by the Law of the Father)
are mediated by unreconstructed patriarchal codes that the injunction
against the representation of the private becomes intelligible. A state
that has to oversee the expansion of capitalist production through
the maintenance and sometimes intensification of pre-capitalist modes
of exploitation is obliged to maintain a protected sphere of cultural
traditionalism: women and the peasantry are often the objects of
this paternalist attention. This is not to suggest that the patriarchal
nexus that maintains this protected culture is actually successfully
regulating the modes of reception of new cultural forces by the
people. Such regulation would be difficult if not impossible. But
what it does accomplish is the naturalization of the ideological notion
of a conflict between tradition and modernity and the prohibitive
force of tradition.
To summarize, the prohibition of kissing is a symptomatic cultural
protocol whose origins lie in the need to prevent the dissolution of
pre-capitalist patriarchal enclaves, to rein in the forces of democratic
transformation. It is not the transparent expression of a pre-existing
cultural predilection but a 'meaningless' (the moment we recognize
that it is not meaningless, not just stupid or merely puritanical, it
ceases to function effectively) prohibition that regulates the public
circulation of images as an obligation of the contract between new
and traditional elites. Its tangible result in cinema (which has been
the central national cultural institution because mass illiteracy poses
obstacles to literature playing a similar role) is a blocking of the
representation of the private.
The Prohibition of Cinema
The prohibition of the private in a way amounts to the prohibition
of cinema itself. For what is at stake here is the specific scopic
regime that is activated by the cinema and its social significance in
the context of a capitalist social formation. In a section of 'The Imaginary
Signifier' entitled 'The Passion for Perceiving' (1986: 260-7) Christian
Metz elaborates on the specificity of the scopic drive within the
cinematic relation. The practice of cinema is dependent on the activity
of the scopic and the invocatory or auditory drives, both of which
relate to their objects at a distance. In voyeurism, there is a constitutive
distance between the object (what is looked at) and the source of
the drive (the seeing eye). The voyeur represents in space the fracture
which forever separates him from the object; he represents his very
dissatisfaction (which is precisely what.he needs as a voyeur), and
thus also his 'satisfaction' in-so-far as it is of a specifically voyeuristic
type'. The looking drive (and with modifications the auditory drive),
thanks to this function of distance in its very unfolding, cannot ever
afford the illusion of 'a full relation to the object' (ibid: 261).
These features of the scopic drive are however common to all
visual and auditory modes of representation. The specificity of the
cinema arises, according to Metz, from 'an extra reduplication' of
this relation of absence or lack of the object. In the first place, the
absent object is infinitely more varied in the cinema and secondly,
its absence is not simply marked by the distance that separates the
spectator from the stage, as in the theatre, but by the absence of the
object from the stage (or its cinematic equivalent, the screen) itself.
The cinema 'only gives it [the object] in effigy' (Metz: 262). When
the actor was present (during the shooting) the spectator was absent,
and when the spectator arrives, the actor has already left (ibid: 264):
this 'missed encounter' that constitutes the essence of cinematic
voyeurism (reminiscent, we might add, of the missed encounter
between the two agents of the 'original' economic activity of barter,
when money intervenes to split the exchange relation into its
component parts, buying and selling as independent activities) makes
cinema a distinctly capitalist cultural phenomenon. Metz contrasts
cinema with other 'more intimate voyeuristic activities' like 'certain
cabaret acts, striptease, etc', where 'voyeurism remains linked to
exhibitionism, where the two faces, active and passive, of the
component drive are by no means so dissociated; where the object
seen is present and hence presumably complicit .... ' (ibid: 262-3).
This presence, 'and the active consent which is its real or mythical
correlate (but always real as myth) re-establish in the scopic space,
momentarily at least, the illusion of a fullness of the object relation,
of a state of desire which is not just imaginary' (ibid: 263).
This vestige of a mythic fusion with the object, which survives in
the theatre, is 'attacked' by the cinema signifier in so far as the
consent of the object on the screen cannot be taken for given.
Cinematic voyeurism thus turns out to be 'unauthorized scopophilia'
(ibid: 264) and its difference from the theatre can be further
contextualized in the 'socio-ideological circumstances that marked
the birth of the two arts'. Thus:
cinema was born in the midst of the capitalist epoch in a largely
antagonistic and fragmented society, based on individualism and the
restricted family (= father-mother-children), in an especially
superegotistic bourgeoiS society, especially concerned with 'elevation'
(or facade), especially opaque to itself. The theater is a very ancient
art, one which saw the light in more authentically ceremonial societies,
in more integrated human groups (even if sometimes, as in Ancient
Greece, the cost of this integration was the rejection into a nonhuman
exterior of a whole social category, that of the slaves), in cultures
which were in some sense closer to their desire (=paganism); the
theater retains something of this deliberate civic tendency toward
ludico liturgical 'communion', even in the degraded state of a
fashionable rendezvous around those plays known as pieces de
boulevard.
It is for reasons of this kind too that theatrical voyeurism, less cut off
from its exhibitionist correlate, tends more toward a reconciled and
community-oriented practice of -the scopic perversion (of the
component drive). Cinematic voyeurism is less accepted, more
'shamefaced' (Metz 1986: 265).
Cinema thus reflects the dispersal of the 'community' that is
characteristic of capitalist societies. But the 'unauthorised scopophilia'
of the cinema 'is at the same time authorized by the mere fact of its
institutionalization' (ibid: 265). This' "reprise" of the imaginary by
the symbolic', whereby a 'legalization and generalization of the
prohibited practice' becomes the established reality of capitalist
societies links cinema to certain clandestine but sanctioned spaces
like the licensed brothel. In spite of the legitimacy that
institutionalization provides, however, this place of leisure remains
a "hole" in the social cloth' (ibid: 266).
In Indian popular cinema we observe a tendency to resist the
extra-communal tendency that Metz regards as constitutive of
cinematic culture. The mandatory 'cabaret' scene in many Hindi
films, marked by a tendency to frontal representation (where the
dancer often looks straight into the camera, in violation of the 'recipe
of classical cinema' which forbids such a direct address, and which
originates in the logic of cinematic voyeurism), this spectacle is
clearly 'theatrical' in Metz's sense. That which is offered as spectacle
for the cinematic voyeur is distinguished by the fact that it 'lets itself
be seen without presenting itself to be seen' (ibid: 264).
This disjuncture, which Metz tends to locate at the points of
cinematic production and projection can also be related to the
aesthetics of realism. What Metz broadly reads as a difference between
the theatre and the cinema can also be seen as a historically datable
difference between pre-realist and realist theatre, with the latter
inaugurating the aesthetic that Metz identifies exclusively with
cinema. [70] Realist theatre and classical cinema manifest a common
attempt to erect an invisible but unsurpassable barrier between the
spectator/reader and the object, a barrier whose traces are precisely
those injunctions against direct address, as well as the tendency to
represent the private, that which does not present itself to be seen.
By contrast Indian popular cinema, with its rejection of realist
principles of representation accords more with those forms of
voyeurism in which the complicity of the object is a crucial real or
mythical assumption. It is the representation of the private that
engenders the 'shame-faced' voyeurism of the cinema and
presupposes the reality of the subject's solitude in the act of
voyeuristic perception, and the dissolution of the substantive
communal relation into the atomistic individualism of capitalist social
relations.
Thus, at the heart of the film industry an informal injunction
goes to work to prohibit the representation of kissing and thereby
generates a chain of implied prohibitions: the prohibition of
representations of the private, the prohibition of cinema (in the
western 'emblematic' sense), and, we are now in a position to add,
the prohibition of the open acknowledgement of the capitalist nature
of the new nation-state. Where socialism was only invoked as
ideology, and Congress socialism was no more than a protective
shield for the development of indigenous capitalism, the emerging
capitalist culture had to be disavowed and this disavowal was the
only (negative) proof of the existence of socialism.
The Indian popular film bridges the gap between the screen and
the spectator (a gap which in Hollywood cinema is bridged only by
the spectator's participation in the unfolding of the narrative, a process
which highlights his/her complicity) through the effect (produced
by various means, of which the prohibition of kissing is only one)
of an underwriting of the voyeuristic relation by the Symbolic. This
is made clear by the reading of the politics of the darsanic gaze in
the previous chapter, where we saw that the subject is invited to
participate in a spectacle as witness to the splendour of that which
presents itself to the subject's gaze. The cinema, according to Metz's
definition, takes place in a reserved space, where the functioning of
the symbolic is suspended (or left outside, standing guard) in order
to allow the activity of 'unauthorized scopophilia'. By contrast, the
cinema in India unfolds as if under the aegis of the Symbolic.
When the members of the couple turn to each other for a kiss,
what occurs (or what is feared) is a decisive shutting out of the
Other, whose gaze then at once becomes, or is reminded of its,
shamefaced voyeurism. This gesture of withdrawal by the object
throws the subject back onto itself, and acts as a reminder of the
subject's solitude, the condition of individuals in a capitalist society.
The couple's withdrawal into an inviolable privacy threatens to set
the image loose from its mooring in the contracted voyeuristic
relation, sending it spinning away on an unpredictable course (as
the couple literally does in Adoor Gopalakrishnan's Swayamvaram,
1972), leaving the spectator similarly rudderless, the imaginary unity
then coming permanently under the ever present threat of an
irreparable rupture. In prohibiting this withdrawal, the cinema
produces and maintains the illusion of a community, the alertness
of all subjects to the existence of all others or the alertness of the
subject to the existence of all subjects. [71]
The subject's desire, constitutively unpredictable in its choice of
object, is a disruptive element that the national ideology - Barthes
once described ideology as 'the Cinema of a society' (Barthes 1973: 3)
- of communal cohesion has to manage. Indeed, desire (as desire
for the modern that cinema is and represents) is often replaced by
the curious notion of need as an explanatory factor for the Indian
people's enthusiastic reception of the popular cinema. The opposition
constituted by the terms need and desire in the context of a theory
of (Indian) cinema has implications at the level of a theory of the
modern Indian state and its location in the global capitalist system.
In order to examine these implications, I turn to a text by Ashish
Nandy which elaborates a need-based theory of 'commercial cinema'.
This discussion will also disclose the real stakes of the ideological
project of Indian popular cinema: in prohibiting representations of
the private, this cinema blocks the recognition of the breakdown of
precapitalist community bonds and the learning of new modes of
solidarity based on the shared interests of the working classes.
The Disavowal of Capitalism
In a spirited defence of commercial cinema, Nandy asserts that it
speaks for the masses and has a claim to legitimacy as valid as that
of the 'art cinema' in its own sphere.
The basic principles of the commercial cinema derive from exactly
the core concerns of the Indians caught between the old and the
new, and the native and the exogenous. That is, the strength of the
commercial cinema lies in its ability to tap the fears, anxieties and felt
pressures of deculturation and even depersonalisation which plague
the Indians who do not find the normative framework of the
established urban middle-class culture adequate for their need. (Nandy
1987: 72).
The primacy accorded to need in Nandy's discussion gives him a
reason to defer the question of the aesthetic. Thus, his comparative
treatment of 'art', 'middle brow' and 'commercial cinema' does not
question the legitimacy of the art film (Nandy 1988b: 61). The
comments made in favour of the commercial cinema are qualified
by others stating 'however much we may bemoan the entry of mass
culture ... ' indicating an uneasiness on the aesthetic question which
is all-important for the art cinema. A second consequence is that the
notion of cultural need, which implies that different groups have
different needs, leads to the argument in favour of a sectoral division
of culture: 'art films cannot and should not hegemonise the entire
cultural space available to the Indian cinema' because 'there is need
for at least a tripartite division of spoils among the high, middle and
low-brow cinema in India' (Nandy 1988b: 60-1).
Nandy produces a folk culture for us out of a supposed intimate
fit between a displaced proletariat (uprooted from their relatively
stable rural existence and thrown into the uncertainties of urban
life) and its favourite cultural institution, the commercial cinema.
The usefulness of this cinema lies in its ability to heal the wounds of
deracination. This is at the individual level. On another level, this
cinema also helps preserve the endangered traditions of the
modernizing nation-state by making tradition the 'normative fulcrum'
of self-expression, thereby providing the displaced masses with a
take on modernity from their own standpoint. Nandy urges 'us' to
recognize that this cinema, while meeting the needs of the masses,
also satisfies 'our' longing for the preservation of tradition. It is by
giving the masses what they want that we can be sure of getting
what we want.
This reading of popular cinema marks a break with the more
common aestheticist tendency to treat it as not-yet-cinema, a formless
and anarchic bricolage of titillation, violent spectacle and moral
conservatism. But having left the aestheticist critique behind, Nandy
does not quite manage to free his arguments from a temptation to
simply reverse the equation. His text has a strong tendency to equate
the defence of the commercial cinema with a defence of the people,
the masses and their (supposed) role as the preservers of tradition
in a modernizing society. He explains his position thus:
Now that modernity has become the dominant principle in Indian
public life, when much of the oppression and exploitation in the
society is inflicted in the name of modern categories such as
development, science, progress and national security, the logic of the
situation demands a different kind of political attitude towards cultural
traditions. However much we may bemoan the entry of mass culture
through the commercial cinema, the fact remains that it is the
commercial cinema which by default is more protective towards
traditions and towards native categories (Nandy 1988b: 61).
Nandy's claim is that popular cinema speaks for the people and
their traditions and against the encroachment of the principle of
modernity. And yet he also asserts that it is in the context of the
domination of the principle of modernity that this cinema must be
defended. Thus commercial cinema, if it is indeed as he describes it,
would seem to the fighting a lost battle. Read in conjunction with
the idea that different sectors of culture serve different needs, this
seems to carry a disturbing implication that popular cinema should
be protected because of its ability to serve, not as the site of a
transformative critique of modernity, but as a rejuvenating, healing
ideological refuge from it. Where these 'native categories' have been
irreversibly emptied of any real social effectivity, cinema mitigates
the trauma of the masses' encounter with the new by preserving the
illusion of a persistence of tradition. This affirmative theory of the
popular would thus appear to have as its guiding principle, an
administrative concern with normalcy, law and order. Here we
encounter the theoretical justification for the disavowal of the capitalist
nature of the Indian nation-state. This disavowal is partial, confined
to the psychic sphere of the proletariat and accordingly, finds it
possible to divide cultural spheres into incommensurable sectors.
We of the middle class, who know that modernity can no longer be
defended against, and who participate in its expansion with our
commitment to the western aesthetic standards that make a Satyajit
Ray film so appealing-we are not being asked to commit ourselves
to a rejection of modernity or to a denial of its arrival. We are being
invited, on the other hand, to confine the modern revolution (or,
more accurately, the consciousness of it) to our sphere of existence,
not to insist on its extension to the people, for whom the illusion of
the normative function of tradition provided by the cinema is a
therapeutic necessity.
The discourse of and on popular cinema has always involved a
dialectic of modernity and tradition in which the point of enunciation
cannot be unambiguously located in one or the other for all time.
And even where we are able to clearly identify the perspective, in
individual films, the 'traditional' is by no means identical with the
interests and desires of the dispossessed and displaced masses. It is
problematic to employ tradition and modernity in this sense as terms
of analysis. It is true that popular films deploy this binary frequently
and that thematic conflicts are structured around it. But to treat it as
if it were a transparent representation of some real conflict between
these two concepts is to fall into an ideological trap. For the
construction of 'tradition' is part of the work of modernity. This is
not to deny the material effectivity of the binary in the social. On
the contrary, our questioning of the binary necessitates the
investigation of the relation of these representations (of conflicts
between tradition and modernity) to the real relations that characterize
the social formation.
Sectoral need theory neglects the relational aspect of any social
divisions that it may identify. In Anubhav, as we have seen, the
couple's resolve to produce a private world is supported by a self
effacing patriarchal servant figure. In a scene at the beginning of the
film, this old man gives the hero, a newspaper editor, a massage
while the latter works late into the night [72] In the conversation that
ensues, the servant gently criticizes the master for working too hard
and long and not enjoying the fruits of his labour. Thus the servant
makes visible to the man an important truth about his existence.
The film tries to realize the positive suggestion contained in the
servant's remark. But this suggestion is never allowed to reflect back
on the working life of the servant himself, who as we can plainly
see, has no fixed working hours and no 'private life' either. The
obvious naturalness of the terms of this relationship, in which the
servant is made to pronounce a truth that applies to the master but
not to himself, also depends on a version of the sectoral theory of
needs. The proletariat's right to a fixed working day, a 'modern'
right, if asserted in such a context could upset the neat division of
the social into sectors.
In his description of the commercial cinema, Nandy refers to its
ability to 'tap the fears, anxieties and felt pressures of deculturation
and even depersonalisation'. Given the emphasis on culture as a
need, it is not surprising that desire does not figure in this list.
Desire, once introduced, threatens to lead the subject astray (into
the spaces of modernity, reserved for the middle class and the
connoisseurs of art cinema), whereas the point of the exercise is to
bind the subject to a place in a need-based, self-reproducing cultural
economy. The desired image of the masses is an image of the masses
as lacking desire.
Need is that which can be met by a specifiable and unchanging
object. Hunger, for example, can be satisfied by food and only by
food. By making culture a sphere of need, Nandy integrates the
psychic into the modern economy and identifies the cinema as that
which meets the needs of the population. Culture becomes a sphere
of nature, not one in which meanings circulate, producing frames of
intelligibility by means of which the relations of power and production
are justified. That there may be a demand for a different social
order, that cinema provides various explanations for the contradictions
of capitalist society, that tradition as the 'solution' for these
contradictions may be an ideological construction disseminated by
popular Hindi cinema, these are ignored. By this reckoning it must
be said that while the other sectors of the economy have failed to
meet the basic material needs of the masses, the culture industry
alone has succeeded in effectively meeting the demand that is placed
on it. If we push this argument further, it may turn out that the
culture industry's success in meeting this need gives the other sectors
of the economy and the exploitative system itself some respite. For
if the basic needs were to become more important to the masses at
any time, would the cultural need continue to remain the same?
And conversely, if the basic needs were ever to be adequately met,
would the masses then not be in a position to demand a different
kind of entertainment, even one that is not predicated on a disavowal
of modernity? Is it then Nandy's argument that when the people are
hungry, commercial cinema is the best thing for them?
It is not simply a question of opposing need to desire but of
acknowledging the dispersal of communities and then figuring
whether the people's interest in cinema signifies the desire for a
transformation that will acknowledge their entry into modernity, or
whether they regard the cinema as speaking on their behalf when it
disseminates tales of feudal morality. The primary attraction of the
cinema is its modern character, whereas once drawn into the theatre,
we may be presented with traditional ideologies that try to deny the
changed circumstances that are the very condition of possibility of a
cinematic culture. What the ideology of cultural need denies is the
possibility that human beings may desire the transformation of their
conditions of existence, that a utopian element may inhere in cultural
activity.
While often anchored in familiar narratives that reinforce
traditional moral codes, the popular film text also offers itself as an
object of the desire for modernity. The fragmentary text of an average
popular film is a serial eruption of variously distributed affective
intensities whose individual effects are not subsumed in the
overarching narrative framework. As an effective medium of
propagation of consumer culture, popular cinema has managed to
combine a reassuring moral conservatism with fragments of utopian
ideology and enactments of the pleasures of the commodity culture.
The very familiarity of the narrative makes it a useful non-interfering
grid within which to elaborate the new.
But consumer culture is itself not a neutral 'content' which fits
indiscriminately into any available narrative framework. While
functioning within the grid of the traditional moral tale, it at the
same time conflicts with that tale and makes for contradictions at
the level of narrative. These contradictory features can be read as
reflecting the contradictions of a capitalist society functioning on
the basis of pre-capitalist social relations. Popular films represent
the utopian ideal that consists of not only the pleasures of commodity
culture but also the microsocial forms such as the nuclear family,
which is at once an ideal consuming unit that the industrial economy's
logic calls for, as well as an alternative to the existing patriarchal
enclaves within which subjects are situated. It is then a question of
emerging from feudal social relations into capitalist ones, an epic
narrative of the transpatriarchal migration of subjects, a struggle
within the social for a radical transformation which cinema represents
and resolves in its own way.
The State of Love
It is the discourse of romantic love that the popular film deploys in
its representation of this ideal. As argued above, the tale of romantic
love has continued to be embedded in an overarching framework
derived from the feudal family romance. Thus the romantic couple's
courtship takes. place in a space of controlled anonymity. [73] They
meet by accident in a public space, as if it were a question of two
'citizen-subjects' encountering each other and falling in love in the
course of a long courtship: but what begins as an accidental encounter
between two individuals turns out to have been predestined. While
initially their love invites the disapproval of one or both the families,
last minute turns in the narrative disclose certain pacts entered into
by the families, which had sanctioned the love relation even before
it took place. Thus, the centrifugal force of the love relation is reined
in and the family in its feudal self-governing form re-secures its
boundaries. This is a narrative pattern that was endlessly repeated
in popular cinema throughout the sixties and in spite of many
transformations, has not entirely disappeared. The family capital
was one of the key issues in the unfolding of the narrative. The
son's love adventure ran parallel to the plotting by close relatives to
grab the family fortune through manipulative matchmaking,
embezzlement, etc. (Waris is a representative film of this type.)
The emergence of the discourse of romantic love has been traced
to North Africa and medieval Europe (Spain and southern France),
although, if we consider the 1000-year history of the ghazal, or the
Indian bhakti movements, an earlier or parallel Asian origin is
suggested (Dale 1996). The second great era of the elaboration of
this discourse in Europe was the Romantic age, from which the
modern conception of love derives (Singer 1984: 1, 23, 283 ff)
(Needless to say, it is the concept of love that can be said to have a
specific place of origin, not the affect itself). As a concept, romantic
love is 'an ideal for changing the world or ... a psychological state'
(ibid: 3). Love's transformative potential lay in the idea that it was
an 'intense, passionate relationship that establishes a holy oneness
between man and woman' (ibid: 23). This ideal of oneness, which
was an attribute of religious love before the emergence of courtly
love, represents a secularization of religious devotion and as such
came into conflict with religious dogma (ibid: 32). Romantic love, like
the courtly version, 'finds its divinity in the act of loving' (ibid: 293).
In India it was the medieval bhakti movements and personalities
who elaborated a discourse of spiritual love with romantic overtones.
Thus the songs of Mirabai, the sixteenth-century devotee and self-
proclaimed bride of the god Krishna, express devotional love in a
language drawn from the institutions of sexuality: courtship and
marriage (Alston 1980) But romantic love as a social practice
transforming relations between individuals did not emerge from these
moments. Persian and later Urdu poetry, flourishing in India's
aristocratic Muslim society, elaborated a discourse of love that Hindi
cinema took over wholesale when it turned to the inexhaustible
thematics of love. This discourse had no social currency, its intricate
conceits and metaphors were more suited to poetry than to everyday
language. As such its use was largely confined to songs.
Mainstream Hindu society, which has continued to be governed
by the caste system, was in no position to generate a discourse of
love. There were attempts at social revolution which consisted
precisely in challenging the caste division and proclaiming a direct
link between the devotee and the divine. Such was the revolutionary
slogan of the bhakti movement in twelfth-century Karnataka, one
instance of the early protests against the monopoly over religion by
established orthodoxies. But these movements did not succeed in
their mission to transform Hindu society. After 1947, Hindi cinema
borrowed the discourse of love elaborated in Persian/Urdu poetry
and superimposed it on the traditional sexual relations of Hindu
society. However, its elaborate conceits and refined language
continued to serve as reminders of its aristocratic origin, which meant
that love itself came to be associated with a certain soulfulness and
otherworldliness.
In this context it is of interest that the last few years have seen a
sudden proliferation of the use of the English language expression
'I love you'. From Hindi films to the regional language cinemas of
the south, songs and dialogue everywhere are littered with this
expression. It is sung to a variety of tunes, subjected to the most
unpredictable conceits (as in the song which begins 'yeh ilu ilu kya
hai?', a question about the meaning of the expression, which then
expands into a musical primer of love). In part this is one more
instance of popular cinema's pedagogical function as an initiator of
the masses into consumer culture: in the past, new fashions, dance
forms and other practices of (western) capitalist culture were similarly
introduced, Thus, not too long ago, the song '1 am a disco dancer'
taught the national audience the 'meaning' of disco, spelling out the
word as if it were an acronym.
But beyond this consumerist function, the utopian aspiration to
social transformation that the concept of love embodies also finds
itself invoking a certain state-form as its true ground (d. Bellour
1980). A striking illustration of this intersection of consumerism,
romantic love in its congealed form as an English expression, and
the modern nation-state is provided by Mani Rathnam's highly
popular Tamil film Roja (1992; see Chapter 9). The following lines
of dialogue, in which the English expression is employed, are
exchanged by a newly married couple, who take a holiday in Kashmir
when the husband is sent there on an assignment. After an exhausting
erotic game of running around the hotel room, the two plunge into
bed. The husband is a Madras-based cryptographer, employed by
the intelligence Wing of the state, while the wife is from an interior
village of Tamil Nadu. (The italicized words are spoken in English):
'Hey village girl, if I say something to you in English, will you be
able to understand it?'
'Say it, let's see.'
'I love you.'
Here in these three lines we have the initiation of a closed exchange
which can create the private space of the couple. But in these same
lines we also get a glimpse of the (impossible) condition of possibility
of that closure.
In this exchange what comes across is a strongly felt compulsion
to consummate the marriage by means of the English language
utterance. It is as if a lack had remained, after the marriage
ceremonies, that could only be filled by the intervention of this
ritual declaration. The expression, delivered to the adressee, transports
the couple into their own private space. In this process the hitherto
unapproachable precinct of romantic love is domesticated, by
inhabiting it. But this space of symbolic consummation, by whose
grace a private space is made possible, is also the most public space
of all: like the first person pronoun that circulates freely among all
those who enter the symbolic network, and is unavailable for
exclusive possession, the expression, 'I love you' transports the
speaking subject and the addressee into a different symbolic network,
one in which the declaration is the true legitimation of the couple.
Being in English, this expression and the symbolic network into
which it transports the couple, are also marked as a social privilege,
a mark of social distinction. What is this Other whose recognition is
invoked and guaranteed by this expression? This Other, the witness
to a coupling that is beyond the formal coupling sanctioned by
traditional authority, is as yet unformed, unidentifiable, its only trace
being the obsessively recurring English expression that attests to the
fact that something is being called into existence, Would it be
farfetched to speculate that this Other is precisely the modern state
in which the romance of the nuclear family and the state would
dissolve or sublate all other mediating categories?
In any case, popular cinema displays no unequivocal preference
for a traditional standpoint in its narratives of conflict between the
traditional and the modern, On the contrary, one of its constant
preoccupations is with the propagation of commodity culture within
the context of traditionally regulated social relations. In the process
it sometimes represents the utopian aspiration to transform the social
in keeping with the promises made by capitalism and the modern
nation-state.
[66] See ankles in Screen during the months of August and September 1969.
[67] The same explanation has been repeated endlessly by almost everybody who
defends the ban. Rosie Thomas, commenting on the ban, also cites this argument,
and characterizes it as 'puritanical'. According to her the ban 'came only with the
puritanical reformist zeal after Independence that saw kissing in public as an immoral
Western import' (Thomas 1987: 320; my emphasis).
[68] See Jacques Donzelot, Policing the Family (1980).
[69] That the servants can function as a surrogate of the feudal patriarchal authority
should not surprise us: the eunuch in the harem was precisely such a figure, a
servant who was like an extension of the master's body.
[70] As stated earlier (see Introduction), it is the combination of elements (eg. realism
+ camera + ...) that gives cinema the capitalist specificity, the emblematic quality,
which is disavowed in the Indian case.
[71] It goes without saying that the illusion of communal cohesion can only be
maintained with the active complicity of the audience. It is not a question of an
imposed illusion. One encounters, in cinema halls, signs of this complicity whenever
a scene of intimacy between two characters appears to go on for longer than is
appropriate to the maintenance of the community effect. Shouts will be heard from
someone or the other, expressing discomfort with the proceedings. In Bangalore,
this used to take a particular, curious form. At such moments someone would invariably
shout, 'Thaattiningo!' The word means a palmyra fruit which is usually sold on city
streets at night (usually after 9 or 10) to preserve its juiciness. The everyday experience
of the nocturnal intimacies of couples being disrupted by the call of the fruitseller is
evoked by the shouts and the awkwardness of the moment, which threatens to
remind the spectator of his voyeurism, is thus overcome.
[72] An almost identical scene occurs in Gulzar's Aandhi, with the same actors,
A.K. Hangal and Sanjeev Kumar playing the roles of servant and master: clearly no
accident, given that both Aandhi and Anubhav figure in the list of middle-class films
(discussed in Chapter 7) which, in the late seventies, attracted audiences drawn by
the promise of social distinction.
[73] This pre-marital encounter is often a mere ritual of aristocratic socio-sexual
arrangements as is dear in a film like Chhalia (Manmohan Desai 1960).
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